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Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Mar 7, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,345
−8 vs. Q3 2021
Portfolio value
$6.61B
+$145.1M (+2.2%) vs. Q3 2021
Filed
Mar 7, 2022
SEC
Holdings of Stephens Inc in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF976,356$235.7M3.6%+25,219+2.7%Added–
AAPLApple Inc.Stock913,578$162.2M2.5%−8,772−1.0%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD1,625,534$139.0M2.1%−241,683−12.9%Reduced–
iShares Russell 1000 Value ETF464287598ETF821,460$137.9M2.1%+77,494+10.4%Added–
MSFTMicrosoft CorpStock331,977$111.7M1.7%−9,894−2.9%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF348,544$106.5M1.6%−60,563−14.8%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF865,292$105.9M1.6%−27,518−3.1%Reduced–
iShares Tr464288646ISHS 1-5YR INVS1,730,823$93.3M1.4%−1,059,558−38.0%Reduced–
SPYSPDR S&P 500 ETF TrustETF184,648$87.7M1.3%−4,434−2.3%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD1,029,985$83.7M1.3%−71,914−6.5%Reduced–
AMZNAmazon Com IncStock23,578$78.6M1.2%+733+3.2%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF627,542$72.3M1.1%−52,402−7.7%Reduced–
KRUSKura Sushi USA, Inc.CL A COM840,956$68.0M1.0%+34,658+4.3%AddedHistory
KOCoca Cola CoStock1,116,442$66.1M1.0%−18,968−1.7%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF322,559$57.7M0.9%+20,117+6.7%Added–
GOOGAlphabet Inc.Stock19,311$55.9M0.8%+525+2.8%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF160,880$51.6M0.8%+8,700+5.7%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF1,020,393$51.5M0.8%−44,689−4.2%Reduced–
WMTWalmart Inc.Stock349,621$50.6M0.8%−2,756−0.8%ReducedHistory
METAMeta Platforms, Inc.Stock140,187$47.2M0.7%−21,127−13.1%ReducedHistory
JPMJPMorgan Chase & CoStock293,901$46.5M0.7%−5,947−2.0%ReducedHistory
BACBank of America CorpStock1,043,095$46.4M0.7%+36,781+3.7%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF269,510$44.8M0.7%+106,221+65.1%Added–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD1,726,076$44.7M0.7%+24,645+1.4%Added–
iShares Tr464287689RUSSELL 3000 ETF159,515$44.3M0.7%−6,090−3.7%Reduced–
LOWLowes Companies IncStock167,582$43.3M0.7%−12,954−7.2%ReducedHistory
iShares Tr464288687PFD AND INCM SEC1,076,980$42.5M0.6%+57,200+5.6%Added–
Vanguard Real Estate ETF922908553ETF360,238$41.8M0.6%−8,118−2.2%Reduced–
iShares Russell 2000 Growth ETF464287648ETF138,731$40.7M0.6%+16,052+13.1%Added–
CVXChevron CorpStock342,852$40.2M0.6%−27,921−7.5%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF436,587$38.3M0.6%+37,099+9.3%Added–
BXBlackstone Inc.COM293,424$38.0M0.6%−6,051−2.0%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF450,126$37.7M0.6%+4,442+1.0%Added–
UNHUnitedHealth Group IncStock74,486$37.4M0.6%−1,220−1.6%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF93,085$37.0M0.6%−157−0.2%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP1,105,809$36.2M0.5%−48,106−4.2%Reduced–
CRMSalesforce, Inc.Stock141,529$36.0M0.5%+660.0%AddedHistory
JNJJohnson & JohnsonStock210,230$36.0M0.5%−19,852−8.6%ReducedHistory
GOOGLAlphabet Inc.Stock12,353$35.8M0.5%−372−2.9%ReducedHistory
iShares Russell Midcap ETF464287499ETF420,997$34.9M0.5%−18,694−4.3%Reduced–
MAMastercard IncStock93,811$33.7M0.5%+19,230+25.8%AddedHistory
HDHome Depot, Inc.Stock79,902$33.2M0.5%−2,763−3.3%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF127,766$32.6M0.5%−2,714−2.1%Reduced–
OBDCBlue Owl Capital CorpCOM2,216,047$31.4M0.5%+91,379+4.3%AddedHistory
Vanguard Total Bond Market ETF921937835ETF368,307$31.2M0.5%−1420.0%Reduced–
IAUiShares Gold TrustETF893,502$31.1M0.5%−8,744−1.0%ReducedHistory
ABTAbbott LaboratoriesStock217,198$30.6M0.5%−7,160−3.2%ReducedHistory
ABBVAbbVie Inc.Stock224,804$30.4M0.5%−46,308−17.1%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF134,071$30.3M0.5%−3,764−2.7%Reduced–
PFEPfizer IncStock501,595$29.6M0.4%−528−0.1%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF579,767$29.6M0.4%+2,456+0.4%Added–
Goldman Sachs ETF Tr381430479ACCESS INVT GR539,901$29.2M0.4%−25,446−4.5%Reduced–
ADBEAdobe Inc.Stock51,359$29.1M0.4%−50.0%ReducedHistory
Vanguard S&P 500 ETF922908363ETF66,691$29.1M0.4%−14,830−18.2%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF166,688$28.6M0.4%−5,933−3.4%Reduced–
VVisa Inc.Stock131,543$28.5M0.4%+6,343+5.1%AddedHistory
MRKMerck & Co., Inc.Stock359,355$27.5M0.4%−97,394−21.3%ReducedHistory
CSCOCisco Systems, Inc.Stock434,566$27.5M0.4%−31,919−6.8%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF182,542$26.9M0.4%+16,932+10.2%Added–
WMWaste Management IncStock150,964$25.2M0.4%−7,732−4.9%ReducedHistory
BRK.BBerkshire Hathaway IncStock83,897$25.1M0.4%+381+0.5%AddedHistory
UPSUnited Parcel Service IncStock114,625$24.6M0.4%−8,926−7.2%ReducedHistory
ARCCAres Capital CorpCEF1,157,317$24.5M0.4%+146,470+14.5%AddedHistory
VZVerizon Communications IncStock466,133$24.2M0.4%−39,364−7.8%ReducedHistory
iShares Tr464287622RUS 1000 ETF90,590$24.0M0.4%−5,182−5.4%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 165,152$23.7M0.4%−2,037−3.0%ReducedHistory
XOMExxonMobil Holdings CorpCOM375,449$23.0M0.3%−62,156−14.2%ReducedHistory
INTCIntel CorpStock442,388$22.8M0.3%−35,323−7.4%ReducedHistory
PGProcter & Gamble CoStock135,139$22.1M0.3%−4,585−3.3%ReducedHistory
MMM3M CoStock123,328$21.9M0.3%−14,531−10.5%ReducedHistory
ZTSZoetis Inc.Stock85,856$21.0M0.3%−3,851−4.3%ReducedHistory
iShares Tr464288869MICRO-CAP ETF149,649$20.9M0.3%−7,851−5.0%Reduced–
DISWalt Disney CoStock134,851$20.9M0.3%+2,308+1.7%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF73,677$20.8M0.3%+11,376+18.3%Added–
FDXFedEx CorpStock79,755$20.6M0.3%+9,604+13.7%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF336,235$20.6M0.3%−32,064−8.7%Reduced–
NVDANVIDIA CorpStock69,951$20.6M0.3%+2,544+3.8%AddedHistory
MCDMcDonalds CorpStock75,680$20.3M0.3%−2,962−3.8%ReducedHistory
QCOMQualcomm IncStock109,371$20.0M0.3%−7,168−6.2%ReducedHistory
ACNAccenture plcStock47,154$19.5M0.3%−3,009−6.0%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF125,692$18.9M0.3%+17,747+16.4%Added–
MDTMedtronic plcStock182,543$18.9M0.3%−43,607−19.3%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT315,532$18.7M0.3%−8,567−2.6%Reduced–
iShares Tr464287572GLOBAL 100 ETF239,015$18.6M0.3%−6,907−2.8%Reduced–
AVGOBroadcom Inc.Stock27,765$18.5M0.3%−6,512−19.0%ReducedHistory
PEPPepsiCo IncStock100,765$17.5M0.3%−9,286−8.4%ReducedHistory
CATCaterpillar IncStock83,755$17.3M0.3%+10,657+14.6%AddedHistory
First Tr Exchange-Traded FD336917109SHS482,458$17.2M0.3%−9,239−1.9%Reduced–
NOWServiceNow, Inc.Stock26,059$16.9M0.3%−43−0.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL245,268$16.8M0.3%−9,949−3.9%Reduced–
iShares Tr464287234MSCI EMG MKT ETF338,682$16.5M0.3%+48,603+16.8%Added–
iShares Tr464288307MRGSTR MD CP GRW223,121$16.3M0.2%+17,136+8.3%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF194,764$16.2M0.2%+16,439+9.2%Added–
PRUPrudential Financial IncStock147,606$16.0M0.2%+2,090+1.4%AddedHistory
ADPAutomatic Data Processing IncStock64,784$16.0M0.2%−6,157−8.7%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT317,862$15.9M0.2%+241,323+315.3%Added–
ADSKAutodesk, Inc.COM55,596$15.6M0.2%+4,297+8.4%AddedHistory
Amplify ETF Tr032108888BLACKSWAN GRWT440,550$15.2M0.2%−12,080−2.7%Reduced–
RGENRepligen CorpCOM57,090$15.1M0.2%+948+1.7%AddedHistory
iShares MSCI Eafe ETF464287465ETF186,917$14.7M0.2%−17,208−8.4%Reduced–

Sold out since Q3 2021 (103)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 103 by value last quarter.

Positions of Stephens Inc sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
RBLXRoblox CorpStock74,576$5.63M0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB185,893$3.92M0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF70,853$3.50M0.1%–
LTHMLivent Corp.COM126,392$2.92M<0.1%History
Innovator ETFs Trust45782C714EMRGNG MKT JULY63,000$1.62M<0.1%–
XUnited States Steel CorpCOM72,028$1.58M<0.1%History
MPMP Materials Corp.COM CL A45,986$1.48M<0.1%History
XECCimarex Energy CoCOM16,999$1.48M<0.1%History
CSPRCasper Sleep Inc.COM286,201$1.22M<0.1%History
ACLSAxcelis Technologies IncStock22,489$1.06M<0.1%History
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI37,600$949.0K<0.1%–
MSBMesabi TrustCTF BEN INT29,905$888.0K<0.1%History
USFDUS Foods Holding Corp.COM20,783$720.0K<0.1%History
JYNTJOINT CorpCOM6,716$658.0K<0.1%History
SBRASabra Health Care REIT, Inc.REIT43,758$644.0K<0.1%History
UFSDomtar CORPCOM NEW11,490$627.0K<0.1%History
MOSMosaic CoCOM17,188$614.0K<0.1%History
WYNNWynn Resorts LtdCOM6,955$589.0K<0.1%History
FRPTFreshpet, Inc.Stock4,078$582.0K<0.1%History
PHMPultegroup IncCOM12,554$576.0K<0.1%History
VCELVericel CorpCOM10,779$526.0K<0.1%History
NUANNuance Communications, Inc.COM9,497$523.0K<0.1%History
KOFCoca Cola Femsa SAB de CVSPONS ADS REP9,281$522.0K<0.1%History
EXPEagle Materials IncCOM3,698$485.0K<0.1%History
PENNPENN Entertainment, Inc.COM6,678$484.0K<0.1%History
Vanguard World FD921910873MEGA CAP INDEX3,102$473.0K<0.1%–
ASANAsana, Inc.CL A4,486$466.0K<0.1%History
FTSFortis Inc.COM9,654$428.0K<0.1%History
Etfis Ser Tr I26923G822VIRTUS INFRCAP17,000$423.0K<0.1%–
DOMOHuckleberry.ai, Inc.Stock5,000$422.0K<0.1%History
PTONPeloton Interactive, Inc.CL A COM4,821$420.0K<0.1%History
DENDenbury IncCOM5,862$411.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,369$408.0K<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK2,525$384.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP6,000$375.0K<0.1%–
CUTRCutera IncCOM8,013$373.0K<0.1%History
COLDAmericold Realty TrustCOM12,723$370.0K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A33,786$344.0K<0.1%History
Innovator ETFs Trust45782C813US EQTY PWR BUF11,492$342.0K<0.1%–
FAFFirst American Financial CorpStock4,857$326.0K<0.1%History
CMAComerica IncCOM4,016$323.0K<0.1%History
AMCXAMC Global Media Inc.CL A6,841$319.0K<0.1%History
CoreSite Realty Corp21870Q105COM2,299$319.0K<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT3,350$317.0K<0.1%–
DNOWDNOW Inc.COM40,224$308.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW10,349$307.0K<0.1%–
GTNGray Media, IncCOM13,245$302.0K<0.1%History
TKRTimken CoCOM4,598$301.0K<0.1%History
RNSTRenasant CorpCOM8,259$298.0K<0.1%History
VTRVentas, Inc.REIT5,128$283.0K<0.1%History
HFCHollyFrontier CorpCOM8,522$282.0K<0.1%History
KSSKOHLS CorpStock5,919$279.0K<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF11,150$276.0K<0.1%–
EEFTEuronet Worldwide, Inc.COM2,156$274.0K<0.1%History
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV3,117$272.0K<0.1%–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund11,471$264.0K<0.1%–
HASHasbro, Inc.COM2,910$260.0K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF3,248$257.0K<0.1%–
TPRTapestry, Inc.COM6,921$256.0K<0.1%History
PAYCPaycom Software, Inc.Stock514$255.0K<0.1%History
DCPDCP Midstream, LPCOM UT LTD PTN9,012$254.0K<0.1%History
ELFe.l.f. Beauty, Inc.COM8,640$251.0K<0.1%History
WKCWorld Kinect CorpCOM7,355$247.0K<0.1%History
CHNGChange Healthcare Inc.COM11,545$242.0K<0.1%History
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6002,064$241.0K<0.1%–
TAKTakeda Pharmaceutical Co LtdADR14,317$235.0K<0.1%History
REYNReynolds Consumer Products Inc.COM8,552$234.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,425$232.0K<0.1%–
Schwab US Aggregate Bond ETF808524839ETF4,257$231.0K<0.1%–
GTGoodyear Tire & Rubber CoCOM13,016$230.0K<0.1%History
PDCOPatterson Companies, Inc.COM7,599$229.0K<0.1%History
ZZillow Group, Inc.CL C CAP STK2,539$224.0K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM4,741$224.0K<0.1%–
CACICACI International IncCL A835$219.0K<0.1%History
LTCLTC Properties IncREIT6,754$214.0K<0.1%History
WisdomTree Tr97717W315EMER MKT HIGH FD4,890$213.0K<0.1%–
KIDSOrthopediatrics CorpCOM3,216$211.0K<0.1%History
CWCurtiss Wright CorpStock1,666$210.0K<0.1%History
ELANElanco Animal Health IncCOM6,570$210.0K<0.1%History
BLMNBloomin' Brands, Inc.COM8,369$209.0K<0.1%History
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM9,512$208.0K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,203$203.0K<0.1%–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT8,923$203.0K<0.1%–
AUBAtlantic Union Bankshares CorpCOM5,486$202.0K<0.1%History
WWDWoodward, Inc.COM1,772$201.0K<0.1%History
PSXPPhillips 66 Partners LPCOM UNIT REP INT5,610$201.0K<0.1%History
Starz Entertainment Corp535919500CL B NON VTG14,608$190.0K<0.1%–
BCSFBain Capital Specialty Finance, Inc.COM STK12,703$189.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM17,500$164.0K<0.1%–
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,142$155.0K<0.1%History
SHOSunstone Hotel Investors, Inc.COM11,290$135.0K<0.1%History
Altimeter Growth CorpG0370L124UNIT 99/99/999911,350$121.0K<0.1%–
CHGGChegg, IncCOM1,699$116.0K<0.1%History
MRCYMercury Systems IncCOM1,521$72.0K<0.1%History
NOKNokia CorpSPONSORED ADR12,579$69.0K<0.1%History
Alight, Inc. / Delaware01626W119Warrant / Rights15,000$46.0K<0.1%–
BDSIBiodelivery Sciences International IncCOM10,000$36.0K<0.1%History
WIXWix.com Ltd.SHS150$29.0K<0.1%History
EDUNew Oriental Education & Technology Group Inc.SPON ADR12,000$25.0K<0.1%History
Atlas Air Worldwide Hldgs IN049164BH8NOTE 2.250% 6/018,000$21.0K<0.1%–