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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 4, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,319
−26 vs. Q4 2021
Portfolio value
$6.13B
−$476.0M (−7.2%) vs. Q4 2021
Filed
May 4, 2022
SEC
Holdings of Stephens Inc in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
COOKTraeger, Inc.COMMON STOCK1$00.0%+1NewHistory
ECPGEncore Capital Group IncCOM46$3.00K<0.1%−6−11.5%ReducedHistory
MGYMagnolia Oil & Gas CorpCL A165$4.00K<0.1%+22+15.4%AddedHistory
COUPCoupa Software IncCOM35$4.00K<0.1%00.0%UnchangedHistory
RPDRapid7, Inc.COM57$6.00K<0.1%+57NewHistory
RLRalph Lauren CorpCL A65$7.00K<0.1%00.0%UnchangedHistory
PIPRPiper Sandler CompaniesCOM50$7.00K<0.1%00.0%UnchangedHistory
GTMZoomInfo Technologies Inc.Stock134$8.00K<0.1%+35+35.4%AddedHistory
RYANRyan Specialty Holdings, Inc.CL A194$8.00K<0.1%00.0%UnchangedHistory
SDGRSchrodinger, Inc.COM375$13.0K<0.1%00.0%UnchangedHistory
LMNRLimoneira COCOM1,000$15.0K<0.1%00.0%UnchangedHistory
VNOMViper Energy, Inc.COM UNT RP INT500$15.0K<0.1%00.0%UnchangedHistory
Everbridge, Inc.29978AAC8NOTE 0.125%12/118,000$16.0K<0.1%+7,000+63.6%Added–
TCRTAlaunos Therapeutics, Inc.COM25,162$16.0K<0.1%00.0%UnchangedHistory
TWTradeweb Markets Inc.Stock202$18.0K<0.1%−17−7.8%ReducedHistory
Marriott Vactins Worldwid Co57164YAB3NOTE 1.500% 9/119,000$21.0K<0.1%+6,000+46.2%Added–
AVOMission Produce, Inc.COM1,700$22.0K<0.1%−1,000−37.0%ReducedHistory
RBCRBC Bearings INCCOM118$23.0K<0.1%+8+7.3%AddedHistory
PGENPrecigen, Inc.COM10,765$23.0K<0.1%−7,649−41.5%ReducedHistory
Viavi Solutions Inc.925550AB1NOTE 1.000% 3/018,000$23.0K<0.1%+6,000+50.0%Added–
Zynga Inc98986TAB4NOTE 0.250% 6/019,000$23.0K<0.1%+5,000+35.7%Added–
GYREGyre Therapeutics, Inc.COM NEW37,210$25.0K<0.1%+8,025+27.5%AddedHistory
Spirit Airls Inc848577AB8NOTE 1.000% 5/128,000$25.0K<0.1%+10,000+55.6%Added–
PTCPTC Inc.Stock284$31.0K<0.1%−40−12.3%ReducedHistory
Snap Inc83304AAB2NOTE 0.750% 8/018,000$31.0K<0.1%+7,000+63.6%Added–
Exact Sciences Corp30063PAC9NOTE 0.375% 3/038,000$33.0K<0.1%+12,000+46.2%Added–
Square Inc852234AD5NOTE 0.500% 5/118,000$33.0K<0.1%+6,000+50.0%Added–
FNDFloor & Decor Holdings, Inc.CL A421$34.0K<0.1%−1,322−75.8%ReducedHistory
Splunk Inc848637AD6NOTE 1.125% 9/128,000$34.0K<0.1%+10,000+55.6%Added–
UPWheels Up Experience Inc.COMMON STOCK11,000$34.0K<0.1%+11,000NewHistory
AVAVAeroVironment IncCOM384$36.0K<0.1%+384NewHistory
Akamai Technologies Inc00971TAJ0NOTE 0.125% 5/028,000$37.0K<0.1%+10,000+55.6%Added–
Neurocrine Biosciences Inc64125CAD1NOTE 2.250% 5/128,000$37.0K<0.1%+10,000+55.6%Added–
NINENine Energy Service, Inc.COM10,000$37.0K<0.1%00.0%UnchangedHistory
IAGIamgold CorpCOM11,000$38.0K<0.1%−11,000−50.0%ReducedHistory
Patrick Inds Inc703343AB9DBCV 1.000% 2/038,000$38.0K<0.1%+14,000+58.3%Added–
Liberty Media Corp Del531229AB8NOTE 1.375%10/128,000$39.0K<0.1%+10,000+55.6%Added–
GRABGrab Holdings LtdCLASS A ORD11,350$40.0K<0.1%00.0%UnchangedHistory
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/047,000$40.0K<0.1%+15,000+46.9%Added–
RingCentral, Inc.76680RAF4NOTE 3/047,000$41.0K<0.1%+18,000+62.1%Added–
ONTOnterris, Inc.COM796$42.0K<0.1%−94−10.6%ReducedHistory
SLABSilicon Laboratories Inc.Stock286$43.0K<0.1%−75−20.8%ReducedHistory
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/138,000$43.0K<0.1%+16,000+72.7%Added–
PSFEPaysafe LtdORD13,000$44.0K<0.1%−2,750−17.5%ReducedHistory
Etsy Inc29786AAJ5NOTE 0.125%10/028,000$45.0K<0.1%+10,000+55.6%Added–
Nuvasive Inc670704AJ4NOTE 0.375% 3/147,000$45.0K<0.1%+14,000+42.4%Added–
Workday, Inc.98138HAF8NOTE 0.250%10/028,000$46.0K<0.1%+10,000+55.6%Added–
AZTAAzenta, Inc.COM568$47.0K<0.1%+400+238.1%AddedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW2,306$47.0K<0.1%+645+38.8%AddedHistory
AZEKAZEK Co Inc.CL A1,930$48.0K<0.1%+524+37.3%AddedHistory
Integra Lifesciences Hldgs C457985AM1NOTE 0.500% 8/147,000$49.0K<0.1%+16,000+51.6%Added–
TRUETrueCar, Inc.COM12,300$49.0K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR20,706$50.0K<0.1%+2,223+12.0%AddedHistory
NRG Energy, Inc.629377CG5DBCV 2.750% 6/046,000$50.0K<0.1%+18,000+64.3%Added–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/156,000$50.0K<0.1%+18,000+47.4%Added–
Royal Caribbean Group780153BB7NOTE 4.250% 6/138,000$50.0K<0.1%+12,000+46.2%Added–
Vail Resorts Inc91879QAN9NOTE 1/052,000$50.0K<0.1%+52,000New–
Helix Energy Solutions Grp I42330PAK3NOTE 6.750% 2/145,000$51.0K<0.1%+15,000+50.0%Added–
Southwest Airls Co844741BG2NOTE 1.250% 5/038,000$52.0K<0.1%+15,000+65.2%Added–
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/138,000$52.0K<0.1%+11,000+40.7%Added–
Microchip Technology Inc595017AU8NOTE 0.125%11/147,000$53.0K<0.1%+15,000+46.9%Added–
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/147,000$54.0K<0.1%+16,000+51.6%Added–
VINOGaucho Group Holdings, Inc.COM NEW20,947$54.0K<0.1%00.0%UnchangedHistory
Dexcom Inc252131AK3NOTE 0.250%11/147,000$54.0K<0.1%+16,000+51.6%Added–
Envestnet, Inc.29404KAB2NOTE 1.750% 6/046,000$55.0K<0.1%+18,000+64.3%Added–
BRWSaba Capital Income & Opportunities FundSHARES12,316$56.0K<0.1%00.0%UnchangedHistory
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/038,000$57.0K<0.1%+13,000+52.0%Added–
BRBRBellring Brands, Inc.Stock2,535$59.0K<0.1%+2,535NewHistory
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/028,000$59.0K<0.1%+8,000+40.0%Added–
VRNSVaronis Systems IncCOM1,301$62.0K<0.1%00.0%UnchangedHistory
ICMBInvestcorp Credit Management BDC, Inc.COM12,180$63.0K<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR11,754$64.0K<0.1%+11,754NewHistory
CONMED Corp207410AF8NOTE 2.625% 2/037,000$64.0K<0.1%+11,000+42.3%Added–
Biomarin Pharmaceutical Inc09061GAH4NOTE 0.599% 8/065,000$65.0K<0.1%+22,000+51.2%Added–
DISH Network CORP25470MAB5NOTE 3.375% 8/174,000$67.0K<0.1%+24,000+48.0%Added–
IMGNImmunoGen, Inc.COM14,591$69.0K<0.1%−2,893−16.5%ReducedHistory
TELLTellurian Inc.COM13,500$72.0K<0.1%−1,000−6.9%ReducedHistory
CGENCompugen LtdORD23,000$74.0K<0.1%00.0%UnchangedHistory
HUBGHub Group, Inc.CL A970$75.0K<0.1%00.0%UnchangedHistory
FOXFFox Factory Holding CorpCOM774$76.0K<0.1%+133+20.7%AddedHistory
SIENProject Sage Oldco, Inc.COM34,275$76.0K<0.1%+4,000+13.2%AddedHistory
IVCInvacare Holdings CorpCOM55,008$78.0K<0.1%−169,806−75.5%ReducedHistory
Lumentum Hldgs Inc55024UAB5NOTE 0.250% 3/147,000$78.0K<0.1%+17,000+56.7%Added–
NICE Ltd.653656AB4NOTE 9/174,000$78.0K<0.1%+29,000+64.4%Added–
PATHUiPath, Inc.Stock3,866$83.0K<0.1%+3,866NewHistory
VISNVistance Networks, Inc.COM10,711$84.0K<0.1%+422+4.1%AddedHistory
VVRInvesco Senior Income TrustCOM19,780$84.0K<0.1%00.0%UnchangedHistory
SPNTSiriusPoint LtdCOM11,690$87.0K<0.1%−19,917−63.0%ReducedHistory
CGCCanopy Growth CorpCOM11,836$90.0K<0.1%+11,836NewHistory
EQT Corp26884LAK5NOTE 1.750% 5/038,000$90.0K<0.1%+16,000+72.7%Added–
SWNSouthwestern Energy CoCOM12,654$91.0K<0.1%−112−0.9%ReducedHistory
KLACKLA CorpCOM NEW250$92.0K<0.1%−445−64.0%ReducedHistory
DBXDropbox, Inc.CL A3,990$93.0K<0.1%00.0%UnchangedHistory
AIVApartment Investment & Management CoCL A12,805$94.0K<0.1%−538−4.0%ReducedHistory
Blueknight Energy Partners 1109625U208PFD11,400$96.0K<0.1%+1,000+9.6%Added–
OCSLOaktree Specialty Lending CorpCOM13,190$97.0K<0.1%00.0%UnchangedHistory
SYNHSyneos Health, Inc.CL A1,237$100.0K<0.1%−5−0.4%ReducedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,466$107.0K<0.1%00.0%UnchangedHistory
TNDMTandem Diabetes Care IncCOM NEW931$108.0K<0.1%+690+286.3%AddedHistory
MTTRMatterport, Inc.COM CL A13,635$111.0K<0.1%−2,150−13.6%ReducedHistory

Sold out since Q4 2021 (113)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 113 by value last quarter.

Positions of Stephens Inc sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Amplify ETF Tr032108888BLACKSWAN GRWT440,550$15.2M0.2%–
INFOIHS Markit Ltd.SHS44,678$5.94M0.1%History
iShares Tr464288752US HOME CONS ETF60,922$5.05M0.1%–
Invesco Exchange Traded FD T46137V142WATER RES ETF68,179$4.15M0.1%–
Fidelity Covington Trust316092204MSCI CONSM DIS45,462$4.01M0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT95,153$3.97M0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE37,071$3.81M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B78,858$3.42M0.1%–
APAAPA CorpStock63,396$1.71M<0.1%History
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF48,480$1.47M<0.1%–
BTRSBTRS Holdings Inc.COM CL 1161,700$1.26M<0.1%History
Innovator ETFs Trust45782C284US SML CP PWR B44,345$1.17M<0.1%–
Falcon Minerals Corp30607B109CL A COM226,500$1.10M<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG33,084$1.09M<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF8,612$964.0K<0.1%–
DBX ETF Tr233051663XTRACK JAPAN JPX27,742$892.0K<0.1%–
MGAMagna International IncCOM10,644$862.0K<0.1%History
CVLGCovenant Logistics Group, Inc.CL A32,200$851.0K<0.1%History
First Tr Exchng Traded FD VI33740F862FT VEST US EQT21,860$847.0K<0.1%–
Vanguard Materials ETF92204A801ETF4,299$846.0K<0.1%–
SPWHSportsman's Warehouse Holdings, Inc.COM64,597$762.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A17,432$757.0K<0.1%–
ZSZscaler, Inc.Stock2,304$740.0K<0.1%History
CFCF Industries Holdings, Inc.COM9,755$690.0K<0.1%History
Monmouth Real Estate Investment Corp609720107CL A32,452$682.0K<0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC12,520$643.0K<0.1%–
XLNXXilinx IncCOM3,028$642.0K<0.1%History
TROXTronox Holdings plcSHS23,630$568.0K<0.1%History
GDOTGreen Dot CorpCL A15,000$544.0K<0.1%History
CTXSCitrix Systems IncCOM5,630$533.0K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F8,330$530.0K<0.1%–
VREXVarex Imaging CorpCOM16,444$519.0K<0.1%History
MDCSekisui House U.S., Inc.COM9,293$519.0K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL3,073$518.0K<0.1%–
WMSAdvanced Drainage Systems, Inc.COM3,660$498.0K<0.1%History
MTLSMaterialise NVSPONSORED ADS20,380$486.0K<0.1%History
WRBYWarby Parker Inc.CL A COM10,199$475.0K<0.1%History
YETIYETI Holdings, Inc.COM5,431$450.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED11,925$439.0K<0.1%–
JEFJefferies Financial Group Inc.COM11,121$431.0K<0.1%History
CRNCCerence Inc.COM5,286$405.0K<0.1%History
RIVNRivian Automotive, Inc.Stock3,814$395.0K<0.1%History
GNKGenco Shipping & Trading LtdSHS24,591$393.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF2,860$388.0K<0.1%–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE4,739$379.0K<0.1%–
Innovator ETFs Trust45782C342US SML CP PWR ET13,739$378.0K<0.1%–
Healthpeak Properties, Inc.71943U104COM19,763$372.0K<0.1%–
DSLDoubleLine Income Solutions FundCOM22,580$364.0K<0.1%History
PPLIPeople IncCOM NEW2,748$359.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999917,356$349.0K<0.1%History
SNOWSnowflake Inc.Stock1,018$345.0K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES7,290$340.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF1,950$323.0K<0.1%–
Macquarie Infrastructure Cor55608B105COM88,142$322.0K<0.1%–
HIWHighwoods Properties, Inc.COM6,995$312.0K<0.1%History
PORPortland General Electric CoCOM NEW5,878$311.0K<0.1%History
FLFoot Locker, Inc.COM7,022$306.0K<0.1%History
TDOCTeladoc Health, Inc.COM3,203$294.0K<0.1%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,828$288.0K<0.1%–
TXG10x Genomics, Inc.CL A COM1,890$282.0K<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF3,277$281.0K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,541$272.0K<0.1%History
WGOWinnebago Industries IncCOM3,500$262.0K<0.1%History
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,626$258.0K<0.1%–
CECelanese CorpStock1,526$257.0K<0.1%History
WALWestern Alliance BancorporationCOM2,389$257.0K<0.1%History
ITTItt Inc.COM2,519$257.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2,668$256.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW9,200$250.0K<0.1%–
TUTelus CorpCOM10,571$249.0K<0.1%History
IQVIQVIA Holdings Inc.Stock869$245.0K<0.1%History
Nushares ETF Tr67092P201NUVEEN ESG LRGCP3,556$244.0K<0.1%–
AKAMAkamai Technologies IncCOM2,067$242.0K<0.1%History
BERYBerry Global Group, Inc.COM3,262$241.0K<0.1%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL3,210$237.0K<0.1%–
GENGen Digital Inc.Stock9,093$236.0K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,665$235.0K<0.1%History
JBLJabil IncStock3,296$232.0K<0.1%History
Neenah Inc640079109COM5,000$231.0K<0.1%–
BUDAnheuser-Busch InBev SA/NVADR3,794$230.0K<0.1%History
POSTPost Holdings, Inc.COM2,000$225.0K<0.1%History
DCIDonaldson Co IncStock3,774$224.0K<0.1%History
First Tr Exchange-Traded Alp33735K108COM SHS1,860$224.0K<0.1%–
ABCBAmeris BancorpCOM4,486$223.0K<0.1%History
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS1,417$222.0K<0.1%–
MTBM&T Bank CorpCOM1,442$221.0K<0.1%History
WPPWPP plcADR2,921$221.0K<0.1%History
MIMEMimecast LtdORD SHS2,750$219.0K<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,158$216.0K<0.1%–
BLDQXO Insulation, LLCStock775$214.0K<0.1%History
THOThor Industries IncCOM2,057$213.0K<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS3,502$213.0K<0.1%–
HLIOHelios Technologies, Inc.COM2,015$212.0K<0.1%History
iShares Tr4642874407-10 YR TRSY BD1,832$211.0K<0.1%–
SMARSmartsheet IncCOM CL A2,668$207.0K<0.1%History
Schwab U.S. Large-Cap ETF808524201ETF1,813$206.0K<0.1%–
VOYAVoya Financial, Inc.COM3,102$206.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$206.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS1,807$205.0K<0.1%History
DRIDarden Restaurants IncCOM1,349$203.0K<0.1%History