Skip to main content
Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 4, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,319
−26 vs. Q4 2021
Portfolio value
$6.13B
−$476.0M (−7.2%) vs. Q4 2021
Filed
May 4, 2022
SEC
Holdings of Stephens Inc in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF963,773$219.4M3.6%−12,583−1.3%Reduced–
iShares Tr4642874571 3 YR TREAS BD1,876,571$156.4M2.6%+251,037+15.4%Added–
AAPLApple Inc.Stock873,291$152.5M2.5%−40,287−4.4%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF872,821$144.9M2.4%+51,361+6.3%Added–
MSFTMicrosoft CorpStock334,566$103.2M1.7%+2,589+0.8%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF861,635$103.1M1.7%−3,657−0.4%Reduced–
iShares Russell 1000 Growth ETF464287614ETF341,253$94.7M1.5%−7,291−2.1%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD1,183,876$92.4M1.5%+153,891+14.9%Added–
iShares Tr464288646ISHS 1-5YR INVS1,624,492$84.0M1.4%−106,331−6.1%Reduced–
AMZNAmazon Com IncStock24,660$80.4M1.3%+1,082+4.6%AddedHistory
SPYSPDR S&P 500 ETF TrustETF172,169$77.8M1.3%−12,479−6.8%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF605,478$60.9M1.0%−22,064−3.5%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF1,161,347$58.4M1.0%+140,954+13.8%Added–
GOOGAlphabet Inc.Stock18,918$52.8M0.9%−393−2.0%ReducedHistory
WMTWalmart Inc.Stock345,777$51.5M0.8%−3,844−1.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD2,039,607$49.8M0.8%+313,531+18.2%Added–
KRUSKura Sushi USA, Inc.CL A COM900,854$49.7M0.8%+59,898+7.1%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF281,252$49.5M0.8%−41,307−12.8%Reduced–
iShares Tr464287630RUS 2000 VAL ETF301,747$48.7M0.8%+32,237+12.0%Added–
CVXChevron CorpStock295,370$48.1M0.8%−47,482−13.8%ReducedHistory
iShares Tr464288687PFD AND INCM SEC1,294,085$47.1M0.8%+217,105+20.2%Added–
Alps ETF Tr00162Q452ALERIAN MLP1,172,904$44.9M0.7%+67,095+6.1%Added–
JPMJPMorgan Chase & CoStock323,309$44.1M0.7%+29,408+10.0%AddedHistory
BACBank of America CorpStock1,061,360$43.7M0.7%+18,265+1.8%AddedHistory
OBDCBlue Owl Capital CorpCOM2,878,990$42.6M0.7%+662,943+29.9%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF155,042$40.7M0.7%−4,473−2.8%Reduced–
UNHUnitedHealth Group IncStock78,971$40.3M0.7%+4,485+6.0%AddedHistory
JNJJohnson & JohnsonStock215,897$38.3M0.6%+5,667+2.7%AddedHistory
MAMastercard IncStock106,200$38.0M0.6%+12,389+13.2%AddedHistory
Vanguard Morningstar Value ETF922908744ETF255,164$37.7M0.6%+72,622+39.8%Added–
BXBlackstone Inc.COM288,427$36.6M0.6%−4,997−1.7%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF98,495$35.7M0.6%+5,410+5.8%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF431,102$35.3M0.6%−5,485−1.3%Reduced–
Vanguard Real Estate ETF922908553ETF324,637$35.2M0.6%−35,601−9.9%Reduced–
VVisa Inc.Stock155,484$34.5M0.6%+23,941+18.2%AddedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR680,648$33.9M0.6%+140,747+26.1%Added–
ABBVAbbVie Inc.Stock205,287$33.3M0.5%−19,517−8.7%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF112,119$32.2M0.5%−48,761−30.3%Reduced–
ARCCAres Capital CorpCEF1,536,498$32.2M0.5%+379,181+32.8%AddedHistory
MRKMerck & Co., Inc.Stock389,062$31.9M0.5%+29,707+8.3%AddedHistory
CRMSalesforce, Inc.Stock150,000$31.8M0.5%+8,471+6.0%AddedHistory
GOOGLAlphabet Inc.Stock11,216$31.2M0.5%−1,137−9.2%ReducedHistory
iShares Russell Midcap ETF464287499ETF386,306$30.1M0.5%−34,691−8.2%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF200,190$30.0M0.5%+74,498+59.3%Added–
iShares Russell 2000 Growth ETF464287648ETF115,290$29.5M0.5%−23,441−16.9%Reduced–
METAMeta Platforms, Inc.Stock130,331$29.0M0.5%−9,856−7.0%ReducedHistory
LOWLowes Companies IncStock139,731$28.3M0.5%−27,851−16.6%ReducedHistory
XOMExxonMobil Holdings CorpCOM321,945$26.6M0.4%−53,504−14.3%ReducedHistory
BRK.BBerkshire Hathaway IncStock75,302$26.6M0.4%−8,595−10.2%ReducedHistory
DISWalt Disney CoStock192,924$26.5M0.4%+58,073+43.1%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF160,032$26.0M0.4%−6,656−4.0%Reduced–
IAUiShares Gold TrustETF698,192$25.7M0.4%−195,310−21.9%ReducedHistory
HDHome Depot, Inc.Stock84,439$25.3M0.4%+4,537+5.7%AddedHistory
ABTAbbott LaboratoriesStock210,545$24.9M0.4%−6,653−3.1%ReducedHistory
MDTMedtronic plcStock222,617$24.7M0.4%+40,074+22.0%AddedHistory
PFEPfizer IncStock476,653$24.7M0.4%−24,942−5.0%ReducedHistory
NVDANVIDIA CorpStock90,361$24.7M0.4%+20,410+29.2%AddedHistory
INTCIntel CorpStock479,826$23.8M0.4%+37,438+8.5%AddedHistory
VZVerizon Communications IncStock463,340$23.6M0.4%−2,793−0.6%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 166,896$23.2M0.4%+1,744+2.7%AddedHistory
ADBEAdobe Inc.Stock50,910$23.2M0.4%−449−0.9%ReducedHistory
iShares Tr464287622RUS 1000 ETF92,228$23.1M0.4%+1,638+1.8%Added–
Vanguard Ftse Developed Markets ETF921943858ETF477,849$23.0M0.4%−101,918−17.6%Reduced–
WMWaste Management IncStock143,639$22.8M0.4%−7,325−4.9%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD1,272,732$22.5M0.4%+1,272,732New–
CSCOCisco Systems, Inc.Stock399,137$22.3M0.4%−35,429−8.2%ReducedHistory
KOCoca Cola CoStock354,555$22.0M0.4%−761,887−68.2%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT444,861$21.8M0.4%+126,999+40.0%Added–
UPSUnited Parcel Service IncStock100,436$21.5M0.4%−14,189−12.4%ReducedHistory
QCOMQualcomm IncStock138,163$21.1M0.3%+28,792+26.3%AddedHistory
iShares Tr464287572GLOBAL 100 ETF263,337$20.0M0.3%+24,322+10.2%Added–
KREFKKR Real Estate Finance Trust Inc.COM940,784$19.4M0.3%+708,729+305.4%AddedHistory
CMCSAComcast CorpStock409,643$19.2M0.3%+193,817+89.8%AddedHistory
FDXFedEx CorpStock82,584$19.1M0.3%+2,829+3.5%AddedHistory
iShares S&P 500 Growth ETF464287309ETF247,393$18.9M0.3%−202,733−45.0%Reduced–
First Tr Exchange-Traded FD336917109SHS498,856$18.7M0.3%+16,398+3.4%Added–
MCDMcDonalds CorpStock75,484$18.7M0.3%−196−0.3%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF77,051$18.3M0.3%−50,715−39.7%Reduced–
Vanguard S&P 500 ETF922908363ETF42,658$17.7M0.3%−24,033−36.0%Reduced–
PGProcter & Gamble CoStock109,356$16.7M0.3%−25,783−19.1%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF202,383$16.1M0.3%−165,924−45.1%Reduced–
CATCaterpillar IncStock72,125$16.1M0.3%−11,630−13.9%ReducedHistory
iShares Tr464288869MICRO-CAP ETF124,357$16.0M0.3%−25,292−16.9%Reduced–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF207,667$16.0M0.3%+12,903+6.6%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF75,152$16.0M0.3%−58,919−43.9%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF277,262$16.0M0.3%−58,973−17.5%Reduced–
MMM3M CoStock102,176$15.2M0.2%−21,152−17.2%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF334,624$15.1M0.2%−4,058−1.2%Reduced–
AVGOBroadcom Inc.Stock23,076$14.5M0.2%−4,689−16.9%ReducedHistory
ABNBAirbnb, Inc.Stock84,452$14.5M0.2%+14,524+20.8%AddedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX79,742$14.5M0.2%+3,386+4.4%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD306,519$14.4M0.2%+78,378+34.4%Added–
ACNAccenture plcStock42,479$14.3M0.2%−4,675−9.9%ReducedHistory
AXPAmerican Express CoStock76,290$14.3M0.2%+11,202+17.2%AddedHistory
NOWServiceNow, Inc.Stock25,301$14.1M0.2%−758−2.9%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL206,476$13.9M0.2%−38,792−15.8%Reduced–
BGBunge Global SACOM124,497$13.8M0.2%−18,445−12.9%ReducedHistory
WFCWells Fargo & CompanyStock284,173$13.8M0.2%+25,730+10.0%AddedHistory
PYPLPayPal Holdings, Inc.Stock118,720$13.7M0.2%+47,265+66.1%AddedHistory
TAT&T Inc.Stock572,150$13.5M0.2%+56,883+11.0%AddedHistory

Sold out since Q4 2021 (113)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 113 by value last quarter.

Positions of Stephens Inc sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Amplify ETF Tr032108888BLACKSWAN GRWT440,550$15.2M0.2%–
INFOIHS Markit Ltd.SHS44,678$5.94M0.1%History
iShares Tr464288752US HOME CONS ETF60,922$5.05M0.1%–
Invesco Exchange Traded FD T46137V142WATER RES ETF68,179$4.15M0.1%–
Fidelity Covington Trust316092204MSCI CONSM DIS45,462$4.01M0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT95,153$3.97M0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE37,071$3.81M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B78,858$3.42M0.1%–
APAAPA CorpStock63,396$1.71M<0.1%History
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF48,480$1.47M<0.1%–
BTRSBTRS Holdings Inc.COM CL 1161,700$1.26M<0.1%History
Innovator ETFs Trust45782C284US SML CP PWR B44,345$1.17M<0.1%–
Falcon Minerals Corp30607B109CL A COM226,500$1.10M<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG33,084$1.09M<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF8,612$964.0K<0.1%–
DBX ETF Tr233051663XTRACK JAPAN JPX27,742$892.0K<0.1%–
MGAMagna International IncCOM10,644$862.0K<0.1%History
CVLGCovenant Logistics Group, Inc.CL A32,200$851.0K<0.1%History
First Tr Exchng Traded FD VI33740F862FT VEST US EQT21,860$847.0K<0.1%–
Vanguard Materials ETF92204A801ETF4,299$846.0K<0.1%–
SPWHSportsman's Warehouse Holdings, Inc.COM64,597$762.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A17,432$757.0K<0.1%–
ZSZscaler, Inc.Stock2,304$740.0K<0.1%History
CFCF Industries Holdings, Inc.COM9,755$690.0K<0.1%History
Monmouth Real Estate Investment Corp609720107CL A32,452$682.0K<0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC12,520$643.0K<0.1%–
XLNXXilinx IncCOM3,028$642.0K<0.1%History
TROXTronox Holdings plcSHS23,630$568.0K<0.1%History
GDOTGreen Dot CorpCL A15,000$544.0K<0.1%History
CTXSCitrix Systems IncCOM5,630$533.0K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F8,330$530.0K<0.1%–
VREXVarex Imaging CorpCOM16,444$519.0K<0.1%History
MDCSekisui House U.S., Inc.COM9,293$519.0K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL3,073$518.0K<0.1%–
WMSAdvanced Drainage Systems, Inc.COM3,660$498.0K<0.1%History
MTLSMaterialise NVSPONSORED ADS20,380$486.0K<0.1%History
WRBYWarby Parker Inc.CL A COM10,199$475.0K<0.1%History
YETIYETI Holdings, Inc.COM5,431$450.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED11,925$439.0K<0.1%–
JEFJefferies Financial Group Inc.COM11,121$431.0K<0.1%History
CRNCCerence Inc.COM5,286$405.0K<0.1%History
RIVNRivian Automotive, Inc.Stock3,814$395.0K<0.1%History
GNKGenco Shipping & Trading LtdSHS24,591$393.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF2,860$388.0K<0.1%–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE4,739$379.0K<0.1%–
Innovator ETFs Trust45782C342US SML CP PWR ET13,739$378.0K<0.1%–
Healthpeak Properties, Inc.71943U104COM19,763$372.0K<0.1%–
DSLDoubleLine Income Solutions FundCOM22,580$364.0K<0.1%History
PPLIPeople IncCOM NEW2,748$359.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999917,356$349.0K<0.1%History
SNOWSnowflake Inc.Stock1,018$345.0K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES7,290$340.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF1,950$323.0K<0.1%–
Macquarie Infrastructure Cor55608B105COM88,142$322.0K<0.1%–
HIWHighwoods Properties, Inc.COM6,995$312.0K<0.1%History
PORPortland General Electric CoCOM NEW5,878$311.0K<0.1%History
FLFoot Locker, Inc.COM7,022$306.0K<0.1%History
TDOCTeladoc Health, Inc.COM3,203$294.0K<0.1%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,828$288.0K<0.1%–
TXG10x Genomics, Inc.CL A COM1,890$282.0K<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF3,277$281.0K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,541$272.0K<0.1%History
WGOWinnebago Industries IncCOM3,500$262.0K<0.1%History
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,626$258.0K<0.1%–
CECelanese CorpStock1,526$257.0K<0.1%History
WALWestern Alliance BancorporationCOM2,389$257.0K<0.1%History
ITTItt Inc.COM2,519$257.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2,668$256.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW9,200$250.0K<0.1%–
TUTelus CorpCOM10,571$249.0K<0.1%History
IQVIQVIA Holdings Inc.Stock869$245.0K<0.1%History
Nushares ETF Tr67092P201NUVEEN ESG LRGCP3,556$244.0K<0.1%–
AKAMAkamai Technologies IncCOM2,067$242.0K<0.1%History
BERYBerry Global Group, Inc.COM3,262$241.0K<0.1%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL3,210$237.0K<0.1%–
GENGen Digital Inc.Stock9,093$236.0K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,665$235.0K<0.1%History
JBLJabil IncStock3,296$232.0K<0.1%History
Neenah Inc640079109COM5,000$231.0K<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,794$230.0K<0.1%History
POSTPost Holdings, Inc.COM2,000$225.0K<0.1%History
DCIDonaldson Co IncStock3,774$224.0K<0.1%History
First Tr Exchange-Traded Alp33735K108COM SHS1,860$224.0K<0.1%–
ABCBAmeris BancorpCOM4,486$223.0K<0.1%History
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS1,417$222.0K<0.1%–
MTBM&T Bank CorpCOM1,442$221.0K<0.1%History
WPPWPP plcADR2,921$221.0K<0.1%History
MIMEMimecast LtdORD SHS2,750$219.0K<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,158$216.0K<0.1%–
BLDQXO Insulation, LLCStock775$214.0K<0.1%History
THOThor Industries IncCOM2,057$213.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS3,502$213.0K<0.1%–
HLIOHelios Technologies, Inc.COM2,015$212.0K<0.1%History
iShares Tr4642874407-10 YR TRSY BD1,832$211.0K<0.1%–
SMARSmartsheet IncCOM CL A2,668$207.0K<0.1%History
Schwab U.S. Large-Cap ETF808524201ETF1,813$206.0K<0.1%–
VOYAVoya Financial, Inc.COM3,102$206.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$206.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS1,807$205.0K<0.1%History
DRIDarden Restaurants IncCOM1,349$203.0K<0.1%History