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Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,341
+36 vs. Q1 2021
Portfolio value
$6.68B
+$588.1M (+9.7%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Stephens Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF960,283$214.0M3.2%+20,589+2.2%Added–
iShares Tr464288646ISHS 1-5YR INVS2,808,519$153.9M2.3%+172,365+6.5%Added–
iShares Tr4642874571 3 YR TREAS BD1,783,373$153.7M2.3%−289,623−14.0%Reduced–
AAPLApple Inc.Stock961,028$131.6M2.0%+7,034+0.7%AddedHistory
iShares Russell 1000 Value ETF464287598ETF759,484$120.5M1.8%−6,720−0.9%Reduced–
iShares Russell 1000 Growth ETF464287614ETF407,125$110.5M1.7%+811+0.2%Added–
MSFTMicrosoft CorpStock392,477$106.3M1.6%+18,829+5.0%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF891,231$102.5M1.5%−46,687−5.0%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD1,022,722$84.6M1.3%−65,313−6.0%Reduced–
SPYSPDR S&P 500 ETF TrustETF182,596$78.2M1.2%−30,371−14.3%ReducedHistory
AMZNAmazon Com IncStock22,561$77.6M1.2%+2,259+11.1%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF655,856$74.2M1.1%+27,872+4.4%Added–
KOCoca Cola CoStock1,193,800$64.6M1.0%+4,027+0.3%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF1,225,778$62.2M0.9%−176,529−12.6%Reduced–
METAMeta Platforms, Inc.Stock168,132$58.5M0.9%+11,551+7.4%AddedHistory
WMTWalmart Inc.Stock363,671$51.3M0.8%+1,400+0.4%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF294,018$51.1M0.8%+29,211+11.0%Added–
JPMJPMorgan Chase & CoStock319,862$49.8M0.7%+25,727+8.7%AddedHistory
GOOGAlphabet Inc.Stock19,777$49.6M0.7%+241+1.2%AddedHistory
CVXChevron CorpStock437,459$45.8M0.7%+38,221+9.6%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP1,245,335$45.3M0.7%−34,503−2.7%Reduced–
Vanguard Morningstar Growth ETF922908736ETF148,342$42.5M0.6%+3,694+2.6%Added–
iShares Tr464287689RUSSELL 3000 ETF164,223$42.0M0.6%+14,718+9.8%Added–
BACBank of America CorpStock1,014,478$41.8M0.6%+69,681+7.4%AddedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD1,539,106$40.5M0.6%+73,749+5.0%Added–
JNJJohnson & JohnsonStock242,500$39.9M0.6%+24,634+11.3%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF122,112$38.1M0.6%+5,099+4.4%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF413,140$37.2M0.6%+69,324+20.2%Added–
Vanguard Real Estate ETF922908553ETF363,372$37.0M0.6%+6,662+1.9%Added–
XOMExxonMobil Holdings CorpCOM585,557$36.9M0.6%+4,425+0.8%AddedHistory
CRMSalesforce, Inc.Stock146,483$35.8M0.5%+32,458+28.5%AddedHistory
iShares Russell Midcap ETF464287499ETF439,752$34.8M0.5%+1,673+0.4%Added–
ADBEAdobe Inc.Stock58,878$34.5M0.5%+1,951+3.4%AddedHistory
iShares Tr464288687PFD AND INCM SEC874,318$34.4M0.5%+219,164+33.5%Added–
MRKMerck & Co., Inc.Stock442,207$34.4M0.5%+50,114+12.8%AddedHistory
IAUiShares Gold TrustETF1,004,693$33.9M0.5%−75,914−7.0%ReducedConverted for a 1-for-2 splitHistory
GOOGLAlphabet Inc.Stock13,826$33.8M0.5%+1,427+11.5%AddedHistory
Invesco QQQ Trust Series I46090E103ETF91,900$32.6M0.5%+6,601+7.7%Added–
Vanguard Total Bond Market ETF921937835ETF379,018$32.6M0.5%−49,986−11.7%Reduced–
VVisa Inc.Stock139,059$32.5M0.5%+2,813+2.1%AddedHistory
UNHUnitedHealth Group IncStock80,702$32.3M0.5%+6,804+9.2%AddedHistory
iShares S&P 500 Growth ETF464287309ETF444,034$32.3M0.5%+14,259+3.3%Added–
Vanguard S&P 500 ETF922908363ETF80,852$31.8M0.5%+1,200+1.5%Added–
VZVerizon Communications IncStock551,246$30.9M0.5%−28,336−4.9%ReducedHistory
OBDCBlue Owl Capital CorpCOM2,162,745$30.9M0.5%+324,460+17.7%AddedHistory
ABBVAbbVie Inc.Stock273,544$30.8M0.5%+10,410+4.0%AddedHistory
BXBlackstone Inc.COM316,593$30.8M0.5%−6,373−2.0%ReducedHistory
LOWLowes Companies IncStock157,644$30.6M0.5%+1,498+1.0%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF128,406$30.5M0.5%+6,047+4.9%Added–
Vanguard Ftse Developed Markets ETF921943858ETF583,049$30.0M0.4%+32,888+6.0%Added–
Goldman Sachs ETF Tr381430479ACCESS INVT GR546,330$30.0M0.4%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF131,375$29.6M0.4%+6,602+5.3%Added–
MMM3M CoStock142,674$28.3M0.4%+30,216+26.9%AddedHistory
HDHome Depot, Inc.Stock88,070$28.1M0.4%+9,534+12.1%AddedHistory
PYPLPayPal Holdings, Inc.Stock96,293$28.1M0.4%+16,388+20.5%AddedHistory
ABTAbbott LaboratoriesStock241,820$28.0M0.4%+9,192+4.0%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF166,875$27.7M0.4%−19,314−10.4%Reduced–
MAMastercard IncStock74,775$27.3M0.4%+8,348+12.6%AddedHistory
MDTMedtronic plcStock219,654$27.3M0.4%+19,871+9.9%AddedHistory
iShares Tr464288869MICRO-CAP ETF172,679$26.4M0.4%−15,135−8.1%Reduced–
UPSUnited Parcel Service IncStock125,577$26.1M0.4%−1,212−1.0%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF187,226$25.7M0.4%+8,764+4.9%Added–
TAT&T Inc.Stock893,783$25.7M0.4%−152,605−14.6%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF165,747$25.7M0.4%+3,768+2.3%Added–
CSCOCisco Systems, Inc.Stock475,004$25.2M0.4%−4,795−1.0%ReducedHistory
DISWalt Disney CoStock142,359$25.0M0.4%−1,612−1.1%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF391,073$24.8M0.4%+15,588+4.2%Added–
KRUSKura Sushi USA, Inc.CL A COM641,698$24.4M0.4%+44,831+7.5%AddedHistory
BRK.BBerkshire Hathaway IncStock87,306$24.3M0.4%−2,225−2.5%ReducedHistory
INTCIntel CorpStock423,578$23.8M0.4%+22,260+5.5%AddedHistory
WMWaste Management IncStock166,345$23.3M0.3%+349+0.2%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 166,949$23.1M0.3%+5,088+8.2%AddedHistory
Amplify ETF Tr032108888BLACKSWAN GRWT660,337$22.6M0.3%+5,119+0.8%Added–
PFEPfizer IncStock566,794$22.2M0.3%−12,506−2.2%ReducedHistory
iShares Tr464287622RUS 1000 ETF91,664$22.2M0.3%+1,605+1.8%Added–
PGProcter & Gamble CoStock160,779$21.7M0.3%+4,110+2.6%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF73,453$21.3M0.3%+2,403+3.4%Added–
LUNGPulmonx CorpCOM480,199$21.2M0.3%−122,983−20.4%ReducedHistory
CMCSAComcast CorpStock362,678$20.7M0.3%+44,587+14.0%AddedHistory
FDXFedEx CorpStock69,067$20.6M0.3%+989+1.5%AddedHistory
ZTSZoetis Inc.Stock107,303$20.0M0.3%+1,083+1.0%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF210,232$20.0M0.3%+50,461+31.6%Added–
MCDMcDonalds CorpStock85,164$19.7M0.3%−261−0.3%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT313,137$19.0M0.3%+590+0.2%Added–
ACNAccenture plcStock63,865$18.8M0.3%+477+0.8%AddedHistory
ARCCAres Capital CorpCEF950,412$18.6M0.3%+37,095+4.1%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT122,838$18.5M0.3%+3,592+3.0%Added–
iShares Inc464286772MSCI STH KOR ETF198,319$18.5M0.3%−23,061−10.4%Reduced–
RTXRTX CorpStock210,193$17.9M0.3%−3,684−1.7%ReducedHistory
PEPPepsiCo IncStock117,208$17.4M0.3%−7,490−6.0%ReducedHistory
HONHoneywell International IncCOM79,031$17.3M0.3%+13,708+21.0%AddedHistory
AVGOBroadcom Inc.Stock36,351$17.3M0.3%+1,243+3.5%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL280,991$17.1M0.3%−8,016−2.8%Reduced–
NOWServiceNow, Inc.Stock30,423$16.7M0.3%+7,172+30.8%AddedHistory
SBUXStarbucks CorpStock147,037$16.4M0.2%−3,805−2.5%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF290,488$16.0M0.2%−142,733−32.9%Reduced–
ADPAutomatic Data Processing IncStock80,592$16.0M0.2%+4,486+5.9%AddedHistory
QCOMQualcomm IncStock111,900$16.0M0.2%+26,908+31.7%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF141,380$16.0M0.2%+1,197+0.9%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF292,246$15.9M0.2%+9,425+3.3%Added–

Sold out since Q1 2021 (62)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
TMDXTransMedics Group, Inc.COM142,350$5.91M0.1%History
WHWyndham Hotels & Resorts, Inc.COM84,336$5.88M0.1%History
U.S. Global Jets ETF26922A842ETF124,527$3.35M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN32,880$3.23M0.1%–
First Trust Cloud Computing ETF33734X192ETF20,534$1.97M<0.1%–
YALAYalla Group LtdADS69,421$1.74M<0.1%History
CAMTCamtek LtdORD50,094$1.50M<0.1%History
CRMTAmericas Carmart IncCOM9,141$1.39M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B64,792$1.28M<0.1%–
J P Morgan Exchange-Traded F46641Q613US AGGREGATE40,035$1.07M<0.1%–
GW Pharmaceuticals PLC36197T103ADS4,794$1.04M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS37,635$1.02M<0.1%History
SUMSummit Materials, Inc.CL A31,490$882.0K<0.1%History
IAC Interactivecorp New44891N109COM3,052$660.0K<0.1%–
OneG7000X105COM CL A54,616$633.0K<0.1%–
DARDarling Ingredients Inc.COM8,479$624.0K<0.1%History
VUZIVuzix CorpCOM NEW23,868$607.0K<0.1%History
LTHMLivent Corp.COM34,991$606.0K<0.1%History
PLLPiedmont Lithium Inc.SPONSORED ADS8,175$568.0K<0.1%History
NOVNOV Inc.COM40,770$559.0K<0.1%History
ENSGEnsign Group, IncCOM5,569$523.0K<0.1%History
GRWGGrowGeneration Corp.COM7,701$383.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,507$339.0K<0.1%History
PRLBProto Labs IncCOM2,441$297.0K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF10,300$273.0K<0.1%–
ZSZscaler, Inc.Stock1,585$272.0K<0.1%History
SNFCASecurity National Financial CorpCL A NEW26,639$249.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF3,000$248.0K<0.1%–
DENDenbury IncCOM5,162$247.0K<0.1%History
Realpage Inc75606N109COM2,766$241.0K<0.1%–
OLNOLIN CorpStock6,290$239.0K<0.1%History
PHMPultegroup IncCOM4,506$236.0K<0.1%History
CALYCallaway Golf CoCOM8,530$228.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,287$228.0K<0.1%–
RNSTRenasant CorpCOM5,474$227.0K<0.1%History
DRIDarden Restaurants IncCOM1,592$226.0K<0.1%History
CWTCalifornia Water Service GroupCOM3,933$222.0K<0.1%History
SIXSix Flags Entertainment CorpCOM4,761$221.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A2,747$215.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,123$214.0K<0.1%–
CADECadence BancorporationCL A10,217$212.0K<0.1%History
THSTreeHouse Foods, Inc.COM4,062$212.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM5,475$210.0K<0.1%History
BAXBaxter International IncStock2,474$209.0K<0.1%History
PLUGPlug Power IncStock5,775$207.0K<0.1%History
ELFe.l.f. Beauty, Inc.COM7,729$207.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$204.0K<0.1%History
TRNTrinity Industries IncCOM7,167$204.0K<0.1%History
XYLXylem Inc.COM1,919$202.0K<0.1%History
HPQHP IncStock6,345$201.0K<0.1%History
CWCurtiss Wright CorpStock1,688$200.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,000$196.0K<0.1%History
PSECProspect Capital CorpCOM14,860$114.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A12,313$111.0K<0.1%History
AWPabrdn Global Premier Properties FundCOM SH BEN INT12,482$74.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT15,758$73.0K<0.1%–
Teladoc Health, Inc.87918AAC9NOTE 1.375% 5/111,000$38.0K<0.1%–
Aerojet Rocketdyne Hldgs Inc007800AB1NOTE 2.250%12/117,000$31.0K<0.1%–
Cleveland-Cliffs Inc.185899AA9DBCV 1.500% 1/112,000$31.0K<0.1%–
Illumina, Inc.452327AH2NOTE 0.500% 6/118,000$27.0K<0.1%–
Verint Sys Inc92343XAA8NOTE 1.500% 6/018,000$20.0K<0.1%–
RMR Mortgage Tr76970B101COM26,500$00.0%–