Spence John Yogi
- SEC CIK
- 0001718133
In the past year, 3 open-market purchase filings worth $119.5K and no sales.
Current role at each company
- Evanston Multi-Alpha FundOther: Vice Presidentas of Sep 3, 2026
- XAI CLO & Income Opportunities FundAdviser Personnelas of Jun 10, 2026
- XFLT XAI Floating Rate & Alternative Income TrustVice Presidentas of Feb 19, 2026
- MCN XAI Madison Equity Premium Income FundOther: Adviser Personnelas of Dec 19, 2024
- AIRJ AirJoule Technologies Corp.10% Owneras of Oct 21, 2024
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $119.5K
- 3 filings
- Sold
- –
- 0 filings
- Net
- +$119.5K
- Bought minus sold
- Companies
- 3
- With open-market trades
Trades
Every Form 4 that lists Spence John Yogi as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
Evanston Multi-Alpha Fund
Other: Vice President1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Sep 3, 2026 (view filing)1:02 PM ET | Sep 1 | 2 days | Spence John YogiOther: Vice President | PPurchaseClass I Shares of Beneficial Ownership | +10.4K | $9.63 | +$100.0K | New position10.4K after |
XAI CLO & Income Opportunities Fund
Adviser Personnel4 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jan 7, 2025 (view filing) | Dec 31, 2024 | 7 days | Spence John YogiOther: Adviser Personnel | PPurchaseClass I Shares | +59.2 | $25.34 | +$1.50K | New position59.2 after | Amended |
| Jan 7, 2025 (view filing) | Dec 31, 2024 | 7 days | Spence John YogiOther: Adviser Personnel | PPurchaseClass A Shares | +967.12 | $25.85 | +$25.0K | New position967.12 after | Amended |
| Jun 10, 2026 (view filing) | Jun 1 | 9 daysLate | Spence John YogiAdviser Personnel | PPurchase5.75% Series 2027 Term Preferred Shares | +200.0K | $0.00 | $0 | +11.1%2.00M after | |
| Jun 10, 2026 (view filing) | Jun 1 | 9 daysLate | Spence John YogiAdviser Personnel | PPurchase5.75% Series 2027 Term Preferred Shares | +100.0K | $0.00 | $0 | +11.1%1.00M after |
XFLT XAI Floating Rate & Alternative Income Trust
Vice President22 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jul 21, 2021 (view filing) | Jul 21 | Same day | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Interest | +9.50K | $8.50 | +$80.7K | +2.1%467.0K after | 5 lots |
| Jul 21, 2021 (view filing) | Jul 21 | Same day | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Interest | +500 | $8.50 | +$4.25K | New position500 after | |
| Dec 20, 2021 (view filing) | Dec 20 | Same day | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | +4.00K | $8.53 | +$34.1K | +0.8%490.7K after | 2 lots |
| Aug 22, 2022 (view filing) | Aug 19 | 3 days | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | +3.00K | $7.16 | +$21.5K | +0.6%508.7K after | 3 lots |
| Aug 22, 2022 (view filing) | Aug 19 | 3 days | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | 0 | – | $0 | 0.0%10.2K after | 2 lots |
| Sep 2, 2022 (view filing) | Sep 2 | Same day | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | +2.00K | $6.99 | +$14.0K | +0.4%510.7K after | 2 lots |
| Sep 2, 2022 (view filing) | Sep 2 | Same day | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | 0 | – | $0 | 0.0%10.2K after | 2 lots |
| Sep 23, 2022 (view filing) | Sep 23 | Same day | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | +3.00K | $6.23 | +$18.7K | +0.6%514.3K after | 2 lots |
| Nov 9, 2022 (view filing) | Nov 3-4 | 6 days | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | +4.00K | $6.39 | +$25.5K | New position4.00K after | Amended2 lots |
| Nov 9, 2022 (view filing) | Nov 8-9 | 1 day | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | +6.00K | $6.51 | +$39.1K | +150.0%10.0K after | 5 lots |
MCN XAI Madison Equity Premium Income Fund
Other: Adviser Personnel1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 19, 2024 (view filing) | Dec 19 | Same day | Spence John YogiOther: Adviser Personnel | PPurchaseCommon Shares of Beneficial Ownership | +2.50K | $6.62 | +$16.6K | New position2.50K after | 2 lots |
AIRJ AirJoule Technologies Corp.
10% Owner1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Oct 21, 2024 (view filing) | Sep 18-19 | 33 daysLate | Spence John Yogi10% Owner | PPurchaseClass A Common Stock | +17.6K | $8.50 | +$150.0K | +35.4%67.5K after | 2 lots |