Skip to main content

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 15, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
1,310
+62 vs. Q4 2023
Portfolio value
$6.45B
+$650.9M (+11.2%) vs. Q4 2023
Filed
May 15, 2024
SEC
Holdings of Stephens Inc in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF843,839$219.3M3.4%+7,947+1.0%Added–
AAPLApple Inc.Stock789,884$135.4M2.1%+31,970+4.2%AddedHistory
MSFTMicrosoft CorpStock304,324$128.0M2.0%−10,771−3.4%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF663,856$118.9M1.8%−8,005−1.2%Reduced–
Invesco QQQ Trust Series I46090E103ETF245,878$109.2M1.7%+8,241+3.5%Added–
iShares Tr4642874571 3 YR TREAS BD1,322,765$108.2M1.7%+2,371+0.2%Added–
iShares Russell Mid-Cap Value ETF464287473ETF820,856$102.9M1.6%+129,629+18.8%Added–
SPYSPDR S&P 500 ETF TrustETF190,352$99.6M1.5%−26,311−12.1%ReducedHistory
KRUSKura Sushi USA, Inc.CL A COM851,073$98.0M1.5%−62,456−6.8%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF271,799$91.6M1.4%+10,079+3.9%Added–
AMZNAmazon Com IncStock485,718$87.6M1.4%+30,291+6.7%AddedHistory
WMTWalmart Inc.Stock1,314,366$79.1M1.2%+35,931+2.8%AddedConverted for a 3-for-1 splitHistory
MRKMerck & Co., Inc.Stock546,450$72.1M1.1%+13,465+2.5%AddedHistory
AVGOBroadcom Inc.Stock44,955$59.6M0.9%−3,671−7.5%ReducedHistory
NVDANVIDIA CorpStock63,075$57.0M0.9%−15,396−19.6%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF498,467$56.9M0.9%+122,340+32.5%Added–
JPMJPMorgan Chase & CoStock273,723$54.8M0.9%+14,629+5.6%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD693,165$53.6M0.8%+7,021+1.0%Added–
VVisa Inc.Stock183,840$51.3M0.8%−683−0.4%ReducedHistory
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF1,072,388$50.0M0.8%−7,831−0.7%Reduced–
Vanguard Morningstar Value ETF922908744ETF300,062$48.9M0.8%+13,512+4.7%Added–
OBDCBlue Owl Capital CorpCOM3,064,156$47.1M0.7%−23,563−0.8%ReducedHistory
iShares Tr464287689RUSSELL 3000 ETF154,718$46.4M0.7%+5,471+3.7%Added–
Alps ETF Tr00162Q452ALERIAN MLP935,484$44.4M0.7%+18,232+2.0%Added–
iShares Tr464288646ISHS 1-5YR INVS823,330$42.2M0.7%+14,907+1.8%Added–
GOOGAlphabet Inc.Stock276,212$42.1M0.7%+8,700+3.3%AddedHistory
MAMastercard IncStock86,632$41.7M0.6%−3,839−4.2%ReducedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA802,875$40.4M0.6%−356,317−30.7%Reduced–
BXBlackstone Inc.COM304,530$40.0M0.6%+19,135+6.7%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF782,262$39.5M0.6%−114,056−12.7%Reduced–
GOOGLAlphabet Inc.Stock256,419$38.7M0.6%−5,234−2.0%ReducedHistory
UNHUnitedHealth Group IncStock77,595$38.4M0.6%−823−1.0%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF198,445$38.1M0.6%+2,861+1.5%Added–
Vanguard Morningstar Growth ETF922908736ETF108,933$37.5M0.6%+955+0.9%Added–
iShares Russell Midcap ETF464287499ETF424,020$35.7M0.6%+12,139+2.9%Added–
WMWaste Management IncStock167,074$35.6M0.6%+1,048+0.6%AddedHistory
CATCaterpillar IncStock93,512$34.3M0.5%+4,571+5.1%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF371,221$33.4M0.5%+21,092+6.0%Added–
CRMSalesforce, Inc.Stock110,700$33.3M0.5%+20,071+22.1%AddedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD1,400,978$33.3M0.5%−24,553−1.7%Reduced–
XOMExxonMobil Holdings CorpCOM263,885$30.7M0.5%+2,097+0.8%AddedHistory
ETNEaton Corp plcStock96,131$30.1M0.5%−2,869−2.9%ReducedHistory
BRK.BBerkshire Hathaway IncStock70,627$29.7M0.5%+3,949+5.9%AddedHistory
iShares Tr464287572GLOBAL 100 ETF330,424$29.5M0.5%+22,964+7.5%Added–
iShares Tr464288687PFD AND INCM SEC914,921$29.5M0.5%+8,835+1.0%Added–
SPDR Series Trust78468R523ST STR BL 12 ETF294,135$29.2M0.5%−13,506−4.4%Reduced–
iShares Russell 2000 Growth ETF464287648ETF105,793$28.6M0.4%+4,921+4.9%Added–
JNJJohnson & JohnsonStock180,802$28.6M0.4%−20,924−10.4%ReducedHistory
LOWLowes Companies IncStock111,814$28.5M0.4%+397+0.4%AddedHistory
CSCOCisco Systems, Inc.Stock564,527$28.2M0.4%+15,199+2.8%AddedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW320,726$27.8M0.4%+259,124+420.6%Added–
ABBVAbbVie Inc.Stock151,894$27.7M0.4%−9,002−5.6%ReducedHistory
LLYEli Lilly & CoStock34,413$26.8M0.4%+3,885+12.7%AddedHistory
CVXChevron CorpStock169,591$26.8M0.4%+2,450+1.5%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF146,192$26.7M0.4%−576−0.4%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM459,834$26.6M0.4%+24,113+5.5%Added–
MCDMcDonalds CorpStock93,544$26.4M0.4%+2,392+2.6%AddedHistory
METAMeta Platforms, Inc.Stock52,691$25.6M0.4%−10,599−16.7%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 162,011$24.7M0.4%+1,207+2.0%AddedHistory
KOCoca Cola CoStock400,709$24.5M0.4%+18,477+4.8%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF484,095$24.3M0.4%−281,243−36.7%Reduced–
BACBank of America CorpStock631,768$24.0M0.4%−12,329−1.9%ReducedHistory
MLMMartin Marietta Materials IncCOM38,723$23.8M0.4%+45+0.1%AddedHistory
LRCXLam Research CorpCOM23,781$23.1M0.4%−2,465−9.4%ReducedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR489,893$22.4M0.3%+8,810+1.8%Added–
QCOMQualcomm IncStock132,305$22.4M0.3%+28,282+27.2%AddedHistory
IAUiShares Gold TrustETF527,223$22.1M0.3%−31,855−5.7%ReducedHistory
UPSUnited Parcel Service IncStock147,721$22.0M0.3%+18,895+14.7%AddedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF1,169,353$21.9M0.3%−84,166−6.7%Reduced–
ARCCAres Capital CorpCEF1,050,398$21.9M0.3%−3830.0%ReducedHistory
iShares MSCI Eafe ETF464287465ETF270,326$21.6M0.3%−84,138−23.7%Reduced–
DUKDuke Energy CORPStock220,412$21.3M0.3%+59,988+37.4%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF133,981$21.3M0.3%−54,608−29.0%Reduced–
FDXFedEx CorpStock73,421$21.3M0.3%+2,841+4.0%AddedHistory
iShares Tr464287622RUS 1000 ETF72,812$21.0M0.3%+720+1.0%Added–
iShares Russell 2000 ETF464287655ETF99,242$20.9M0.3%+34,578+53.5%Added–
HDHome Depot, Inc.Stock53,025$20.3M0.3%+123+0.2%AddedHistory
First Tr Exchange-Traded FD336917109SHS528,147$20.3M0.3%−22,738−4.1%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT408,002$19.7M0.3%−3,373−0.8%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF124,927$19.5M0.3%−1,150−0.9%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF77,762$19.4M0.3%−160.0%Reduced–
INTCIntel CorpStock437,579$19.3M0.3%−51,113−10.5%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF83,665$19.1M0.3%+6,728+8.7%Added–
Simplify Exchange Traded Fun82889N525MBS ETF364,644$18.6M0.3%+364,644New–
PEPPepsiCo IncStock105,662$18.5M0.3%−59,619−36.1%ReducedHistory
Vanguard S&P 500 ETF922908363ETF38,079$18.3M0.3%−3,179−7.7%Reduced–
VZVerizon Communications IncStock435,592$18.3M0.3%−152,905−26.0%ReducedHistory
UNPUnion Pacific CorpStock71,523$17.6M0.3%+33,132+86.3%AddedHistory
APHAmphenol CorpCL A150,047$17.3M0.3%−5,330−3.4%ReducedHistory
ADBEAdobe Inc.Stock33,489$16.9M0.3%−633−1.9%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF206,623$16.7M0.3%+11,937+6.1%Added–
iShares Tr464288521CRE U S REIT ETF309,646$16.7M0.3%+15,862+5.4%Added–
ETEnergy Transfer LPCOM UT LTD PTN1,058,915$16.7M0.3%+37,471+3.7%AddedHistory
BLDRBuilders FirstSource, Inc.Stock79,802$16.6M0.3%+51,327+180.3%AddedHistory
WRBBerkley W R CorpCOM187,912$16.6M0.3%+2,308+1.2%AddedHistory
iShares Tr464288588MBS ETF179,479$16.6M0.3%+18,973+11.8%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF277,603$16.3M0.3%+27,152+10.8%Added–
iShares Tr46436E7180-3 MTH TREASURY160,917$16.2M0.3%+68,143+73.5%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF213,838$16.1M0.3%+17,732+9.0%Added–
CMCSAComcast CorpStock359,719$15.6M0.2%+12,639+3.6%AddedHistory

Sold out since Q4 2023 (64)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
SUMSummit Materials, Inc.CL A133,865$5.15M0.1%History
LOPEGrand Canyon Education, Inc.COM23,871$3.15M0.1%History
LTHMLivent Corp.COM151,221$2.72M<0.1%History
SPLKSplunk IncCOM16,383$2.50M<0.1%History
CAMTCamtek LtdORD15,210$1.06M<0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD16,699$744.9K<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF5,349$724.4K<0.1%–
FROFrontline plcCOM34,123$684.2K<0.1%History
Tidal Tr II88636J824DEFIANCE R2000 E34,378$682.4K<0.1%–
ZGZillow Group, Inc.CL A11,683$662.7K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD5,785$463.7K<0.1%–
CMCOColumbus McKinnon CorpCOM11,722$457.4K<0.1%History
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL13,920$433.5K<0.1%–
VRRMVerra Mobility CorpCL A COM STK18,113$417.1K<0.1%History
JNPRJuniper Networks IncCOM14,054$414.3K<0.1%History
ALLYAlly Financial Inc.Stock11,409$398.4K<0.1%History
IONQIonQ, Inc.COM28,063$347.7K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW14,421$336.4K<0.1%History
WENWendy's CoStock15,882$309.4K<0.1%History
GHGuardant Health, Inc.COM11,285$305.3K<0.1%History
Global X FDS37960A859DOW 30 CO CA ETF13,818$302.8K<0.1%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD13,488$302.7K<0.1%–
ARLOArlo Technologies, Inc.COM30,357$289.0K<0.1%History
RDNTRadNet, Inc.COM8,276$287.8K<0.1%History
STELStellar Bancorp, Inc.COM10,214$284.4K<0.1%History
VTRVentas, Inc.REIT5,637$281.0K<0.1%History
ONBOld National BancorpStock15,216$257.0K<0.1%History
WGOWinnebago Industries IncCOM3,500$255.1K<0.1%History
SPBSpectrum Brands Holdings, Inc.COM3,189$254.4K<0.1%History
IPGPIpg Photonics CorpCOM2,132$231.4K<0.1%History
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL5,132$226.3K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF4,170$222.5K<0.1%–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF6,670$222.3K<0.1%–
First Tr Exchng Traded FD VI33740F466FT VEST U.S10,034$220.9K<0.1%–
LADLithia Motors IncCOM656$216.0K<0.1%History
NNNNNN REIT, Inc.REIT4,940$212.9K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY3,491$210.9K<0.1%–
SBACSba Communications CorpCL A823$208.8K<0.1%History
CMGChipotle Mexican Grill IncCOM90$205.8K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,435$204.0K<0.1%–
WOLFWolfspeed, Inc.Stock4,668$203.1K<0.1%History
MTNVail Resorts IncCOM949$202.6K<0.1%History
HNVRHanover Bancorp, Inc.COM NEW11,260$198.6K<0.1%History
VZIOVizio Holding Corp.CL A COM25,233$194.3K<0.1%History
DBRGDigitalBridge Group, Inc.CL A NEW10,998$192.9K<0.1%History
UECUranium Energy CorpCOM29,385$188.1K<0.1%History
NEONeogenomics IncCOM NEW10,358$167.6K<0.1%History
BOXBox IncCL A5,595$143.3K<0.1%History
Helix Energy Solutions Grp I42330PAK3NOTE 6.750% 2/166,000$106.1K<0.1%–
LNKBLINKBANCORP, Inc.COMMON STOCK12,500$99.6K<0.1%History
Nuvasive Inc670704AJ4NOTE 0.375% 3/168,000$62.6K<0.1%–
Cable One, Inc.12685JAG0NOTE 1.125% 3/182,000$62.1K<0.1%–
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/153,000$57.0K<0.1%–
DBXDropbox, Inc.CL A1,917$56.5K<0.1%History
MBLYMobileye Global Inc.Stock1,239$53.7K<0.1%History
Splunk Inc848637AD6NOTE 1.125% 9/143,000$47.4K<0.1%–
TWOU2U, LLCCOM33,900$41.7K<0.1%History
GRABGrab Holdings LtdCLASS A ORD11,350$38.3K<0.1%History
Viavi Solutions Inc.925550AB1NOTE 1.000% 3/025,000$24.4K<0.1%–
Everbridge, Inc.29978AAC8NOTE 0.125%12/125,000$23.2K<0.1%–
GOEVCanoo Inc.COM CL A85,000$21.9K<0.1%History
UAMYUnited States Antimony CorpCOM11,000$2.74K<0.1%History
ALTRAltair Engineering Inc.COM CL A24$2.02K<0.1%History
TCRTAlaunos Therapeutics, Inc.COM15,162$1.07K<0.1%History