Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,248
- +34 vs. Q3 2023
- Portfolio value
- $5.80B
- +$580.7M (+11.1%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TCRTAlaunos Therapeutics, Inc. | COM | 15,162 | $1.07K | <0.1% | 00.0% | Unchanged | History |
| ALTRAltair Engineering Inc. | COM CL A | 24 | $2.02K | <0.1% | +24 | New | History |
| UAMYUnited States Antimony Corp | COM | 11,000 | $2.74K | <0.1% | 00.0% | Unchanged | History |
| MGYMagnolia Oil & Gas Corp | CL A | 132 | $2.81K | <0.1% | 00.0% | Unchanged | History |
| ECPGEncore Capital Group Inc | COM | 56 | $2.84K | <0.1% | +3+5.7% | Added | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 10,000 | $8.34K | <0.1% | 00.0% | Unchanged | – |
| RPDRapid7, Inc. | COM | 155 | $8.85K | <0.1% | 00.0% | Unchanged | History |
| TOSTToast, Inc. | Stock | 491 | $8.97K | <0.1% | −51,668−99.1% | Reduced | History |
| Abacus Life Inc00258Y112 | EQUITY WRT | 12,500 | $9.33K | <0.1% | 00.0% | Unchanged | – |
| TNDMTandem Diabetes Care Inc | COM NEW | 328 | $9.70K | <0.1% | −1,746−84.2% | Reduced | History |
| RMBSRambus Inc | COM | 193 | $13.2K | <0.1% | 00.0% | Unchanged | History |
| GTMZoomInfo Technologies Inc. | Stock | 799 | $14.8K | <0.1% | +4+0.5% | Added | History |
| RYANRyan Specialty Holdings, Inc. | CL A | 359 | $15.4K | <0.1% | −25−6.5% | Reduced | History |
| HUBGHub Group, Inc. | CL A | 200 | $18.4K | <0.1% | −120−37.5% | Reduced | History |
| IRTCiRhythm Holdings, Inc. | COM | 175 | $18.7K | <0.1% | 00.0% | Unchanged | History |
| WWRWestwater Resources, Inc. | COM NEW | 35,032 | $19.8K | <0.1% | −20,000−36.3% | Reduced | History |
| GOEVCanoo Inc. | COM CL A | 85,000 | $21.9K | <0.1% | +5,000+6.3% | Added | History |
| VRNSVaronis Systems Inc | COM | 504 | $22.8K | <0.1% | 00.0% | Unchanged | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | 25,000 | $23.2K | <0.1% | +8,000+47.1% | Added | – |
| VWEVintage Wine Estates, Inc. | COM | 47,968 | $24.1K | <0.1% | −4,300−8.2% | Reduced | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | 25,000 | $24.4K | <0.1% | +8,000+47.1% | Added | – |
| TWTradeweb Markets Inc. | Stock | 314 | $28.5K | <0.1% | 00.0% | Unchanged | History |
| VFFVillage Farms International, Inc. | COM | 39,500 | $30.1K | <0.1% | −5,500−12.2% | Reduced | History |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | 33,000 | $32.2K | <0.1% | +11,000+50.0% | Added | – |
| ZVIAZevia PBC | CL A | 16,094 | $32.3K | <0.1% | −230,920−93.5% | Reduced | History |
| SCTLSocietal CDMO, Inc. | COM | 97,456 | $34.2K | <0.1% | −215,742−68.9% | Reduced | History |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | 33,000 | $34.7K | <0.1% | +11,000+50.0% | Added | – |
| GRABGrab Holdings Ltd | CLASS A ORD | 11,350 | $38.3K | <0.1% | 00.0% | Unchanged | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | 43,000 | $38.3K | <0.1% | 00.0% | Unchanged | – |
| Westrock Coffee Co96145W111 | *W EXP 08/29/202 | 17,625 | $40.5K | <0.1% | 00.0% | Unchanged | – |
| RBCRBC Bearings INC | COM | 143 | $40.7K | <0.1% | 00.0% | Unchanged | History |
| TWOU2U, LLC | COM | 33,900 | $41.7K | <0.1% | 00.0% | Unchanged | History |
| NOKNokia Corp | SPONSORED ADR | 12,394 | $42.4K | <0.1% | −125−1.0% | Reduced | History |
| SDGRSchrodinger, Inc. | COM | 1,224 | $43.8K | <0.1% | 00.0% | Unchanged | History |
| RVLVRevolve Group, Inc. | CL A | 2,667 | $44.2K | <0.1% | +31+1.2% | Added | History |
| CGENCompugen Ltd | ORD | 23,400 | $46.3K | <0.1% | 00.0% | Unchanged | History |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | 41,000 | $47.1K | <0.1% | +15,000+57.7% | Added | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | 43,000 | $47.4K | <0.1% | +17,000+65.4% | Added | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | 56,000 | $52.4K | <0.1% | +21,000+60.0% | Added | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 53,000 | $53.6K | <0.1% | +18,000+51.4% | Added | – |
| MBLYMobileye Global Inc. | Stock | 1,239 | $53.7K | <0.1% | +19+1.6% | Added | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | 43,000 | $54.6K | <0.1% | +17,000+65.4% | Added | – |
| Overseas Shipholding Group Inc69036R863 | CL A NEW | 10,565 | $55.7K | <0.1% | 00.0% | Unchanged | – |
| Wolfspeed, Inc.977852AB8 | NOTE 0.250% 2/1 | 83,000 | $55.9K | <0.1% | +30,000+56.6% | Added | – |
| DBXDropbox, Inc. | CL A | 1,917 | $56.5K | <0.1% | −500−20.7% | Reduced | History |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | 69,000 | $56.7K | <0.1% | +26,000+60.5% | Added | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | 53,000 | $57.0K | <0.1% | +18,000+51.4% | Added | – |
| MEDPMedpace Holdings, Inc. | COM | 186 | $57.0K | <0.1% | +102+121.4% | Added | History |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | 59,000 | $58.0K | <0.1% | +21,000+55.3% | Added | – |
| GLOClough Global Opportunities Fund | SH BEN INT | 12,530 | $58.9K | <0.1% | +273+2.2% | Added | History |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | 51,000 | $59.4K | <0.1% | +18,000+54.5% | Added | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | 67,000 | $61.0K | <0.1% | +24,000+55.8% | Added | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | 69,000 | $61.5K | <0.1% | +26,000+60.5% | Added | – |
| Lantheus Hldgs Inc516544AB9 | NOTE 2.625%12/1 | 55,000 | $61.6K | <0.1% | +55,000 | New | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | 82,000 | $62.1K | <0.1% | +29,000+54.7% | Added | – |
| LUMNLumen Technologies, Inc. | Stock | 34,131 | $62.5K | <0.1% | −15,471−31.2% | Reduced | History |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | 68,000 | $62.6K | <0.1% | +25,000+58.1% | Added | – |
| VRTVertiv Holdings Co | COM CL A | 1,319 | $63.4K | <0.1% | −238−15.3% | Reduced | History |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | 69,000 | $64.8K | <0.1% | +26,000+60.5% | Added | – |
| Northern Oil & Gas, Inc.665531AJ8 | NOTE 3.625% 4/1 | 55,000 | $64.8K | <0.1% | +55,000 | New | – |
| Halozyme Therapeutics, Inc.40637HAF6 | NOTE 1.000% 8/1 | 70,000 | $64.9K | <0.1% | +25,000+55.6% | Added | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | 74,000 | $65.8K | <0.1% | +26,000+54.2% | Added | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 67,000 | $66.7K | <0.1% | +25,000+59.5% | Added | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | 61,000 | $67.7K | <0.1% | +22,000+56.4% | Added | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | 54,000 | $69.3K | <0.1% | +19,000+54.3% | Added | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | 69,000 | $69.7K | <0.1% | +25,000+56.8% | Added | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | 81,000 | $69.9K | <0.1% | +29,000+55.8% | Added | – |
| CONMED Corp207410AH4 | NOTE 2.250% 6/1 | 70,000 | $70.0K | <0.1% | +25,000+55.6% | Added | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | 69,000 | $70.2K | <0.1% | +69,000 | New | – |
| PIPRPiper Sandler Companies | COM | 403 | $70.5K | <0.1% | 00.0% | Unchanged | History |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | 68,000 | $71.0K | <0.1% | +25,000+58.1% | Added | – |
| AMPYAmplify Energy Corp. | COM | 12,000 | $71.2K | <0.1% | 00.0% | Unchanged | History |
| AZEKAZEK Co Inc. | CL A | 1,877 | $71.8K | <0.1% | −627−25.0% | Reduced | History |
| Dropbox, Inc.26210CAC8 | NOTE 3/0 | 74,000 | $72.6K | <0.1% | +26,000+54.2% | Added | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | 82,000 | $73.0K | <0.1% | +30,000+57.7% | Added | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | 67,000 | $73.6K | <0.1% | +24,000+55.8% | Added | – |
| ICLICL Group Ltd. | SHS | 14,700 | $73.6K | <0.1% | 00.0% | Unchanged | History |
| KNSLKinsale Capital Group, Inc. | Stock | 223 | $74.7K | <0.1% | +223 | New | History |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | 69,000 | $75.4K | <0.1% | +26,000+60.5% | Added | – |
| VVRInvesco Senior Income Trust | COM | 18,553 | $76.1K | <0.1% | 00.0% | Unchanged | History |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 1,094 | $78.1K | <0.1% | −54−4.7% | Reduced | History |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | 56,000 | $78.2K | <0.1% | +20,000+55.6% | Added | – |
| PTCPTC Inc. | Stock | 453 | $79.3K | <0.1% | −72−13.7% | Reduced | History |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | 66,000 | $84.8K | <0.1% | +23,000+53.5% | Added | – |
| AKYAAkoya Biosciences, Inc. | COM | 17,383 | $84.8K | <0.1% | −93,244−84.3% | Reduced | History |
| DNPDNP Select Income Fund Inc | COM | 10,085 | $85.5K | <0.1% | +10,085 | New | History |
| AZTAAzenta, Inc. | COM | 1,338 | $87.1K | <0.1% | −662−33.1% | Reduced | History |
| CGNXCognex Corp | COM | 2,116 | $88.3K | <0.1% | +460+27.8% | Added | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | 92,000 | $90.7K | <0.1% | +32,000+53.3% | Added | – |
| AMBAAmbarella Inc | SHS | 1,492 | $91.4K | <0.1% | +23+1.6% | Added | History |
| GABGabelli Equity Trust Inc | COM | 18,008 | $91.5K | <0.1% | −100−0.6% | Reduced | History |
| CDLXCardlytics, Inc. | COM | 10,000 | $92.1K | <0.1% | 00.0% | Unchanged | History |
| Patk703343AG8 | 12/01/2028 | 84,000 | $95.3K | <0.1% | +30,000+55.6% | Added | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | 63,000 | $95.5K | <0.1% | +23,000+57.5% | Added | – |
| ONTOnterris, Inc. | COM | 3,025 | $97.2K | <0.1% | +573+23.4% | Added | History |
| FIVEFive Below, Inc | COM | 462 | $98.5K | <0.1% | −296−39.1% | Reduced | History |
| LNKBLINKBANCORP, Inc. | COMMON STOCK | 12,500 | $99.6K | <0.1% | 00.0% | Unchanged | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | 106,000 | $100.3K | <0.1% | +37,000+53.6% | Added | – |
| AQNAlgonquin Power & Utilities Corp. | COM | 16,000 | $101.1K | <0.1% | +16,000 | New | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,900 | $103.3K | <0.1% | +17,900 | New | History |
Sold out since Q3 2023 (68)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 514,109 | $10.9M | 0.2% | – |
| GLBEGlobal-E Online Ltd. | SHS | 268,625 | $10.7M | 0.2% | History |
| MTWManitowoc Co Inc | COM NEW | 503,455 | $7.58M | 0.1% | History |
| Innovator ETFs Trust45782C680 | US EQTY PWR BF | 235,485 | $7.31M | 0.1% | – |
| THTarget Hospitality Corp. | COM | 417,673 | $6.63M | 0.1% | History |
| SMCISuper Micro Computer, Inc. | COM | 10,643 | $2.92M | 0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 24,062 | $2.61M | 0.1% | History |
| Innovator ETFs Trust45782C342 | US SML CP PWR ET | 90,900 | $2.43M | <0.1% | – |
| ROCKGibraltar Industries, Inc. | COM | 26,734 | $1.80M | <0.1% | History |
| ACLSAxcelis Technologies Inc | Stock | 10,693 | $1.74M | <0.1% | History |
| KAIKadant Inc | COM | 6,711 | $1.51M | <0.1% | History |
| ABGAsbury Automotive Group Inc | COM | 6,478 | $1.49M | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 12,399 | $1.16M | <0.1% | History |
| VMWVmware LLC | CL A COM | 6,269 | $1.04M | <0.1% | History |
| iShares Tr464287812 | US CONSM STAPLES | 4,022 | $750.2K | <0.1% | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 8,425 | $672.3K | <0.1% | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 13,327 | $632.1K | <0.1% | – |
| Accretion Acquisition Corp00438Y206 | UNIT 03/01/2028 | 56,000 | $589.1K | <0.1% | – |
| NDMONuveen Dynamic Municipal Opportunities Fund | COM SHS | 58,130 | $570.3K | <0.1% | History |
| TREELendingTree, Inc. | COM | 31,438 | $487.3K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J544 | BULSHS 2023 MUNI | 18,490 | $463.0K | <0.1% | – |
| Black Mountain Acq Corp09216A207 | UNIT 99/99/9999 | 42,000 | $450.2K | <0.1% | – |
| VMIValmont Industries Inc | COM | 1,812 | $435.3K | <0.1% | History |
| KWRQuaker Chemical Corp | COM | 2,576 | $412.2K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,984 | $367.4K | <0.1% | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 6,100 | $338.6K | <0.1% | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 3,402 | $329.7K | <0.1% | – |
| iShares Tr46435U713 | US INFRASTRUC | 8,954 | $327.6K | <0.1% | – |
| FRFirst Industrial Realty Trust Inc | COM | 6,637 | $315.8K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 12,829 | $301.5K | <0.1% | – |
| NOANorth American Construction Group Ltd. | COM | 13,165 | $285.9K | <0.1% | History |
| CBRLCracker Barrel Old Country Store, Inc | COM | 4,151 | $278.9K | <0.1% | History |
| KTBKontoor Brands, Inc. | Stock | 6,236 | $273.8K | <0.1% | History |
| EXEExpand Energy Corp | COM | 2,753 | $237.4K | <0.1% | History |
| TTITetra Technologies Inc | COM | 37,161 | $237.1K | <0.1% | History |
| CIENCiena Corp | COM NEW | 4,950 | $233.9K | <0.1% | History |
| WRKWestRock Co | COM | 6,382 | $228.5K | <0.1% | History |
| ENPHEnphase Energy, Inc. | Stock | 1,882 | $226.1K | <0.1% | History |
| OGNOrganon & Co. | Stock | 12,711 | $220.7K | <0.1% | History |
| AEHRAehr Test Systems | COM | 4,821 | $220.3K | <0.1% | History |
| LADRLadder Capital Corp | CL A | 21,365 | $219.2K | <0.1% | History |
| iShares Tr464288182 | MSCI AC ASIA ETF | 3,410 | $216.5K | <0.1% | – |
| HRBH&R Block Inc | COM | 5,000 | $215.3K | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 17,031 | $206.1K | <0.1% | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 5,001 | $205.2K | <0.1% | – |
| FMCFMC Corp | COM NEW | 3,042 | $203.7K | <0.1% | History |
| OCOwens Corning | Stock | 1,493 | $203.7K | <0.1% | History |
| DARDarling Ingredients Inc. | COM | 3,874 | $202.2K | <0.1% | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 3,507 | $200.4K | <0.1% | – |
| SDCSmileDirectClub, Inc. | CL A COM | 401,172 | $166.5K | <0.1% | History |
| OMCLOmnicell, Inc. | COM | 3,643 | $164.1K | <0.1% | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 16,436 | $161.9K | <0.1% | History |
| INSGInseego Corp. | COM | 250,000 | $105.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 2,903 | $86.0K | <0.1% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 12,059 | $85.9K | <0.1% | History |
| TDFTempleton Dragon Fund Inc | COM | 10,010 | $85.5K | <0.1% | History |
| DISHDISH Network CORP | CL A | 13,659 | $80.0K | <0.1% | History |
| LAWCS Disco, Inc. | COM | 10,300 | $68.4K | <0.1% | History |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | 22,000 | $61.1K | <0.1% | – |
| FOXFFox Factory Holding Corp | COM | 540 | $53.5K | <0.1% | History |
| INFNInfinera Corp | COM | 10,075 | $42.1K | <0.1% | History |
| FNDFloor & Decor Holdings, Inc. | CL A | 344 | $31.1K | <0.1% | History |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | 26,000 | $28.6K | <0.1% | – |
| Navios Maritime Holdings Inc.Y62197119 | COM | 13,998 | $28.0K | <0.1% | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | 26,000 | $21.6K | <0.1% | – |
| QBTSD-Wave Quantum Inc. | Stock | 15,000 | $14.5K | <0.1% | History |
| AVOMission Produce, Inc. | COM | 1,000 | $9.68K | <0.1% | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 10,144 | $6.15K | <0.1% | History |