跳到主要內容

Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 4 季持倉

持倉截至 2025/12/31,2026/1/30 申報。只含多頭部位,變化是跟 2025 年第 3 季比股數。

機構總覽
持股檔數
1,287
較 2025 年第 3 季 +5
總值
$36.2 億
較 2025 年第 3 季 +$1.06 億 (+3.0%)
申報日
2026/1/30
SEC
Sigma Planning Corp 在 2025 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR27,179$32.5 萬<0.1%−944−3.4%減碼歷史
FITBFifth Third BancorpCOM6,960$32.6 萬<0.1%−1,239−15.1%減碼歷史
SFLSFL Corp Ltd.SHS41,699$32.7 萬<0.1%−69,042−62.3%減碼歷史
SCCOSouthern Copper CorpStock2,282$32.7 萬<0.1%+265+13.1%加碼歷史
SBLKStar Bulk Carriers Corp.SHS PAR17,054$32.8 萬<0.1%−5,936−25.8%減碼歷史
HSYHershey CoCOM1,806$32.8 萬<0.1%+132+7.9%加碼歷史
PNCPNC Financial Services Group, Inc.Stock1,574$32.9 萬<0.1%−144−8.4%減碼歷史
Flexshares Tr33939L407MORNSTAR UPSTR7,165$32.9 萬<0.1%+836+13.2%加碼–
SJMJ M SMUCKER CoStock3,366$32.9 萬<0.1%+329+10.8%加碼歷史
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,562$33.0 萬<0.1%+266+8.1%加碼–
iShares Tr46432F859CORE 1 5 YR USD6,786$33.1 萬<0.1%+361+5.6%加碼–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,657$33.3 萬<0.1%+10+0.3%加碼–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF6,942$33.3 萬<0.1%−3,291−32.2%減碼–
SPDR Series Trust78464A722ST STR SP PHARMA5,945$33.3 萬<0.1%+108+1.9%加碼–
NVONovo Nordisk A SADR6,557$33.3 萬<0.1%+927+16.5%加碼歷史
DMRADamora Therapeutics, Inc.COM NEW14,500$33.4 萬<0.1%+14,500新進歷史
Schwab U.S. Small-Cap ETF808524607ETF11,736$33.4 萬<0.1%+1,410+13.7%加碼–
Global X FDS37954Y475S&P 500 COVERED8,226$33.4 萬<0.1%+518+6.7%加碼–
SPDR Series Trust78464A706ST STR GLB DOW2,014$33.6 萬<0.1%−4−0.2%減碼–
WSMWilliams Sonoma IncCOM1,883$33.6 萬<0.1%−104−5.2%減碼歷史
PYPLPayPal Holdings, Inc.Stock5,787$33.6 萬<0.1%−630−9.8%減碼歷史
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX3,014$33.7 萬<0.1%+3,014新進–
CCJCameco CorpStock3,684$33.7 萬<0.1%+64+1.8%加碼歷史
Vanguard S&P 500 Value ETF921932703ETF1,646$33.7 萬<0.1%−43−2.5%減碼–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS5,658$33.9 萬<0.1%+127+2.3%加碼–
SYMSymbotic Inc.Stock5,703$33.9 萬<0.1%−250−4.2%減碼歷史
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,599$34.1 萬<0.1%−40−1.1%減碼–
iShares Tr464288281JPMORGAN USD EMG3,553$34.2 萬<0.1%−132−3.6%減碼–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF3,272$34.3 萬<0.1%−22−0.7%減碼–
QQnity Electronics, Inc.COMMON STOCK4,210$34.4 萬<0.1%+4,210新進歷史
Columbia ETF Tr II19762B707INDIA CONSMR ETF5,308$34.4 萬<0.1%+356+7.2%加碼–
HCAHCA Healthcare, Inc.COM738$34.5 萬<0.1%+119+19.2%加碼歷史
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN6,654$34.6 萬<0.1%+6,654新進–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,147$34.7 萬<0.1%+40+3.6%加碼–
SRESempraStock3,928$34.7 萬<0.1%−28−0.7%減碼歷史
TMToyota Motor CorpADS1,626$34.8 萬<0.1%+278+20.6%加碼歷史
iShares Tr464289420RUS TP200 VL ETF3,790$34.8 萬<0.1%+1,216+47.2%加碼–
First Tr Exchange-Traded FD33735T109COMMON SHS19,966$34.9 萬<0.1%+3,441+20.8%加碼–
ESTAEstablishment Labs Holdings Inc.COM4,800$35.0 萬<0.1%+4,800新進歷史
AAAUGoldman Sachs Physical Gold ETFUNIT8,269$35.2 萬<0.1%+202+2.5%加碼歷史
ECLEcolab Inc.Stock1,356$35.2 萬<0.1%−1,890−58.2%減碼歷史
Sprott FDS Tr85208P303URANIUM MINERS E6,418$35.2 萬<0.1%−57−0.9%減碼–
SBSWSibanye Stillwater LtdSPONSORED ADR24,774$35.3 萬<0.1%−9,400−27.5%減碼歷史
SPDR Index Shs FDS78463X871ST INTL CAP ETF8,748$35.7 萬<0.1%+2,386+37.5%加碼–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,593$35.8 萬<0.1%+180+5.3%加碼–
ARAntero Resources CorpCOM10,445$36.0 萬<0.1%+1,046+11.1%加碼歷史
Trust for Professional Manag89834G737ACTIVEPASSIVE EQ10,137$36.0 萬<0.1%+765+8.2%加碼–
SPDR Series Trust78468R861STATE STRET SPDR18,886$36.0 萬<0.1%+1,716+10.0%加碼–
Profesionally Managed Portfo74316P579AKRE FOCUS ETF5,501$36.0 萬<0.1%+5,501新進–
WULFTerawulf Inc.COM31,550$36.3 萬<0.1%+1,983+6.7%加碼歷史
LQDTLiquidity Services IncCOM12,000$36.4 萬<0.1%−900−7.0%減碼歷史
CTASCintas CorpStock1,937$36.4 萬<0.1%−2,275−54.0%減碼歷史
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH4,769$36.5 萬<0.1%+432+10.0%加碼–
First Tr Exchange-Traded FD33739Q804ENERGY INM PARTN13,850$36.6 萬<0.1%−465−3.2%減碼–
Flexshares Tr33939L688STOX GLB INDEX1,787$36.7 萬<0.1%+34+1.9%加碼–
iShares Tr46432F388MSCI USA VALUE2,683$36.7 萬<0.1%−91−3.3%減碼–
MSCIMSCI Inc.Stock640$36.7 萬<0.1%−14−2.1%減碼歷史
MKCMcCormick & Co IncStock5,393$36.7 萬<0.1%−288−5.1%減碼歷史
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF16,322$36.9 萬<0.1%+423+2.7%加碼–
WisdomTree Tr97717W505US MIDCAP DIVID7,156$36.9 萬<0.1%+20+0.3%加碼–
MEDPMedpace Holdings, Inc.COM659$37.0 萬<0.1%+659新進歷史
COLLCollegium Pharmaceutical, IncCOM8,000$37.0 萬<0.1%+8,000新進歷史
iShares Inc464286624MSCI THAILND ETF6,236$37.2 萬<0.1%+6,236新進–
Innovator ETFs Trust45782C433US EQTY BUFR FEB7,763$37.3 萬<0.1%−20.0%減碼–
WPCW. P. Carey Inc.COM5,806$37.4 萬<0.1%+13+0.2%加碼歷史
UVVUniversal CorpCOM7,089$37.4 萬<0.1%+493+7.5%加碼歷史
Schwab U.S. Large-Cap Value ETF808524409ETF12,659$37.5 萬<0.1%+614+5.1%加碼–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF8,542$37.5 萬<0.1%+8,542新進–
SILASila Realty Trust, Inc.COMMON STOCK16,198$37.8 萬<0.1%−639−3.8%減碼歷史
TTMITTM Technologies IncCOM5,496$37.9 萬<0.1%+5,496新進歷史
TLNTalen Energy CorpCOM1,044$38.0 萬<0.1%−71−6.4%減碼歷史
AESAES CorpStock26,514$38.0 萬<0.1%−397−1.5%減碼歷史
NKTRNektar TherapeuticsCOM NEW9,000$38.1 萬<0.1%+9,000新進歷史
AUAngloGold Ashanti PLCCOM SHS4,463$38.1 萬<0.1%−2,025−31.2%減碼歷史
PECOPhillips Edison & Company, Inc.COMMON STOCK10,704$38.1 萬<0.1%+8+0.1%加碼歷史
CHDChurch & Dwight Co IncCOM4,555$38.2 萬<0.1%−60−1.3%減碼歷史
Innovator ETFs Trust45782C508US EQTY PWR BUF8,072$38.2 萬<0.1%−2,300−22.2%減碼–
AMCRAmcor plcORD45,807$38.2 萬<0.1%−11,031−19.4%減碼歷史
iShares Tr464289842MSCI PERU GL ETF5,282$38.2 萬<0.1%−3,013−36.3%減碼–
iShares Tr46436E569ESG SELECT SCRE7,255$38.2 萬<0.1%−366−4.8%減碼–
HWMHowmet Aerospace Inc.Stock1,767$38.4 萬<0.1%−3,185−64.3%減碼歷史
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF4,152$38.4 萬<0.1%+361+9.5%加碼–
NETCloudflare, Inc.CL A COM1,575$38.5 萬<0.1%−51−3.1%減碼歷史
Vanguard Whitehall FDS921946810INTL DVD ETF4,225$38.6 萬<0.1%−240−5.4%減碼–
CCSCentury Communities, Inc.COM6,525$38.7 萬<0.1%−100−1.5%減碼歷史
MPLXMPLX LPCOM UNIT REP LTD7,274$38.8 萬<0.1%−220−2.9%減碼歷史
CMBTCmb.tech NVSHS40,257$38.8 萬<0.1%+21,919+119.5%加碼歷史
Fidelity Covington Trust316092832DIVID ETF RISI6,429$39.2 萬<0.1%−69−1.1%減碼–
iShares Tr464288802ESG OPTIMIZED2,823$39.3 萬<0.1%00.0%不變–
First Tr Exchange-Traded FD33738D879FT VEST RIS14,999$39.3 萬<0.1%+2,319+18.3%加碼–
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN15,827$39.4 萬<0.1%+1,708+12.1%加碼–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER6,254$39.4 萬<0.1%+320+5.4%加碼–
Capitol Ser Tr14064D550FAIRLEAD TACTICA13,235$39.7 萬<0.1%−18,769−58.6%減碼–
BROSDutch Bros Inc.CL A6,490$39.7 萬<0.1%−730−10.1%減碼歷史
APOApollo Global Management, Inc.COM2,765$40.0 萬<0.1%−875−24.0%減碼歷史
COINCoinbase Global, Inc.COM CL A1,822$40.1 萬<0.1%−217−10.6%減碼歷史
Global X FDS37954Y459RUSSELL 200026,235$40.1 萬<0.1%+825+3.2%加碼–
iShares Tr46429B309MSCI INDONIA ETF21,473$40.2 萬<0.1%+10,331+92.7%加碼–
BTIBritish American Tobacco p.l.c.SPONSORED ADR7,102$40.2 萬<0.1%−405−5.4%減碼歷史
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,949$40.2 萬<0.1%+26+0.4%加碼–

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 4 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock–$24.4 萬
CNCCentene CorpStock–$23.4 萬
FFord Motor CoStock–$15.0 萬
SPYSPDR S&P 500 ETF TrustETF$8.86 萬–
XRXXerox Holdings CorpCOM NEW$4,430–
UBERUber Technologies, IncStock–$4,370
NWLNewell Brands Inc.Stock$3,927–
AIC3.ai, Inc.Stock–$3,200

2025 年第 3 季之後清倉(118 檔)

2025 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 118 檔。

Sigma Planning Corp 在 2025 年第 3 季之後清倉的部位
證券類別2025 年第 3 季股數2025 年第 3 季市值2025 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$173.6 萬<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$155.3 萬<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$136.8 萬<0.1%–
KKellanovaStock15,921$130.6 萬<0.1%歷史
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$114.6 萬<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$114.5 萬<0.1%歷史
AMBAAmbarella IncSHS13,819$114.0 萬<0.1%歷史
AGXArgan IncStock4,196$113.3 萬<0.1%歷史
OUSTOuster, Inc.COM NEW41,394$112.0 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$111.5 萬<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$100.2 萬<0.1%歷史
TWTradeweb Markets Inc.Stock8,921$99.0 萬<0.1%歷史
LRNStride, Inc.COM6,506$96.9 萬<0.1%歷史
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$93.9 萬<0.1%–
VITLVital Farms, Inc.COM22,651$93.2 萬<0.1%歷史
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$91.7 萬<0.1%歷史
ULUnilever PLCSPON ADR NEW15,164$89.9 萬<0.1%歷史
UIUbiquiti Inc.COM1,357$89.6 萬<0.1%歷史
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$87.8 萬<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$85.9 萬<0.1%–
RBRKRubrik, Inc.Stock10,194$83.8 萬<0.1%歷史
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$80.1 萬<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$79.4 萬<0.1%–
RACEFerrari N.V.COM1,629$79.0 萬<0.1%歷史
RLRalph Lauren CorpCL A2,520$79.0 萬<0.1%歷史
IBPInstalled Building Products, Inc.COM3,166$78.1 萬<0.1%歷史
NTESNetEase, Inc.SPONSORED ADS5,011$76.2 萬<0.1%歷史
CVLTCommvault Systems IncCOM4,009$75.7 萬<0.1%歷史
FFIVF5, Inc.Stock2,341$75.7 萬<0.1%歷史
MCHPMicrochip Technology IncStock11,770$75.6 萬<0.1%歷史
PGYPagaya Technologies Ltd.CL A NEW25,450$75.6 萬<0.1%歷史
MWAMueller Water Products, Inc.COM SER A29,214$74.6 萬<0.1%歷史
FISVFiserv IncStock5,759$74.2 萬<0.1%歷史
DEODiageo PLCSPON ADR NEW7,440$71.0 萬<0.1%歷史
LIFLife360, Inc.COM6,675$71.0 萬<0.1%歷史
LMNDLemonade, Inc.Stock13,125$70.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$69.4 萬<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$69.3 萬<0.1%–
PODDInsulet CorpStock2,212$68.3 萬<0.1%歷史
POOLPool CorpCOM2,193$68.0 萬<0.1%歷史
AMSCAmerican Superconductor CorpStock10,293$61.1 萬<0.1%歷史
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$60.6 萬<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$59.5 萬<0.1%–
ASAmer Sports, Inc.COM SHS17,060$59.3 萬<0.1%歷史
HNGEHinge Health, Inc.CL A11,855$58.2 萬<0.1%歷史
CVSACovista Inc.COM3,762$58.1 萬<0.1%歷史
EXPEExpedia Group, Inc.Stock2,591$55.4 萬<0.1%歷史
DXPEDXP Enterprises IncCOM NEW4,483$53.4 萬<0.1%歷史
GWREGuidewire Software, Inc.COM2,151$49.4 萬<0.1%歷史
USFDUS Foods Holding Corp.COM6,422$49.2 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$48.4 萬<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$47.1 萬<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$46.9 萬<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$45.7 萬<0.1%歷史
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$45.1 萬<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$44.7 萬<0.1%歷史
BEBloom Energy CorpCOM CL A5,025$42.5 萬<0.1%歷史
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$40.8 萬<0.1%–
TTDTrade Desk, Inc.Stock8,214$40.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$38.0 萬<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$37.9 萬<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$37.3 萬<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$37.0 萬<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$36.5 萬<0.1%歷史
American Centy ETF Tr025072885US EQT ETF3,209$34.9 萬<0.1%–
JCAPJefferson Capital, Inc.COM20,000$34.5 萬<0.1%歷史
KRMNKarman Holdings Inc.COMMON STOCK4,223$30.5 萬<0.1%歷史
iShares Tr46436E858IBONDS 26 TRM TS11,771$27.0 萬<0.1%–
QUREuniQure N.V.SHS4,500$26.3 萬<0.1%歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$26.1 萬<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$26.0 萬<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$25.9 萬<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$25.5 萬<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$25.4 萬<0.1%–
SNPSSynopsys IncCOM514$25.4 萬<0.1%歷史
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$25.2 萬<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$24.9 萬<0.1%歷史
SESea LtdSPONSORD ADS1,394$24.9 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM24,863$24.3 萬<0.1%歷史
PTCPTC Inc.Stock1,196$24.3 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE3,317$24.1 萬<0.1%歷史
iShares Tr46436E866IBONDS 25 TRM TS10,277$24.0 萬<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$23.9 萬<0.1%歷史
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$23.3 萬<0.1%–
LTCLTC Properties IncREIT6,258$23.1 萬<0.1%歷史
LENLennar CorpCL A1,805$22.8 萬<0.1%歷史
HPQHP IncStock8,335$22.7 萬<0.1%歷史
FUTUFutu Holdings LtdSPON ADS CL A1,300$22.6 萬<0.1%歷史
CCICrown Castle Inc.REIT2,322$22.4 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$22.4 萬<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$22.1 萬<0.1%歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$22.0 萬<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$21.7 萬<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$21.4 萬<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$21.3 萬<0.1%歷史
iShares Tr46436E403MSCI US GARP ETF3,250$21.3 萬<0.1%–
VRSNVerisign IncCOM760$21.3 萬<0.1%歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$21.0 萬<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$20.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$20.7 萬<0.1%–