Spence John Yogi's Form 4 filing
AirJoule Technologies Corp. (AIRJ) · filed Oct 21, 2024
- Accession no.
- 0001213900-24-089409
- Filed
- Oct 21, 2024
- Trade date
- Sep 18-Oct 17, 2024
- Filing delay
- 33 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market purchases total $150.0K. It was filed 33 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spence John YogiCIK 0001718133 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2024 | Class A Common Stock | PPurchaseAcquired | +11,765 | $8.50 | +$100,002.5 | 61,666 | Direct | |
| Sep 19, 2024 | Class A Common Stock | PPurchaseAcquired | +5,882 | $8.50 | +$49,997 | 67,548 | Direct | |
| Oct 17, 2024 | Class A Common Stock | JOtherDisposed | −3,481,337 | $0.00 | $0 | 0 | Indirect | |
| Oct 17, 2024 | Class A Common Stock | JOtherAcquired | +746,694 | $0.00 | $0 | 814,242 | Direct | |
| Oct 17, 2024 | Class A Common Stock | JOtherAcquired | +153,626 | $0.00 | $0 | 153,626 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2024 | Class A Common Stock | JOtherDisposed | −2,725,000 | –F1 | – | 0 | Indirect | |
| Oct 17, 2024 | Class A Common Stock | JOtherAcquired | +584,470 | –F2 | – | 584,470 | Direct | |
| Oct 17, 2024 | Class A Common Stock | JOtherAcquired | +120,250 | –F2 | – | 120,250 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a pro-rata distribution in-kind by XMS XPDI Sponsor II Holdings LLC ("XMS XPDI Holdings") to its members for no consideration (the "Distribution").
Referenced by the price of 1 transaction in Table II.
- F2
Represent securities acquired in the Distribution.
Referenced by the price of 2 transactions in Table II.