Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,341
- +36 vs. Q1 2021
- Portfolio value
- $6.68B
- +$588.1M (+9.7%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ECPGEncore Capital Group Inc | COM | 48 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| Gabelli Equity Tr Inc362397218 | RIGHT 07/14/2021 | 18,390 | $2.00K | <0.1% | +18,390 | New | – |
| COUPCoupa Software Inc | COM | 14 | $4.00K | <0.1% | −8−36.4% | Reduced | History |
| AZEKAZEK Co Inc. | CL A | 107 | $5.00K | <0.1% | +107 | New | History |
| TNDMTandem Diabetes Care Inc | COM NEW | 67 | $7.00K | <0.1% | −16−19.3% | Reduced | History |
| PPDPPD, Inc. | COM | 146 | $7.00K | <0.1% | −81−35.7% | Reduced | History |
| VNOMViper Energy, Inc. | COM UNT RP INT | 500 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| AVAVAeroVironment Inc | COM | 100 | $10.0K | <0.1% | +100 | New | History |
| MGPIMGP Ingredients Inc | COM | 145 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| RLRalph Lauren Corp | CL A | 90 | $11.0K | <0.1% | +3+3.4% | Added | History |
| TKNOAlpha Teknova, Inc. | COM | 500 | $12.0K | <0.1% | +500 | New | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 13,000 | $13.0K | <0.1% | +1,000+8.3% | Added | – |
| PRAHPRA Health Sciences, Inc. | COM | 79 | $13.0K | <0.1% | −41−34.2% | Reduced | History |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | 13,000 | $14.0K | <0.1% | +1,000+8.3% | Added | – |
| SHIPSeanergy Maritime Holdings Corp. | SHS NEW | 12,500 | $14.0K | <0.1% | −12,500−50.0% | Reduced | History |
| WIXWix.com Ltd. | SHS | 50 | $15.0K | <0.1% | +10+25.0% | Added | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | 11,000 | $15.0K | <0.1% | 00.0% | Unchanged | – |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | 13,000 | $15.0K | <0.1% | +1,000+8.3% | Added | – |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 177 | $17.0K | <0.1% | −24−11.9% | Reduced | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | 12,000 | $17.0K | <0.1% | 00.0% | Unchanged | – |
| PTCPTC Inc. | Stock | 124 | $18.0K | <0.1% | −12−8.8% | Reduced | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | 14,000 | $19.0K | <0.1% | +1,000+7.7% | Added | – |
| TWTradeweb Markets Inc. | Stock | 235 | $20.0K | <0.1% | −155−39.7% | Reduced | History |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | 18,000 | $20.0K | <0.1% | 00.0% | Unchanged | – |
| PZZAPapa Johns International Inc | Stock | 200 | $21.0K | <0.1% | −75−27.3% | Reduced | History |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | 18,000 | $21.0K | <0.1% | 00.0% | Unchanged | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | 18,000 | $22.0K | <0.1% | 00.0% | Unchanged | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | 18,000 | $24.0K | <0.1% | 00.0% | Unchanged | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | 24,000 | $24.0K | <0.1% | 00.0% | Unchanged | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | 18,000 | $24.0K | <0.1% | 00.0% | Unchanged | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | 18,000 | $24.0K | <0.1% | 00.0% | Unchanged | – |
| FIVNFive9, Inc. | COM | 142 | $26.0K | <0.1% | −17−10.7% | Reduced | History |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | 24,000 | $26.0K | <0.1% | 00.0% | Unchanged | – |
| SDGRSchrodinger, Inc. | COM | 375 | $28.0K | <0.1% | 00.0% | Unchanged | History |
| NINENine Energy Service, Inc. | COM | 10,000 | $29.0K | <0.1% | 00.0% | Unchanged | History |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | 18,000 | $30.0K | <0.1% | 00.0% | Unchanged | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | 26,000 | $32.0K | <0.1% | 00.0% | Unchanged | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | 29,000 | $32.0K | <0.1% | +1,000+3.6% | Added | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | 33,000 | $33.0K | <0.1% | 00.0% | Unchanged | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $34.0K | <0.1% | 00.0% | Unchanged | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | 31,000 | $34.0K | <0.1% | 00.0% | Unchanged | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | 31,000 | $35.0K | <0.1% | 00.0% | Unchanged | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 23,000 | $35.0K | <0.1% | 00.0% | Unchanged | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | 22,000 | $35.0K | <0.1% | +22,000 | New | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | 22,000 | $35.0K | <0.1% | +22,000 | New | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | 32,000 | $36.0K | <0.1% | +32,000 | New | – |
| BDSIBiodelivery Sciences International Inc | COM | 10,000 | $36.0K | <0.1% | 00.0% | Unchanged | History |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | 30,000 | $37.0K | <0.1% | 00.0% | Unchanged | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | 22,000 | $37.0K | <0.1% | +22,000 | New | – |
| HUBGHub Group, Inc. | CL A | 570 | $38.0K | <0.1% | −518−47.6% | Reduced | History |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | 12,000 | $38.0K | <0.1% | 00.0% | Unchanged | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $42.0K | <0.1% | 00.0% | Unchanged | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | 26,000 | $42.0K | <0.1% | 00.0% | Unchanged | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $42.0K | <0.1% | 00.0% | Unchanged | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | 18,000 | $43.0K | <0.1% | 00.0% | Unchanged | – |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | 30,000 | $44.0K | <0.1% | 00.0% | Unchanged | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | 43,000 | $45.0K | <0.1% | 00.0% | Unchanged | – |
| FOXFFox Factory Holding Corp | COM | 299 | $47.0K | <0.1% | +299 | New | History |
| FNDFloor & Decor Holdings, Inc. | CL A | 480 | $51.0K | <0.1% | −30−5.9% | Reduced | History |
| AZTAAzenta, Inc. | COM | 542 | $52.0K | <0.1% | +542 | New | History |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $53.0K | <0.1% | 00.0% | Unchanged | – |
| TCRTAlaunos Therapeutics, Inc. | COM | 20,162 | $53.0K | <0.1% | 00.0% | Unchanged | History |
| AEGAegon Ltd. | NY REGISTRY SHS | 13,760 | $57.0K | <0.1% | +13,760 | New | History |
| AVOMission Produce, Inc. | COM | 2,800 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| IAGIamgold Corp | COM | 22,000 | $65.0K | <0.1% | 00.0% | Unchanged | History |
| ONTOnterris, Inc. | COM | 1,215 | $65.0K | <0.1% | −130−9.7% | Reduced | History |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $65.0K | <0.1% | 00.0% | Unchanged | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 14,246 | $67.0K | <0.1% | +14,246 | New | History |
| NOKNokia Corp | SPONSORED ADR | 13,729 | $73.0K | <0.1% | −4,960−26.5% | Reduced | History |
| GYREGyre Therapeutics, Inc. | COM NEW | 16,885 | $73.0K | <0.1% | +6,625+64.6% | Added | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $73.0K | <0.1% | 00.0% | Unchanged | – |
| CTRACoterra Energy Inc. | Stock | 4,318 | $75.0K | <0.1% | +304+7.6% | Added | History |
| VRNSVaronis Systems Inc | COM | 1,301 | $75.0K | <0.1% | +320+32.6% | Added | History |
| ONTOOnto Innovation Inc. | COM | 1,140 | $83.0K | <0.1% | +940+470.0% | Added | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 1,726 | $87.0K | <0.1% | +1,726 | New | – |
| VVRInvesco Senior Income Trust | COM | 19,780 | $88.0K | <0.1% | 00.0% | Unchanged | History |
| OCSLOaktree Specialty Lending Corp | COM | 13,190 | $88.0K | <0.1% | 00.0% | Unchanged | History |
| Cyberark Software LtdM2682V108 | SHS | 680 | $89.0K | <0.1% | 00.0% | Unchanged | – |
| CHUYChuy's Holdings, Inc. | COM | 2,500 | $93.0K | <0.1% | −50−2.0% | Reduced | History |
| UUnity Software Inc. | COM | 863 | $95.0K | <0.1% | +812+1,592.2% | Added | History |
| EXELExelixis, Inc. | COM | 5,259 | $96.0K | <0.1% | +1,478+39.1% | Added | History |
| ICMBInvestcorp Credit Management BDC, Inc. | COM | 17,799 | $96.0K | <0.1% | −72−0.4% | Reduced | History |
| LMNRLimoneira CO | COM | 5,680 | $100.0K | <0.1% | +96+1.7% | Added | History |
| MRCYMercury Systems Inc | COM | 1,517 | $101.0K | <0.1% | +1,372+946.2% | Added | History |
| PCGPG&E Corp | Stock | 10,030 | $102.0K | <0.1% | 00.0% | Unchanged | History |
| KTOSKratos Defense & Security Solutions, Inc. | COM NEW | 3,577 | $102.0K | <0.1% | −30,722−89.6% | Reduced | History |
| SLABSilicon Laboratories Inc. | Stock | 733 | $112.0K | <0.1% | +280+61.8% | Added | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 10,533 | $115.0K | <0.1% | −21−0.2% | Reduced | History |
| HALOHalozyme Therapeutics, Inc. | COM | 2,530 | $115.0K | <0.1% | 00.0% | Unchanged | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 12,417 | $117.0K | <0.1% | −9,475−43.3% | Reduced | History |
| Echo Global Logistics, Inc.27875T101 | COM | 3,903 | $120.0K | <0.1% | +352+9.9% | Added | – |
| NUVANuvasive Inc | COM | 1,804 | $122.0K | <0.1% | +186+11.5% | Added | History |
| SICPSilvergate Capital Corp | CL A | 1,079 | $122.0K | <0.1% | +1,079 | New | History |
| CHGGChegg, Inc | COM | 1,487 | $124.0K | <0.1% | −659−30.7% | Reduced | History |
| PGENPrecigen, Inc. | COM | 19,414 | $127.0K | <0.1% | +5,266+37.2% | Added | History |
| GABGabelli Equity Trust Inc | COM | 18,371 | $127.0K | <0.1% | 00.0% | Unchanged | History |
| USALiberty All Star Equity Fund | SH BEN INT | 14,848 | $134.0K | <0.1% | +14,848 | New | History |
| VMEOVimeo, Inc. | COMMON STOCK | 2,758 | $135.0K | <0.1% | +2,758 | New | History |
| SHOSunstone Hotel Investors, Inc. | COM | 11,165 | $139.0K | <0.1% | −29−0.3% | Reduced | History |
| BCPCBalchem Corp | COM | 1,067 | $140.0K | <0.1% | +34+3.3% | Added | History |
Sold out since Q1 2021 (62)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| TMDXTransMedics Group, Inc. | COM | 142,350 | $5.91M | 0.1% | History |
| WHWyndham Hotels & Resorts, Inc. | COM | 84,336 | $5.88M | 0.1% | History |
| U.S. Global Jets ETF26922A842 | ETF | 124,527 | $3.35M | 0.1% | – |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 32,880 | $3.23M | 0.1% | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 20,534 | $1.97M | <0.1% | – |
| YALAYalla Group Ltd | ADS | 69,421 | $1.74M | <0.1% | History |
| CAMTCamtek Ltd | ORD | 50,094 | $1.50M | <0.1% | History |
| CRMTAmericas Carmart Inc | COM | 9,141 | $1.39M | <0.1% | History |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 64,792 | $1.28M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q613 | US AGGREGATE | 40,035 | $1.07M | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 4,794 | $1.04M | <0.1% | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 37,635 | $1.02M | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 31,490 | $882.0K | <0.1% | History |
| IAC Interactivecorp New44891N109 | COM | 3,052 | $660.0K | <0.1% | – |
| OneG7000X105 | COM CL A | 54,616 | $633.0K | <0.1% | – |
| DARDarling Ingredients Inc. | COM | 8,479 | $624.0K | <0.1% | History |
| VUZIVuzix Corp | COM NEW | 23,868 | $607.0K | <0.1% | History |
| LTHMLivent Corp. | COM | 34,991 | $606.0K | <0.1% | History |
| PLLPiedmont Lithium Inc. | SPONSORED ADS | 8,175 | $568.0K | <0.1% | History |
| NOVNOV Inc. | COM | 40,770 | $559.0K | <0.1% | History |
| ENSGEnsign Group, Inc | COM | 5,569 | $523.0K | <0.1% | History |
| GRWGGrowGeneration Corp. | COM | 7,701 | $383.0K | <0.1% | History |
| FLGTFulgent Genetics, Inc. | COM | 3,507 | $339.0K | <0.1% | History |
| PRLBProto Labs Inc | COM | 2,441 | $297.0K | <0.1% | History |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 10,300 | $273.0K | <0.1% | – |
| ZSZscaler, Inc. | Stock | 1,585 | $272.0K | <0.1% | History |
| SNFCASecurity National Financial Corp | CL A NEW | 26,639 | $249.0K | <0.1% | History |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 3,000 | $248.0K | <0.1% | – |
| DENDenbury Inc | COM | 5,162 | $247.0K | <0.1% | History |
| Realpage Inc75606N109 | COM | 2,766 | $241.0K | <0.1% | – |
| OLNOLIN Corp | Stock | 6,290 | $239.0K | <0.1% | History |
| PHMPultegroup Inc | COM | 4,506 | $236.0K | <0.1% | History |
| CALYCallaway Golf Co | COM | 8,530 | $228.0K | <0.1% | History |
| iShares Tr464287812 | US CONSM STAPLES | 1,287 | $228.0K | <0.1% | – |
| RNSTRenasant Corp | COM | 5,474 | $227.0K | <0.1% | History |
| DRIDarden Restaurants Inc | COM | 1,592 | $226.0K | <0.1% | History |
| CWTCalifornia Water Service Group | COM | 3,933 | $222.0K | <0.1% | History |
| SIXSix Flags Entertainment Corp | COM | 4,761 | $221.0K | <0.1% | History |
| CTSHCognizant Technology Solutions Corp | CL A | 2,747 | $215.0K | <0.1% | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 4,123 | $214.0K | <0.1% | – |
| CADECadence Bancorporation | CL A | 10,217 | $212.0K | <0.1% | History |
| THSTreeHouse Foods, Inc. | COM | 4,062 | $212.0K | <0.1% | History |
| AUBAtlantic Union Bankshares Corp | COM | 5,475 | $210.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 2,474 | $209.0K | <0.1% | History |
| PLUGPlug Power Inc | Stock | 5,775 | $207.0K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 7,729 | $207.0K | <0.1% | History |
| WSFSWSFS Financial Corp | COM | 4,101 | $204.0K | <0.1% | History |
| TRNTrinity Industries Inc | COM | 7,167 | $204.0K | <0.1% | History |
| XYLXylem Inc. | COM | 1,919 | $202.0K | <0.1% | History |
| HPQHP Inc | Stock | 6,345 | $201.0K | <0.1% | History |
| CWCurtiss Wright Corp | Stock | 1,688 | $200.0K | <0.1% | History |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 11,000 | $196.0K | <0.1% | History |
| PSECProspect Capital Corp | COM | 14,860 | $114.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 12,313 | $111.0K | <0.1% | History |
| AWPabrdn Global Premier Properties Fund | COM SH BEN INT | 12,482 | $74.0K | <0.1% | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 15,758 | $73.0K | <0.1% | – |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | 11,000 | $38.0K | <0.1% | – |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | 17,000 | $31.0K | <0.1% | – |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | 12,000 | $31.0K | <0.1% | – |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | 18,000 | $27.0K | <0.1% | – |
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | 18,000 | $20.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 26,500 | $0 | 0.0% | – |