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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2026 年第 1 季持倉

持倉截至 2026/3/31,2026/5/4 申報。只含多頭部位,變化是跟 2025 年第 4 季比股數。

機構總覽
持股檔數
1,302
較 2025 年第 4 季 +15
總值
$36.0 億
較 2025 年第 4 季 −$2,249 萬 (−0.6%)
申報日
2026/5/4
SEC
Sigma Planning Corp 在 2026 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS1,219$21.7 萬<0.1%+1,219新進歷史
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$21.7 萬<0.1%+4,120新進–
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL4,728$21.8 萬<0.1%−10,063−68.0%減碼–
Franklin Templeton ETF Tr35473P421FOCUSED DYNAMIC5,314$21.8 萬<0.1%00.0%不變–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL9,203$21.9 萬<0.1%+9,203新進–
T Rowe Price Exchange-Traded87283Q826SMALL MID CAP5,963$21.9 萬<0.1%+5,963新進–
EXPDExpeditors International of Washington IncCOM1,529$21.9 萬<0.1%+6+0.4%加碼歷史
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH1,902$21.9 萬<0.1%+1,902新進–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$21.9 萬<0.1%00.0%不變–
UNMUnum GroupStock3,005$21.9 萬<0.1%−21−0.7%減碼歷史
First Tr Exchng Traded FD VI33740U729FT VEST LAD8,368$22.0 萬<0.1%−10,443−55.5%減碼–
First Tr Exchng Traded FD VI33740F599FT VEST US EQT4,534$22.0 萬<0.1%+4,534新進–
SPDR Series Trust78468R796ST STR SP500FF4,146$22.0 萬<0.1%−4,294−50.9%減碼–
QBTSD-Wave Quantum Inc.Stock15,253$22.0 萬<0.1%−1,076−6.6%減碼歷史
Innovator ETFs Trust45783Y681NASDAQ 100 MANA6,634$22.1 萬<0.1%+83+1.3%加碼–
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG11,800$22.1 萬<0.1%−1,000−7.8%減碼歷史
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$22.2 萬<0.1%+8,648新進–
ETF Opportunities Trust26923Q747HEDGEYE CAPITAL7,740$22.3 萬<0.1%+7,740新進–
Innovator ETFs Trust45782C284US SML CP PWR B6,977$22.3 萬<0.1%−22−0.3%減碼–
RIOTRiot Platforms, Inc.COM18,119$22.4 萬<0.1%+447+2.5%加碼歷史
Calamos ETF Tr12811T803S&P 500 STRUCTUR8,351$22.4 萬<0.1%00.0%不變–
SAMBoston Beer Co IncCL A975$22.5 萬<0.1%+975新進歷史
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE6,990$22.6 萬<0.1%+6,990新進–
Calamos ETF Tr12811T860NASDAQ 100 STRUC8,343$22.7 萬<0.1%00.0%不變–
AEEAmeren CorpCOM2,068$22.7 萬<0.1%−43−2.0%減碼歷史
HUBBHubbell IncCOM464$22.8 萬<0.1%−21−4.3%減碼歷史
iShares Tr46438G505IBONDS OCT 20268,784$22.8 萬<0.1%+193+2.2%加碼–
VanEck ETF Trust92189H805RARE EARTH AND S2,603$22.9 萬<0.1%+2,603新進–
Calamos ETF Tr12811T837RUSSELL 2000 STR8,503$22.9 萬<0.1%00.0%不變–
ODFLOld Dominion Freight Line, Inc.COM1,173$22.9 萬<0.1%−114−8.9%減碼歷史
Victory Portfolios II92647N568USAA MSCI USA SM2,427$23.0 萬<0.1%+2,427新進–
EMEEMCOR Group, Inc.Stock312$23.0 萬<0.1%−368−54.1%減碼歷史
ZIONZions Bancorporation, National AssociationCOM4,010$23.1 萬<0.1%−628−13.5%減碼歷史
WisdomTree Tr97717W778INTL MIDCAP DV2,799$23.2 萬<0.1%+2,799新進–
iShares Tr46435G250HIGH YLD SYSTM B4,985$23.2 萬<0.1%+4,985新進–
RSReliance, Inc.COM763$23.2 萬<0.1%−67−8.1%減碼歷史
CBRECbre Group, Inc.CL A1,713$23.2 萬<0.1%+34+2.0%加碼歷史
iShares Inc46434G822MSCI JAPAN ETF2,749$23.2 萬<0.1%−283−9.3%減碼–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,432$23.3 萬<0.1%+37+1.5%加碼–
MCOMoodys CorpStock534$23.3 萬<0.1%+534新進歷史
iShares Tr464287754US INDUSTRIALS1,585$23.4 萬<0.1%+1+0.1%加碼–
iShares Tr464288430ASIA 50 ETF2,206$23.4 萬<0.1%+2,206新進–
ICEIntercontinental Exchange, Inc.Stock1,489$23.4 萬<0.1%−226−13.2%減碼歷史
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$23.5 萬<0.1%+29+0.6%加碼–
Neos ETF Trust78433H576NASDAQ 100 HDGD4,582$23.5 萬<0.1%+5+0.1%加碼–
Innovator ETFs Trust45782C748US EQTY PWR BUF5,629$23.5 萬<0.1%−48−0.8%減碼–
RKLBRocket Lab CorpCOM3,680$23.6 萬<0.1%−391−9.6%減碼歷史
Trust for Professional Manag89834G760CONVERGENCE LNG8,420$23.7 萬<0.1%−2,810−25.0%減碼–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG1,894$23.7 萬<0.1%−550−22.5%減碼–
CRMDCorMedix Inc.COM34,920$23.7 萬<0.1%+11,048+46.3%加碼歷史
UGIUgi CorpStock6,548$23.9 萬<0.1%+714+12.2%加碼歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD4,181$23.9 萬<0.1%−60−1.4%減碼–
SRESempraStock2,458$23.9 萬<0.1%−1,470−37.4%減碼歷史
BBDCBarings BDC, Inc.COM29,066$23.9 萬<0.1%−1,235−4.1%減碼歷史
Abrdn ETFs003261104BBRG ALL COMD K19,866$24.0 萬<0.1%−1,015−9.3%減碼–
UTFCohen & Steers Infrastructure Fund IncCOM9,271$24.0 萬<0.1%+140+1.5%加碼歷史
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,245$24.0 萬<0.1%−419−7.4%減碼–
iShares Tr464287739U.S. REAL ES ETF2,541$24.0 萬<0.1%+2,541新進–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$24.1 萬<0.1%−393−7.6%減碼–
WYWeyerhaeuser CoCOM NEW9,866$24.1 萬<0.1%−768−7.2%減碼歷史
RCATRed Cat Holdings, Inc.Stock18,427$24.1 萬<0.1%+3,593+24.2%加碼歷史
iShares Tr464287770U.S. FIN SVC ETF2,928$24.3 萬<0.1%−193−6.2%減碼–
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$24.3 萬<0.1%−17,899−68.1%減碼–
MFCManulife Financial CorpCOM7,077$24.4 萬<0.1%−97−1.4%減碼歷史
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF4,870$24.4 萬<0.1%+47+1.0%加碼–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF5,132$24.4 萬<0.1%+179+3.6%加碼–
DRDDrdgold LtdSPON ADR REPSTG8,315$24.4 萬<0.1%−228−2.7%減碼歷史
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF2,965$24.4 萬<0.1%+2,965新進–
GIBCgi IncCL A3,347$24.5 萬<0.1%−11−0.3%減碼歷史
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$24.5 萬<0.1%00.0%不變–
MNSTMonster Beverage CorpCOM3,379$24.5 萬<0.1%−18,330−84.4%減碼歷史
Global X FDS37954Y848GLOBAL X SILVER2,723$24.5 萬<0.1%+902+49.5%加碼–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,694$24.5 萬<0.1%−2,848−33.3%減碼–
CPCanadian Pacific Kansas City LtdCOM3,130$24.6 萬<0.1%−13−0.4%減碼歷史
Innovator ETFs Trust45782C474US SML CP PWR B5,903$24.6 萬<0.1%+833+16.4%加碼–
LIVELive Ventures IncCOM NEW20,617$24.6 萬<0.1%−32−0.2%減碼歷史
Kraneshares Trust500767306CSI CHI INTERNET8,726$24.8 萬<0.1%+53+0.6%加碼–
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF7,390$24.9 萬<0.1%+347+4.9%加碼–
PINSPinterest, Inc.CL A13,585$24.9 萬<0.1%+13,585新進歷史
Invesco Actively Managed Exc46090A689QQQ INC ADV ETF4,997$24.9 萬<0.1%+1,211+32.0%加碼–
Innovator ETFs Trust45782C342US SML CP PWR ET6,885$25.0 萬<0.1%+148+2.2%加碼–
ECEcopetrol S.A.SPONSORED ADS16,704$25.0 萬<0.1%+16,704新進歷史
AGOAssured Guaranty LtdCOM3,081$25.1 萬<0.1%+99+3.3%加碼歷史
iShares Tr46438G612LARG CAP JUN ETF8,928$25.1 萬<0.1%+8,928新進–
WTRGEssential Utilities, Inc.COM6,251$25.2 萬<0.1%+315+5.3%加碼歷史
iShares Tr464288273EAFE SML CP ETF3,215$25.2 萬<0.1%−80−2.4%減碼–
Innovator ETFs Tr45782C862LOUP FRONTIER3,669$25.3 萬<0.1%−48−1.3%減碼–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$25.3 萬<0.1%+3,696新進–
APOApollo Global Management, Inc.COM2,268$25.3 萬<0.1%−497−18.0%減碼歷史
IOTSamsara Inc.Stock7,993$25.3 萬<0.1%−168−2.1%減碼歷史
iShares Tr46435G474FALN ANGLS USD9,486$25.3 萬<0.1%−630−6.2%減碼–
RDDTReddit, Inc.Stock1,896$25.5 萬<0.1%−4,771−71.6%減碼歷史
CGTXCognition Therapeutics IncCOM337,765$25.7 萬<0.1%+121,600+56.3%加碼歷史
MKCMcCormick & Co IncStock5,086$25.7 萬<0.1%−307−5.7%減碼歷史
HPEHewlett Packard Enterprise CoCOM10,814$25.8 萬<0.1%−1,611−13.0%減碼歷史
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM31,621$25.8 萬<0.1%+61+0.2%加碼歷史
CRSCarpenter Technology CorpCOM656$25.8 萬<0.1%+656新進歷史
TDGTransDigm Group INCCOM223$25.9 萬<0.1%+64+40.3%加碼歷史
MASMasco CorpCOM4,305$26.0 萬<0.1%−16−0.4%減碼歷史
CQPCheniere Energy Partners, L.P.COM UNIT4,028$26.0 萬<0.1%−191−4.5%減碼歷史

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2026 年第 1 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$22.9 萬$21.4 萬
PLTRPalantir Technologies Inc.Stock$33.3 萬–
CNCCentene CorpStock–$10.8 萬
FFord Motor CoStock–$9.19 萬
XRXXerox Holdings CorpCOM NEW$9,107–
NWLNewell Brands Inc.Stock$2,792–

2025 年第 4 季之後清倉(116 檔)

2025 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 116 檔。

Sigma Planning Corp 在 2025 年第 4 季之後清倉的部位
證券類別2025 年第 4 季股數2025 年第 4 季市值2025 年第 4 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F516FT VEST US EQT98,254$420.4 萬0.1%–
BlackRock ETF Trust09290C871ETF109,921$410.2 萬0.1%–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT83,553$409.3 萬0.1%–
ETF Ser Solutions26922B543LHA RISK MANAGE89,811$222.6 萬0.1%–
First Tr Exchng Traded FD VI33740U752FT VEST NASD ETF78,927$164.7 萬<0.1%–
Innovator ETFs Trust45782C631INTERNATIONAL DV46,093$160.6 萬<0.1%–
TTWOTake Two Interactive Software IncCOM5,828$149.2 萬<0.1%歷史
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF22,782$129.9 萬<0.1%–
J P Morgan Exchange Traded F46654Q724HEDG EQU LAD ETF18,582$123.4 萬<0.1%–
DLTRDollar Tree, Inc.COM8,293$102.0 萬<0.1%歷史
ILMNIllumina, Inc.COM7,493$98.3 萬<0.1%歷史
Innovator ETFs Trust45782C615GRWT100 PWR BUF15,961$92.3 萬<0.1%–
MLYSMineralys Therapeutics, Inc.COM24,000$87.1 萬<0.1%歷史
RMBSRambus IncCOM9,460$87.1 萬<0.1%歷史
RBARB Global Inc.COM8,416$86.6 萬<0.1%歷史
IDXXIDEXX Laboratories IncCOM1,269$85.9 萬<0.1%歷史
PTCTPTC Therapeutics, Inc.COM10,010$76.0 萬<0.1%歷史
ECGEverus Construction Group, Inc.Stock8,640$73.9 萬<0.1%歷史
EFCEllington Financial Inc.COM52,146$70.8 萬<0.1%歷史
NTRANatera, Inc.COM3,056$70.0 萬<0.1%歷史
PVLAPalvella Therapeutics, Inc.COM6,500$68.0 萬<0.1%歷史
KMTSKestra Medical Technologies, Ltd.SHS25,250$67.0 萬<0.1%歷史
RAPTRAPT Therapeutics, Inc.COM NEW19,000$64.4 萬<0.1%歷史
FNVFranco Nevada CorpStock1,591$59.9 萬<0.1%歷史
STESTERIS plcSHS USD2,232$56.6 萬<0.1%歷史
First Tr Exchange Traded FD33734X770DJ INTL INTRNT16,040$54.4 萬<0.1%–
ADPTAdaptive Biotechnologies CorpCOM32,550$52.9 萬<0.1%歷史
Dimensional ETF Trust25434V872CORE FIXE IN ETF12,180$51.8 萬<0.1%–
ZSZscaler, Inc.Stock2,130$47.9 萬<0.1%歷史
IRIngersoll Rand Inc.COM6,020$47.7 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,075$46.0 萬<0.1%–
EXEExpand Energy CorpCOM4,105$45.3 萬<0.1%歷史
APGAPi Group CorpCOM STK6,206$43.6 萬<0.1%歷史
RBB FD Inc74933W643MOTLEY FOOL CAPI38,105$41.6 萬<0.1%–
BBNXBeta Bionics, Inc.COM13,500$41.1 萬<0.1%歷史
BLLNBillionToOne, Inc.CL A5,000$40.9 萬<0.1%歷史
CCSCentury Communities, Inc.COM6,525$38.7 萬<0.1%歷史
AUAngloGold Ashanti PLCCOM SHS4,463$38.1 萬<0.1%歷史
NKTRNektar TherapeuticsCOM NEW9,000$38.1 萬<0.1%歷史
AESAES CorpStock26,514$38.0 萬<0.1%歷史
COLLCollegium Pharmaceutical, IncCOM8,000$37.0 萬<0.1%歷史
MEDPMedpace Holdings, Inc.COM659$37.0 萬<0.1%歷史
Profesionally Managed Portfo74316P579AKRE FOCUS ETF5,501$36.0 萬<0.1%–
QQnity Electronics, Inc.COMMON STOCK4,210$34.4 萬<0.1%歷史
Vanguard S&P 500 Value ETF921932703ETF1,646$33.7 萬<0.1%–
DMRADamora Therapeutics, Inc.COM NEW14,500$33.4 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,562$33.0 萬<0.1%–
DYDycom Industries IncCOM943$31.9 萬<0.1%歷史
ONCBeOne Medicines Ltd.ADR1,005$30.5 萬<0.1%歷史
OMCOmnicom Group Inc.COM3,643$29.4 萬<0.1%歷史
iShares Tr46428951110+ YR INVST GRD5,714$28.8 萬<0.1%–
Victory Portfolios II92647N550VCTRYSHS INTL MO4,431$28.8 萬<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF11,511$28.7 萬<0.1%–
New Gold Inc Cda644535106COM32,410$28.2 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN3,990$28.1 萬<0.1%–
AXGNAxogen, Inc.COM8,562$28.0 萬<0.1%歷史
RIGLRigel Pharmaceuticals IncCOM6,533$28.0 萬<0.1%歷史
ALLEAllegion plcORD SHS1,754$27.9 萬<0.1%歷史
Northern LTS FD Tr III66538R730HCM DEFEN 5004,437$27.5 萬<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF4,208$27.3 萬<0.1%–
iShares Inc464286319EM MKTS DIV ETF8,620$26.9 萬<0.1%–
Cyberark Software LtdM2682V108SHS598$26.7 萬<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA5,243$26.4 萬<0.1%–
WABWestinghouse Air Brake Technologies CorpStock1,220$26.0 萬<0.1%歷史
EXELExelixis, Inc.COM5,932$26.0 萬<0.1%歷史
EXRExtra Space Storage Inc.COM1,958$25.5 萬<0.1%歷史
CASHPathward Financial, Inc.COM3,536$25.1 萬<0.1%歷史
SGISomnigroup International Inc.COM2,789$24.9 萬<0.1%歷史
Innovator ETFs Trust45782C623EMERGING MKT PWR7,730$24.4 萬<0.1%–
TEMTempus AI, Inc.CL A4,129$24.4 萬<0.1%歷史
WBDWarner Bros. Discovery, Inc.Stock8,266$23.8 萬<0.1%歷史
DKNGDraftKings Inc.Stock6,802$23.4 萬<0.1%歷史
iShares Inc464286525MSCI GBL MIN VOL1,946$23.1 萬<0.1%–
BABAAlibaba Group Holding LtdADR1,557$22.8 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock873$22.8 萬<0.1%歷史
METMetlife IncStock2,888$22.8 萬<0.1%歷史
BIDUBaidu, Inc.ADR1,734$22.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738R647S-NETWORK STREAM6,000$22.5 萬<0.1%–
CNTACentessa Pharmaceuticals plcSPONSORED ADS9,000$22.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M8,477$22.1 萬<0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE8,375$21.9 萬<0.1%–
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,363$21.9 萬<0.1%歷史
SANMSanmina CorpCOM1,460$21.9 萬<0.1%歷史
AJGArthur J. Gallagher & Co.COM836$21.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U307FT VEST US EQT4,161$21.5 萬<0.1%–
Amplify ETF Tr032108649AMPLIFY JUNIOR S7,731$21.4 萬<0.1%–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR4,311$21.3 萬<0.1%–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE8,304$21.3 萬<0.1%–
Ssga Active Tr78470P408STATE STREET US3,405$21.2 萬<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF8,346$21.1 萬<0.1%–
AMPAmeriprise Financial IncCOM430$21.1 萬<0.1%歷史
Fidelity Covington Trust316092857MSCI RL EST ETF7,785$20.9 萬<0.1%–
BTCGrayscale Bitcoin Mini Trust ETFETF5,357$20.7 萬<0.1%歷史
XYLXylem Inc.COM1,538$20.7 萬<0.1%歷史
DHIHorton D R IncCOM1,435$20.7 萬<0.1%歷史
iShares Tr46436E767ESG MSCI USA ETF3,572$20.6 萬<0.1%–
Bitwise Crypto Industry Innovators ETF09175C103ETF10,143$20.2 萬<0.1%–
Fidelity Covington Trust316092113ENHANCED LARGE5,270$20.1 萬<0.1%–
Innovator ETFs Trust45782C565US EQTY ULTRA BU5,275$20.1 萬<0.1%–
LUNRIntuitive Machines, Inc.CLASS A COM10,947$17.8 萬<0.1%歷史