Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 27, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,353
- +12 vs. Q2 2021
- Portfolio value
- $6.46B
- −$213.4M (−3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 20,015 | $995.0K | <0.1% | +400+2.0% | Added | – |
| LULUlululemon athletica inc. | Stock | 2,465 | $998.0K | <0.1% | −185−7.0% | Reduced | History |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 20,630 | $999.0K | <0.1% | +12,860+165.5% | Added | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 19,464 | $1.01M | <0.1% | −43,102−68.9% | Reduced | – |
| BHEBenchmark Electronics Inc | COM | 37,851 | $1.01M | <0.1% | +145+0.4% | Added | History |
| LAZLazard, Inc. | SHS A | 22,075 | $1.01M | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V217 | S&P MDCP400 PR | 4,587 | $1.01M | <0.1% | 00.0% | Unchanged | – |
| CPRTCopart Inc | COM | 7,378 | $1.02M | <0.1% | +5+0.1% | Added | History |
| FISFidelity National Information Services, Inc. | Stock | 8,411 | $1.02M | <0.1% | −1,749−17.2% | Reduced | History |
| MRNAModerna, Inc. | Stock | 2,671 | $1.03M | <0.1% | −70−2.6% | Reduced | History |
| WENWendy's Co | Stock | 47,511 | $1.03M | <0.1% | −923−1.9% | Reduced | History |
| ARCBArcbest Corp | COM | 12,647 | $1.03M | <0.1% | +4,000+46.3% | Added | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 13,890 | $1.04M | <0.1% | +205+1.5% | Added | – |
| FRFirst Industrial Realty Trust Inc | COM | 19,968 | $1.04M | <0.1% | −2,086−9.5% | Reduced | History |
| HIWHighwoods Properties, Inc. | COM | 23,725 | $1.04M | <0.1% | +271+1.2% | Added | History |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 26,970 | $1.05M | <0.1% | +3,000+12.5% | Added | – |
| iShares Tr464287788 | U.S. FINLS ETF | 12,741 | $1.05M | <0.1% | +770+6.4% | Added | – |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 17,654 | $1.05M | <0.1% | 00.0% | Unchanged | – |
| Pacer FDS Tr69374H709 | GLOBL CASH ETF | 35,390 | $1.06M | <0.1% | −1,124−3.1% | Reduced | – |
| ACLSAxcelis Technologies Inc | Stock | 22,489 | $1.06M | <0.1% | +22,489 | New | History |
| AGNCAGNC Investment Corp. | REIT | 67,160 | $1.06M | <0.1% | −7,751−10.3% | Reduced | History |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 32,446 | $1.06M | <0.1% | −463−1.4% | Reduced | – |
| UNMUnum Group | Stock | 42,446 | $1.06M | <0.1% | +12,415+41.3% | Added | History |
| DOVDOVER Corp | COM | 6,845 | $1.06M | <0.1% | −851−11.1% | Reduced | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 58,188 | $1.07M | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 9,714 | $1.07M | <0.1% | +18+0.2% | Added | – |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 105,160 | $1.07M | <0.1% | −267−0.3% | Reduced | History |
| TEAMAtlassian Corp | CL A | 20,521 | $1.07M | <0.1% | −835−3.9% | Reduced | History |
| FSBCFive Star Bancorp | COM | 44,950 | $1.08M | <0.1% | −28,400−38.7% | Reduced | History |
| WOLFWolfspeed, Inc. | COM | 13,409 | $1.08M | <0.1% | −2,062−13.3% | Reduced | History |
| SIVBSVB Financial Group | COM | 1,685 | $1.09M | <0.1% | −7−0.4% | Reduced | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 33,015 | $1.09M | <0.1% | +1,700+5.4% | Added | – |
| Discovery Inc25470F302 | COM SER C | 44,989 | $1.09M | <0.1% | +471+1.1% | Added | – |
| Southern Co842587602 | UNIT 08/01/2022 | 21,465 | $1.09M | <0.1% | −305−1.4% | Reduced | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 21,805 | $1.10M | <0.1% | −285−1.3% | Reduced | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 3,872 | $1.11M | <0.1% | +157+4.2% | Added | History |
| LOGCContextLogic Inc. | COM CL A | 203,066 | $1.11M | <0.1% | +203,066 | New | History |
| DSGXDescartes Systems Group Inc | COM | 13,672 | $1.11M | <0.1% | +128+0.9% | Added | History |
| WPCW. P. Carey Inc. | COM | 15,264 | $1.11M | <0.1% | +612+4.2% | Added | History |
| PBCTPeople's United Financial, Inc. | COM | 63,909 | $1.12M | <0.1% | +12,653+24.7% | Added | History |
| TRNOTerreno Realty Corp | COM | 17,695 | $1.12M | <0.1% | −1,747−9.0% | Reduced | History |
| EGEverest Group, Ltd. | COM | 4,475 | $1.12M | <0.1% | −5,944−57.0% | Reduced | History |
| J P Morgan Exchange Traded F46641Q241 | BETABUILDERS US | 20,842 | $1.13M | <0.1% | +825+4.1% | Added | – |
| HMCHonda Motor Co Ltd | ADR ECH CNV IN 3 | 36,966 | $1.13M | <0.1% | −3,170−7.9% | Reduced | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 42,885 | $1.14M | <0.1% | +7,459+21.1% | Added | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 22,344 | $1.14M | <0.1% | +1,701+8.2% | Added | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 6,280 | $1.15M | <0.1% | +179+2.9% | Added | – |
| First Tr Exchange-Traded FD33735T109 | COMMON SHS | 82,730 | $1.15M | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y343 | GLBL X MLP ETF | 32,660 | $1.15M | <0.1% | +612+1.9% | Added | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 3,722 | $1.15M | <0.1% | −150−3.9% | Reduced | – |
| CAGConagra Brands Inc. | Stock | 34,205 | $1.16M | <0.1% | +14,370+72.4% | Added | History |
| NNNNNN REIT, Inc. | REIT | 27,227 | $1.18M | <0.1% | +581+2.2% | Added | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 27,665 | $1.18M | <0.1% | +3,369+13.9% | Added | – |
| PJTPJT Partners Inc. | COM CL A | 14,895 | $1.18M | <0.1% | +7,284+95.7% | Added | History |
| PINSPinterest, Inc. | CL A | 23,267 | $1.19M | <0.1% | −178−0.8% | Reduced | History |
| TPLTexas Pacific Land Corp | Stock | 983 | $1.19M | <0.1% | −70−6.6% | Reduced | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 40,450 | $1.19M | <0.1% | −31,360−43.7% | Reduced | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 10,955 | $1.20M | <0.1% | +1,357+14.1% | Added | – |
| BWGBrandywineGLOBAL-Global Income Opportunities Fund Inc | COM | 96,343 | $1.21M | <0.1% | −15,780−14.1% | Reduced | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 34,575 | $1.21M | <0.1% | +1,000+3.0% | Added | – |
| Signature BK New York N Y82669G104 | COM | 4,442 | $1.21M | <0.1% | −213−4.6% | Reduced | – |
| EGPEastgroup Properties Inc | COM | 7,311 | $1.22M | <0.1% | −766−9.5% | Reduced | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 12,105 | $1.22M | <0.1% | −32,867−73.1% | Reduced | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 20,327 | $1.22M | <0.1% | +3,621+21.7% | Added | History |
| MDCSekisui House U.S., Inc. | COM | 26,139 | $1.22M | <0.1% | +7,736+42.0% | Added | History |
| iShares Tr464288182 | MSCI AC ASIA ETF | 14,383 | $1.22M | <0.1% | −7,467−34.2% | Reduced | – |
| CSPRCasper Sleep Inc. | COM | 286,201 | $1.22M | <0.1% | 00.0% | Unchanged | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 10,959 | $1.22M | <0.1% | −3,786−25.7% | Reduced | History |
| ESSEssex Property Trust, Inc. | COM | 3,831 | $1.23M | <0.1% | −293−7.1% | Reduced | History |
| TWOU2U, LLC | COM | 36,582 | $1.23M | <0.1% | −334−0.9% | Reduced | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 27,042 | $1.23M | <0.1% | −1,043−3.7% | Reduced | History |
| KHCKraft Heinz Co | Stock | 33,544 | $1.24M | <0.1% | +1,411+4.4% | Added | History |
| NFGNational Fuel Gas Co | Stock | 23,626 | $1.24M | <0.1% | −2,091−8.1% | Reduced | History |
| MSIMotorola Solutions, Inc. | Stock | 5,359 | $1.25M | <0.1% | −530−9.0% | Reduced | History |
| CICigna Group | Stock | 6,219 | $1.25M | <0.1% | +2,278+57.8% | Added | History |
| GHGuardant Health, Inc. | COM | 9,972 | $1.25M | <0.1% | −1,685−14.5% | Reduced | History |
| ROKRockwell Automation, Inc | Stock | 4,249 | $1.25M | <0.1% | −338−7.4% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 11,651 | $1.26M | <0.1% | −1,868−13.8% | Reduced | – |
| CTLTCatalent, Inc. | COM | 9,498 | $1.26M | <0.1% | +421+4.6% | Added | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 50,231 | $1.27M | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 9,812 | $1.28M | <0.1% | −5,318−35.1% | Reduced | – |
| DPZDominos Pizza Inc | COM | 2,704 | $1.29M | <0.1% | +41+1.5% | Added | History |
| QRVOQorvo, Inc. | Stock | 7,749 | $1.30M | <0.1% | −12−0.2% | Reduced | History |
| CMICummins Inc | Stock | 5,789 | $1.30M | <0.1% | −453−7.3% | Reduced | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 33,270 | $1.30M | <0.1% | +2,002+6.4% | Added | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 23,343 | $1.31M | <0.1% | −4,281−15.5% | Reduced | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 45,210 | $1.31M | <0.1% | +45,210 | New | – |
| SYFSynchrony Financial | COM | 27,015 | $1.32M | <0.1% | −4,312−13.8% | Reduced | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 10,537 | $1.32M | <0.1% | −325−3.0% | Reduced | – |
| BBYBest Buy Co Inc | Stock | 12,537 | $1.32M | <0.1% | +776+6.6% | Added | History |
| DOCHealthpeak Properties, Inc. | COM | 39,889 | $1.33M | <0.1% | −1,179−2.9% | Reduced | History |
| CINFCincinnati Financial Corp | COM | 11,720 | $1.34M | <0.1% | +474+4.2% | Added | History |
| MCYMercury General Corp | COM | 24,180 | $1.35M | <0.1% | −17,367−41.8% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 13,793 | $1.35M | <0.1% | −1,623−10.5% | Reduced | – |
| WSOWatsco Inc | COM | 5,113 | $1.35M | <0.1% | +3,522+221.4% | Added | History |
| AWKAmerican Water Works Company, Inc. | Stock | 8,014 | $1.35M | <0.1% | +221+2.8% | Added | History |
| GLGlobe Life Inc. | COM | 15,237 | $1.36M | <0.1% | −1,703−10.1% | Reduced | History |
| VICIVici Properties Inc. | COM | 47,980 | $1.36M | <0.1% | +1,006+2.1% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 22,135 | $1.37M | <0.1% | −8,760−28.4% | Reduced | History |
| GWWW.W. Grainger, Inc. | Stock | 3,479 | $1.37M | <0.1% | −384−9.9% | Reduced | History |
Sold out since Q2 2021 (76)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 326,331 | $3.72M | 0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 26,946 | $3.56M | 0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 173,933 | $3.49M | 0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 75,519 | $3.25M | <0.1% | – |
| ARAntero Resources Corp | COM | 177,804 | $2.67M | <0.1% | History |
| OCFCOceanfirst Financial Corp | COM | 111,228 | $2.32M | <0.1% | History |
| AXTAAxalta Coating Systems Ltd. | COM | 64,873 | $1.98M | <0.1% | History |
| ERIIEnergy Recovery, Inc. | COM | 73,426 | $1.67M | <0.1% | History |
| VRTVertiv Holdings Co | COM CL A | 57,686 | $1.57M | <0.1% | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 376,084 | $1.50M | <0.1% | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 11,009 | $1.40M | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 60,663 | $1.39M | <0.1% | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 57,447 | $1.33M | <0.1% | History |
| CVACovanta Holding Corp | COM | 65,887 | $1.16M | <0.1% | History |
| CUZCousins Properties Inc | COM NEW | 23,270 | $856.0K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 19,659 | $770.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 45,852 | $748.0K | <0.1% | History |
| KLICKulicke & Soffa Industries Inc | COM | 10,358 | $634.0K | <0.1% | History |
| Capitala Fin Corp14054R502 | COM NEW | 22,513 | $553.0K | <0.1% | – |
| HBIOHarvard Bioscience Inc | COM | 65,870 | $549.0K | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 16,050 | $515.0K | <0.1% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 7,088 | $477.0K | <0.1% | History |
| iShares Tr464287192 | US TRSPRTION | 1,611 | $419.0K | <0.1% | – |
| CCKCrown Holdings, Inc. | COM | 4,086 | $418.0K | <0.1% | History |
| ITRIItron, Inc. | COM | 3,700 | $370.0K | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,945 | $357.0K | <0.1% | History |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 6,670 | $328.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 6,137 | $323.0K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 2,070 | $320.0K | <0.1% | History |
| SIGSignet Jewelers Ltd | SHS | 3,961 | $320.0K | <0.1% | History |
| iShares Tr464288174 | GL TIMB FORE ETF | 3,560 | $309.0K | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 1,649 | $260.0K | <0.1% | History |
| STLSterling Bancorp | COM | 10,267 | $255.0K | <0.1% | History |
| CVETCovetrus, Inc. | COM | 9,390 | $254.0K | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 5,514 | $252.0K | <0.1% | History |
| TRTNTriton International Ltd | CL A | 4,683 | $245.0K | <0.1% | History |
| ZTRVirtus Total Return Fund Inc. | COM | 24,939 | $242.0K | <0.1% | History |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 115,000 | $239.0K | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 2,835 | $229.0K | <0.1% | History |
| NVTAInvitae Corp | COM | 6,711 | $226.0K | <0.1% | History |
| EATBrinker International, Inc | Stock | 3,553 | $220.0K | <0.1% | History |
| Global X FDS37950E416 | SOCIAL MED ETF | 3,030 | $219.0K | <0.1% | – |
| FTVFortive Corp | Stock | 3,121 | $218.0K | <0.1% | History |
| BERYBerry Global Group, Inc. | COM | 3,318 | $216.0K | <0.1% | History |
| PFPTProofpoint Inc | COM | 1,233 | $214.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 547 | $212.0K | <0.1% | History |
| TDToronto Dominion Bank | Stock | 3,008 | $211.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 3,332 | $211.0K | <0.1% | History |
| NTNXNutanix, Inc. | Stock | 5,454 | $208.0K | <0.1% | History |
| NTLAIntellia Therapeutics, Inc. | COM | 1,286 | $208.0K | <0.1% | History |
| MFCManulife Financial Corp | COM | 10,417 | $205.0K | <0.1% | History |
| CDWCDW Corp | COM | 1,170 | $204.0K | <0.1% | History |
| HALHalliburton Co | Stock | 8,735 | $202.0K | <0.1% | History |
| ADUSAddus HomeCare Corp | COM | 2,300 | $201.0K | <0.1% | History |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 10,422 | $190.0K | <0.1% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 13,308 | $188.0K | <0.1% | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,818 | $170.0K | <0.1% | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 11,192 | $169.0K | <0.1% | History |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 45,831 | $164.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 10,000 | $144.0K | <0.1% | History |
| VMEOVimeo, Inc. | COMMON STOCK | 2,758 | $135.0K | <0.1% | History |
| Echo Global Logistics, Inc.27875T101 | COM | 3,903 | $120.0K | <0.1% | – |
| CHUYChuy's Holdings, Inc. | COM | 2,500 | $93.0K | <0.1% | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $73.0K | <0.1% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $65.0K | <0.1% | – |
| AEGAegon Ltd. | NY REGISTRY SHS | 13,760 | $57.0K | <0.1% | History |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $53.0K | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $42.0K | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $42.0K | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $34.0K | <0.1% | – |
| FIVNFive9, Inc. | COM | 142 | $26.0K | <0.1% | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 13,000 | $13.0K | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 79 | $13.0K | <0.1% | History |
| TKNOAlpha Teknova, Inc. | COM | 500 | $12.0K | <0.1% | History |
| PPDPPD, Inc. | COM | 146 | $7.00K | <0.1% | History |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 18,390 | $2.00K | <0.1% | – |