Stephens Inc
- SEC CIK
- 0000757657
- 最新申報
- 2026/7/29
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/10/27 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 1,353
- 較 2021 年第 2 季 +12
- 總值
- $64.6 億
- 較 2021 年第 2 季 −$2.13 億 (−3.2%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 951,137 | $2.11 億 | 3.3% | −9,146−1.0% | 減碼 | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 1,867,217 | $1.61 億 | 2.5% | +83,844+4.7% | 加碼 | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 2,790,381 | $1.52 億 | 2.4% | −18,138−0.6% | 減碼 | – |
| AAPLApple Inc. | Stock | 922,350 | $1.31 億 | 2.0% | −38,678−4.0% | 減碼 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 743,966 | $1.16 億 | 1.8% | −15,518−2.0% | 減碼 | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 409,107 | $1.12 億 | 1.7% | +1,982+0.5% | 加碼 | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 892,810 | $1.01 億 | 1.6% | +1,579+0.2% | 加碼 | – |
| MSFTMicrosoft Corp | Stock | 341,871 | $9,638 萬 | 1.5% | −50,606−12.9% | 減碼 | 歷史 |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,101,899 | $9,081 萬 | 1.4% | +79,177+7.7% | 加碼 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 189,082 | $8,114 萬 | 1.3% | +6,486+3.6% | 加碼 | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 679,944 | $7,620 萬 | 1.2% | +24,088+3.7% | 加碼 | – |
| AMZNAmazon Com Inc | Stock | 22,845 | $7,505 萬 | 1.2% | +284+1.3% | 加碼 | 歷史 |
| KOCoca Cola Co | Stock | 1,135,410 | $5,958 萬 | 0.9% | −58,390−4.9% | 減碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 161,314 | $5,475 萬 | 0.8% | −6,818−4.1% | 減碼 | 歷史 |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 1,065,082 | $5,402 萬 | 0.8% | −160,696−13.1% | 減碼 | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 302,442 | $5,119 萬 | 0.8% | +8,424+2.9% | 加碼 | – |
| GOOGAlphabet Inc. | Stock | 18,786 | $5,007 萬 | 0.8% | −991−5.0% | 減碼 | 歷史 |
| WMTWalmart Inc. | Stock | 352,377 | $4,911 萬 | 0.8% | −11,294−3.1% | 減碼 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 299,848 | $4,908 萬 | 0.8% | −20,014−6.3% | 減碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 1,701,431 | $4,461 萬 | 0.7% | +162,325+10.5% | 加碼 | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 152,180 | $4,416 萬 | 0.7% | +3,838+2.6% | 加碼 | – |
| BACBank of America Corp | Stock | 1,006,314 | $4,272 萬 | 0.7% | −8,164−0.8% | 減碼 | 歷史 |
| iShares Tr464287689 | RUSSELL 3000 ETF | 165,605 | $4,220 萬 | 0.7% | +1,382+0.8% | 加碼 | – |
| iShares Tr464288687 | PFD AND INCM SEC | 1,019,780 | $3,958 萬 | 0.6% | +145,462+16.6% | 加碼 | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 1,153,915 | $3,846 萬 | 0.6% | −91,420−7.3% | 減碼 | – |
| CRMSalesforce, Inc. | Stock | 141,463 | $3,837 萬 | 0.6% | −5,020−3.4% | 減碼 | 歷史 |
| CVXChevron Corp | Stock | 370,773 | $3,762 萬 | 0.6% | −66,686−15.2% | 減碼 | 歷史 |
| Vanguard Real Estate ETF922908553 | ETF | 368,356 | $3,749 萬 | 0.6% | +4,984+1.4% | 加碼 | – |
| JNJJohnson & Johnson | Stock | 230,082 | $3,716 萬 | 0.6% | −12,418−5.1% | 減碼 | 歷史 |
| LOWLowes Companies Inc | Stock | 180,536 | $3,662 萬 | 0.6% | +22,892+14.5% | 加碼 | 歷史 |
| iShares Russell 2000 Growth ETF464287648 | ETF | 122,679 | $3,602 萬 | 0.6% | +567+0.5% | 加碼 | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 399,488 | $3,573 萬 | 0.6% | −13,652−3.3% | 減碼 | – |
| KRUSKura Sushi USA, Inc. | CL A COM | 806,298 | $3,522 萬 | 0.5% | +164,600+25.7% | 加碼 | 歷史 |
| BXBlackstone Inc. | COM | 299,475 | $3,484 萬 | 0.5% | −17,118−5.4% | 減碼 | 歷史 |
| iShares Russell Midcap ETF464287499 | ETF | 439,691 | $3,439 萬 | 0.5% | −610.0% | 減碼 | – |
| MRKMerck & Co., Inc. | Stock | 456,749 | $3,431 萬 | 0.5% | +14,542+3.3% | 加碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 12,725 | $3,402 萬 | 0.5% | −1,101−8.0% | 減碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 93,242 | $3,338 萬 | 0.5% | +1,342+1.5% | 加碼 | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 445,684 | $3,294 萬 | 0.5% | +1,650+0.4% | 加碼 | – |
| Vanguard S&P 500 ETF922908363 | ETF | 81,521 | $3,215 萬 | 0.5% | +669+0.8% | 加碼 | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 368,449 | $3,148 萬 | 0.5% | −10,569−2.8% | 減碼 | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 130,480 | $3,089 萬 | 0.5% | +2,074+1.6% | 加碼 | – |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 565,347 | $3,073 萬 | 0.5% | +19,017+3.5% | 加碼 | – |
| IAUiShares Gold Trust | ETF | 902,246 | $3,014 萬 | 0.5% | −102,447−10.2% | 減碼 | 歷史 |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 137,835 | $3,014 萬 | 0.5% | +6,460+4.9% | 加碼 | – |
| OBDCBlue Owl Capital Corp | COM | 2,124,668 | $3,000 萬 | 0.5% | −38,077−1.8% | 減碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 75,706 | $2,958 萬 | 0.5% | −4,996−6.2% | 減碼 | 歷史 |
| ADBEAdobe Inc. | Stock | 51,364 | $2,957 萬 | 0.5% | −7,514−12.8% | 減碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 271,112 | $2,925 萬 | 0.5% | −2,432−0.9% | 減碼 | 歷史 |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 577,311 | $2,915 萬 | 0.5% | −5,738−1.0% | 減碼 | – |
| MDTMedtronic plc | Stock | 226,150 | $2,835 萬 | 0.4% | +6,496+3.0% | 加碼 | 歷史 |
| VVisa Inc. | Stock | 125,200 | $2,789 萬 | 0.4% | −13,859−10.0% | 減碼 | 歷史 |
| VZVerizon Communications Inc | Stock | 505,497 | $2,730 萬 | 0.4% | −45,749−8.3% | 減碼 | 歷史 |
| HDHome Depot, Inc. | Stock | 82,665 | $2,714 萬 | 0.4% | −5,405−6.1% | 減碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 172,621 | $2,652 萬 | 0.4% | +6,874+4.1% | 加碼 | – |
| ABTAbbott Laboratories | Stock | 224,358 | $2,650 萬 | 0.4% | −17,462−7.2% | 減碼 | 歷史 |
| iShares Tr464287630 | RUS 2000 VAL ETF | 163,289 | $2,616 萬 | 0.4% | −3,586−2.1% | 減碼 | – |
| MAMastercard Inc | Stock | 74,581 | $2,593 萬 | 0.4% | −194−0.3% | 減碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 437,605 | $2,574 萬 | 0.4% | −147,952−25.3% | 減碼 | 歷史 |
| INTCIntel Corp | Stock | 477,711 | $2,545 萬 | 0.4% | +54,133+12.8% | 加碼 | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 466,485 | $2,539 萬 | 0.4% | −8,519−1.8% | 減碼 | 歷史 |
| MMM3M Co | Stock | 137,859 | $2,418 萬 | 0.4% | −4,815−3.4% | 減碼 | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 92,458 | $2,406 萬 | 0.4% | −3,835−4.0% | 減碼 | 歷史 |
| WMWaste Management Inc | Stock | 158,696 | $2,370 萬 | 0.4% | −7,649−4.6% | 減碼 | 歷史 |
| iShares Tr464287622 | RUS 1000 ETF | 95,772 | $2,315 萬 | 0.4% | +4,108+4.5% | 加碼 | – |
| BRK.BBerkshire Hathaway Inc | Stock | 83,516 | $2,280 萬 | 0.4% | −3,790−4.3% | 減碼 | 歷史 |
| iShares Tr464288869 | MICRO-CAP ETF | 157,500 | $2,273 萬 | 0.4% | −15,179−8.8% | 減碼 | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 67,189 | $2,273 萬 | 0.4% | +240+0.4% | 加碼 | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 123,551 | $2,250 萬 | 0.3% | −2,026−1.6% | 減碼 | 歷史 |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 368,299 | $2,245 萬 | 0.3% | −22,774−5.8% | 減碼 | – |
| DISWalt Disney Co | Stock | 132,543 | $2,242 萬 | 0.3% | −9,816−6.9% | 減碼 | 歷史 |
| Vanguard Morningstar Value ETF922908744 | ETF | 165,610 | $2,242 萬 | 0.3% | −21,616−11.5% | 減碼 | – |
| TAT&T Inc. | Stock | 808,819 | $2,185 萬 | 0.3% | −84,964−9.5% | 減碼 | 歷史 |
| PFEPfizer Inc | Stock | 502,123 | $2,160 萬 | 0.3% | −64,671−11.4% | 減碼 | 歷史 |
| ARCCAres Capital Corp | CEF | 1,010,847 | $2,055 萬 | 0.3% | +60,435+6.4% | 加碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 139,724 | $1,953 萬 | 0.3% | −21,055−13.1% | 減碼 | 歷史 |
| iShares Tr464288638 | ISHS 5-10YR INVT | 324,099 | $1,947 萬 | 0.3% | +10,962+3.5% | 加碼 | – |
| MCDMcDonalds Corp | Stock | 78,642 | $1,896 萬 | 0.3% | −6,522−7.7% | 減碼 | 歷史 |
| CMCSAComcast Corp | Stock | 337,326 | $1,887 萬 | 0.3% | −25,352−7.0% | 減碼 | 歷史 |
| iShares Tr464287572 | GLOBAL 100 ETF | 245,922 | $1,750 萬 | 0.3% | +38,927+18.8% | 加碼 | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 62,301 | $1,745 萬 | 0.3% | −11,152−15.2% | 減碼 | – |
| ZTSZoetis Inc. | Stock | 89,707 | $1,742 萬 | 0.3% | −17,596−16.4% | 減碼 | 歷史 |
| TFCTruist Financial Corp | COM | 286,375 | $1,680 萬 | 0.3% | +947+0.3% | 加碼 | 歷史 |
| SESea Ltd | SPONSORD ADS | 52,419 | $1,671 萬 | 0.3% | −351−0.7% | 減碼 | 歷史 |
| AVGOBroadcom Inc. | Stock | 34,277 | $1,662 萬 | 0.3% | −2,074−5.7% | 減碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 110,051 | $1,655 萬 | 0.3% | −7,157−6.1% | 減碼 | 歷史 |
| LUNGPulmonx Corp | COM | 455,199 | $1,638 萬 | 0.3% | −25,000−5.2% | 減碼 | 歷史 |
| NOWServiceNow, Inc. | Stock | 26,102 | $1,624 萬 | 0.3% | −4,321−14.2% | 減碼 | 歷史 |
| RGENRepligen Corp | COM | 56,142 | $1,622 萬 | 0.3% | −2,561−4.4% | 減碼 | 歷史 |
| First Tr Exchange-Traded FD336917109 | SHS | 491,697 | $1,611 萬 | 0.2% | +29,083+6.3% | 加碼 | – |
| ACNAccenture plc | Stock | 50,163 | $1,605 萬 | 0.2% | −13,702−21.5% | 減碼 | 歷史 |
| HONHoneywell International Inc | COM | 75,464 | $1,602 萬 | 0.2% | −3,567−4.5% | 減碼 | 歷史 |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 169,370 | $1,599 萬 | 0.2% | −40,862−19.4% | 減碼 | – |
| iShares MSCI Eafe ETF464287465 | ETF | 204,125 | $1,592 萬 | 0.2% | +7,644+3.9% | 加碼 | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 255,217 | $1,553 萬 | 0.2% | −25,774−9.2% | 減碼 | – |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 452,630 | $1,549 萬 | 0.2% | −207,707−31.5% | 減碼 | – |
| RTXRTX Corp | Stock | 179,762 | $1,545 萬 | 0.2% | −30,431−14.5% | 減碼 | 歷史 |
| FDXFedEx Corp | Stock | 70,151 | $1,538 萬 | 0.2% | +1,084+1.6% | 加碼 | 歷史 |
| PRUPrudential Financial Inc | Stock | 145,516 | $1,531 萬 | 0.2% | +3,177+2.2% | 加碼 | 歷史 |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 178,325 | $1,522 萬 | 0.2% | +4,873+2.8% | 加碼 | – |
2021 年第 2 季之後清倉（76 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 326,331 | $372.3 萬 | 0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 26,946 | $356.5 萬 | 0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 173,933 | $349.4 萬 | 0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 75,519 | $325.2 萬 | <0.1% | – |
| ARAntero Resources Corp | COM | 177,804 | $267.2 萬 | <0.1% | 歷史 |
| OCFCOceanfirst Financial Corp | COM | 111,228 | $231.8 萬 | <0.1% | 歷史 |
| AXTAAxalta Coating Systems Ltd. | COM | 64,873 | $197.8 萬 | <0.1% | 歷史 |
| ERIIEnergy Recovery, Inc. | COM | 73,426 | $167.3 萬 | <0.1% | 歷史 |
| VRTVertiv Holdings Co | COM CL A | 57,686 | $157.5 萬 | <0.1% | 歷史 |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 376,084 | $150.4 萬 | <0.1% | 歷史 |
| PDDPDD Holdings Inc. | SPONSORED ADS | 11,009 | $139.8 萬 | <0.1% | 歷史 |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 60,663 | $139.2 萬 | <0.1% | 歷史 |
| THQabrdn Healthcare Opportunities Fund | SHS | 57,447 | $132.7 萬 | <0.1% | 歷史 |
| CVACovanta Holding Corp | COM | 65,887 | $116.0 萬 | <0.1% | 歷史 |
| CUZCousins Properties Inc | COM NEW | 23,270 | $85.6 萬 | <0.1% | 歷史 |
| AVIDAvid Technology, Inc. | COM | 19,659 | $77.0 萬 | <0.1% | 歷史 |
| CHYCalamos Convertible & High Income Fund | COM SHS | 45,852 | $74.8 萬 | <0.1% | 歷史 |
| KLICKulicke & Soffa Industries Inc | COM | 10,358 | $63.4 萬 | <0.1% | 歷史 |
| Capitala Fin Corp14054R502 | COM NEW | 22,513 | $55.3 萬 | <0.1% | – |
| HBIOHarvard Bioscience Inc | COM | 65,870 | $54.9 萬 | <0.1% | 歷史 |
| WRIWeingarten Realty Investors | SH BEN INT | 16,050 | $51.5 萬 | <0.1% | 歷史 |
| AFRMAffirm Holdings, Inc. | COM CL A | 7,088 | $47.7 萬 | <0.1% | 歷史 |
| iShares Tr464287192 | US TRSPRTION | 1,611 | $41.9 萬 | <0.1% | – |
| CCKCrown Holdings, Inc. | COM | 4,086 | $41.8 萬 | <0.1% | 歷史 |
| ITRIItron, Inc. | COM | 3,700 | $37.0 萬 | <0.1% | 歷史 |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,945 | $35.7 萬 | <0.1% | 歷史 |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 6,670 | $32.8 萬 | <0.1% | 歷史 |
| LVSLas Vegas Sands Corp | COM | 6,137 | $32.3 萬 | <0.1% | 歷史 |
| RVTYRevvity, Inc. | COM | 2,070 | $32.0 萬 | <0.1% | 歷史 |
| SIGSignet Jewelers Ltd | SHS | 3,961 | $32.0 萬 | <0.1% | 歷史 |
| iShares Tr464288174 | GL TIMB FORE ETF | 3,560 | $30.9 萬 | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 1,649 | $26.0 萬 | <0.1% | 歷史 |
| STLSterling Bancorp | COM | 10,267 | $25.5 萬 | <0.1% | 歷史 |
| CVETCovetrus, Inc. | COM | 9,390 | $25.4 萬 | <0.1% | 歷史 |
| PDCEPDC Energy, Inc. | COM | 5,514 | $25.2 萬 | <0.1% | 歷史 |
| TRTNTriton International Ltd | CL A | 4,683 | $24.5 萬 | <0.1% | 歷史 |
| ZTRVirtus Total Return Fund Inc. | COM | 24,939 | $24.2 萬 | <0.1% | 歷史 |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 115,000 | $23.9 萬 | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 2,835 | $22.9 萬 | <0.1% | 歷史 |
| NVTAInvitae Corp | COM | 6,711 | $22.6 萬 | <0.1% | 歷史 |
| EATBrinker International, Inc | Stock | 3,553 | $22.0 萬 | <0.1% | 歷史 |
| Global X FDS37950E416 | SOCIAL MED ETF | 3,030 | $21.9 萬 | <0.1% | – |
| FTVFortive Corp | Stock | 3,121 | $21.8 萬 | <0.1% | 歷史 |
| BERYBerry Global Group, Inc. | COM | 3,318 | $21.6 萬 | <0.1% | 歷史 |
| PFPTProofpoint Inc | COM | 1,233 | $21.4 萬 | <0.1% | 歷史 |
| ZMZoom Communications, Inc. | Stock | 547 | $21.2 萬 | <0.1% | 歷史 |
| TDToronto Dominion Bank | Stock | 3,008 | $21.1 萬 | <0.1% | 歷史 |
| CVGWCalavo Growers Inc | COM | 3,332 | $21.1 萬 | <0.1% | 歷史 |
| NTNXNutanix, Inc. | Stock | 5,454 | $20.8 萬 | <0.1% | 歷史 |
| NTLAIntellia Therapeutics, Inc. | COM | 1,286 | $20.8 萬 | <0.1% | 歷史 |
| MFCManulife Financial Corp | COM | 10,417 | $20.5 萬 | <0.1% | 歷史 |
| CDWCDW Corp | COM | 1,170 | $20.4 萬 | <0.1% | 歷史 |
| HALHalliburton Co | Stock | 8,735 | $20.2 萬 | <0.1% | 歷史 |
| ADUSAddus HomeCare Corp | COM | 2,300 | $20.1 萬 | <0.1% | 歷史 |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 10,422 | $19.0 萬 | <0.1% | – |
| EFREaton Vance Senior Floating-Rate Trust | COM | 13,308 | $18.8 萬 | <0.1% | 歷史 |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,818 | $17.0 萬 | <0.1% | 歷史 |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 11,192 | $16.9 萬 | <0.1% | 歷史 |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 45,831 | $16.4 萬 | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 10,000 | $14.4 萬 | <0.1% | 歷史 |
| VMEOVimeo, Inc. | COMMON STOCK | 2,758 | $13.5 萬 | <0.1% | 歷史 |
| Echo Global Logistics, Inc.27875T101 | COM | 3,903 | $12.0 萬 | <0.1% | – |
| CHUYChuy's Holdings, Inc. | COM | 2,500 | $9.30 萬 | <0.1% | 歷史 |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $7.30 萬 | <0.1% | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $6.50 萬 | <0.1% | – |
| AEGAegon Ltd. | NY REGISTRY SHS | 13,760 | $5.70 萬 | <0.1% | 歷史 |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $5.30 萬 | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $4.20 萬 | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $4.20 萬 | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $3.40 萬 | <0.1% | – |
| FIVNFive9, Inc. | COM | 142 | $2.60 萬 | <0.1% | 歷史 |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 13,000 | $1.30 萬 | <0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 79 | $1.30 萬 | <0.1% | 歷史 |
| TKNOAlpha Teknova, Inc. | COM | 500 | $1.20 萬 | <0.1% | 歷史 |
| PPDPPD, Inc. | COM | 146 | $7,000 | <0.1% | 歷史 |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 18,390 | $2,000 | <0.1% | – |