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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 4 季持倉

持倉截至 2025/12/31,2026/1/30 申報。只含多頭部位,變化是跟 2025 年第 3 季比股數。

機構總覽
持股檔數
1,287
較 2025 年第 3 季 +5
總值
$36.2 億
較 2025 年第 3 季 +$1.06 億 (+3.0%)
申報日
2026/1/30
SEC
Sigma Planning Corp 在 2025 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
CBRECbre Group, Inc.CL A1,679$27.0 萬<0.1%+8+0.5%加碼歷史
TKOTKO Group Holdings, Inc.CL A1,293$27.0 萬<0.1%00.0%不變歷史
ZIONZions Bancorporation, National AssociationCOM4,638$27.1 萬<0.1%+127+2.8%加碼歷史
PORPortland General Electric CoCOM NEW5,663$27.2 萬<0.1%+210+3.9%加碼歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF24,185$27.2 萬<0.1%−2,443−9.2%減碼–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,141$27.2 萬<0.1%+39+0.3%加碼歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF4,208$27.3 萬<0.1%+63+1.5%加碼–
VKTXViking Therapeutics, Inc.COM7,760$27.3 萬<0.1%+7,760新進歷史
CTVACorteva, Inc.Stock4,073$27.3 萬<0.1%−122−2.9%減碼歷史
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF13,782$27.4 萬<0.1%+1,591+13.1%加碼–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN5,148$27.4 萬<0.1%+5,148新進–
MASMasco CorpCOM4,321$27.4 萬<0.1%−59−1.3%減碼歷史
ESEversource EnergyStock4,075$27.4 萬<0.1%+282+7.4%加碼歷史
GWWW.W. Grainger, Inc.Stock272$27.5 萬<0.1%−6−2.2%減碼歷史
Northern LTS FD Tr III66538R730HCM DEFEN 5004,437$27.5 萬<0.1%+4,437新進–
ICEIntercontinental Exchange, Inc.Stock1,715$27.6 萬<0.1%−44−2.5%減碼歷史
iShares Tr46435G474FALN ANGLS USD10,116$27.6 萬<0.1%+208+2.1%加碼–
APLEApple Hospitality REIT, Inc.REIT23,382$27.7 萬<0.1%+457+2.0%加碼歷史
CRMDCorMedix Inc.COM23,872$27.8 萬<0.1%−2,759−10.4%減碼歷史
BBDCBarings BDC, Inc.COM30,301$27.8 萬<0.1%+1,764+6.2%加碼歷史
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM31,560$27.8 萬<0.1%−236−0.7%減碼歷史
ODDOddity Tech LtdSHS CL A6,930$27.8 萬<0.1%+1,290+22.9%加碼歷史
ALLEAllegion plcORD SHS1,754$27.9 萬<0.1%−389−18.2%減碼歷史
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR8,460$27.9 萬<0.1%−4,675−35.6%減碼歷史
Innovator ETFs Trust45782C466GRWT100 PWR BF3,392$28.0 萬<0.1%+3,392新進–
RIGLRigel Pharmaceuticals IncCOM6,533$28.0 萬<0.1%+6,533新進歷史
AXGNAxogen, Inc.COM8,562$28.0 萬<0.1%+8,562新進歷史
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM5,027$28.0 萬<0.1%+50+1.0%加碼–
iShares Inc46434G855MSCI GBL GOLD MN3,990$28.1 萬<0.1%+641+19.1%加碼–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF1,223$28.1 萬<0.1%−1,140−48.2%減碼–
TYGTortoise Energy Infrastructure CorpCOM6,896$28.2 萬<0.1%+6,896新進歷史
New Gold Inc Cda644535106COM32,410$28.2 萬<0.1%+6,020+22.8%加碼–
Innovator ETFs Tr45782C862LOUP FRONTIER3,717$28.4 萬<0.1%+3,717新進–
RKLBRocket Lab CorpCOM4,071$28.4 萬<0.1%−15,042−78.7%減碼歷史
iShares Tr464287622RUS 1000 ETF763$28.5 萬<0.1%+14+1.9%加碼–
BWAYBrainsway Ltd.SPONSORED ADS15,000$28.5 萬<0.1%+15,000新進歷史
USBUS Bancorp DECOM NEW5,354$28.6 萬<0.1%−620−10.4%減碼歷史
SPDR Series Trust78464A284ST NUVE HIGH ETF11,511$28.7 萬<0.1%−17−0.1%減碼–
RGTIRigetti Computing, Inc.COMMON STOCK13,181$28.8 萬<0.1%+1,381+11.7%加碼歷史
Victory Portfolios II92647N550VCTRYSHS INTL MO4,431$28.8 萬<0.1%+4,431新進–
iShares Tr464287770U.S. FIN SVC ETF3,121$28.8 萬<0.1%+434+16.2%加碼–
iShares Tr46428951110+ YR INVST GRD5,714$28.8 萬<0.1%+1,453+34.1%加碼–
IOTSamsara Inc.Stock8,161$28.9 萬<0.1%+556+7.3%加碼歷史
OZKBank OZKCOM6,291$29.0 萬<0.1%+713+12.8%加碼歷史
iShares Tr464287796U.S. ENERGY ETF6,127$29.1 萬<0.1%+294+5.0%加碼–
AZOAutoZone IncCOM86$29.2 萬<0.1%+3+3.6%加碼歷史
WisdomTree Tr97717Y550EFFICIENT GLD PL3,158$29.4 萬<0.1%+3,158新進–
OMCOmnicom Group Inc.COM3,643$29.4 萬<0.1%+3,643新進歷史
CGTXCognition Therapeutics IncCOM216,165$29.5 萬<0.1%+89,075+70.1%加碼歷史
Pacer FDS Tr69374H709GLOBL CASH ETF7,147$29.5 萬<0.1%+555+8.4%加碼–
VanEck ETF Trust92189F601URANI NUCLE ETF2,372$29.5 萬<0.1%+2,372新進–
Fidelity Covington Trust31609A503ENH MID COR ETF8,111$29.5 萬<0.1%+1,943+31.5%加碼–
NBISNebius Group N.V.Stock3,528$29.5 萬<0.1%+3,528新進歷史
Kraneshares Trust500767306CSI CHI INTERNET8,673$29.5 萬<0.1%+8,673新進–
Goldman Sachs ETF Tr38149W622S&P 500 PREMIUM5,610$29.6 萬<0.1%+5,610新進–
DOWDow Inc.Stock12,683$29.7 萬<0.1%−14,548−53.4%減碼歷史
HBANHuntington Bancshares IncCOM17,097$29.7 萬<0.1%−1,393−7.5%減碼歷史
HLTHilton Worldwide Holdings Inc.COM1,033$29.7 萬<0.1%−29−2.7%減碼歷史
First Tr Exchng Traded FD VI33740F342FT VEST U.S12,060$29.8 萬<0.1%−6,854−36.2%減碼–
HPEHewlett Packard Enterprise CoCOM12,425$29.9 萬<0.1%−566−4.4%減碼歷史
RNTXRein Therapeutics, Inc.COM NEW247,277$29.9 萬<0.1%−6,550−2.6%減碼歷史
iShares U S ETF Tr46431W705INT RT HDG C B3,199$29.9 萬<0.1%−392−10.9%減碼–
IRMIron Mountain IncCOM3,605$29.9 萬<0.1%+193+5.7%加碼歷史
EWEdwards Lifesciences CorpStock3,518$30.0 萬<0.1%−53−1.5%減碼歷史
Northern LTS FD Tr IV66538H179MAIN BUYWRITE20,972$30.0 萬<0.1%+9,860+88.7%加碼–
DVNDevon Energy CorpStock8,212$30.1 萬<0.1%−81−1.0%減碼歷史
SNASnap-on IncCOM873$30.1 萬<0.1%−132−13.1%減碼歷史
Fidelity Covington Trust316092709MSCI INDL INDX3,653$30.1 萬<0.1%−32−0.9%減碼–
First Tr Exchng Traded FD VI33740U786FT VEST U.S7,411$30.3 萬<0.1%00.0%不變–
Global X FDS37954Y848GLOBAL X SILVER1,821$30.5 萬<0.1%−1,800−49.7%減碼–
Dimensional U.S. Small Cap ETF25434V500ETF6,577$30.5 萬<0.1%+521+8.6%加碼–
ABRArbor Realty Trust IncCOM39,326$30.5 萬<0.1%+15,728+66.6%加碼歷史
ONCBeOne Medicines Ltd.ADR1,005$30.5 萬<0.1%−3,208−76.1%減碼歷史
LIVELive Ventures IncCOM NEW20,649$30.6 萬<0.1%+324+1.6%加碼歷史
DGDollar General CorpCOM2,319$30.6 萬<0.1%+19+0.8%加碼歷史
ASTSAST SpaceMobile, Inc.COM CL A4,213$30.6 萬<0.1%−941−18.3%減碼歷史
NNNNNN REIT, Inc.REIT7,737$30.7 萬<0.1%+540+7.5%加碼歷史
Trust for Professional Manag89834G760CONVERGENCE LNG11,230$30.7 萬<0.1%−3,675−24.7%減碼–
First Tr Exchange-Traded Alp33734K109COM SHS2,593$30.8 萬<0.1%−873−25.2%減碼–
LNTAlliant Energy CorpStock4,733$30.8 萬<0.1%−399−7.8%減碼歷史
DJTTrump Media & Technology Group Corp.Stock23,256$30.8 萬<0.1%+23,256新進歷史
GIBCgi IncCL A3,358$31.0 萬<0.1%−175−5.0%減碼歷史
RBB FD Inc74933W478US TREASRY 12 MT6,238$31.3 萬<0.1%−1,023−14.1%減碼–
ARK ETF Tr00214Q302GENOMIC REV ETF10,812$31.3 萬<0.1%+3,074+39.7%加碼–
SPDR Series Trust78464A821ST STR SP400GRW3,407$31.5 萬<0.1%−724−17.5%減碼–
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,483$31.6 萬<0.1%−5−0.1%減碼–
CHICalamos Convertible Opportunities & Income FundSH BEN INT30,277$31.7 萬<0.1%−4,334−12.5%減碼歷史
Innovator ETFs Trust45782C573US EQTY PWR BUF7,620$31.8 萬<0.1%+740+10.8%加碼–
DYDycom Industries IncCOM943$31.9 萬<0.1%+943新進歷史
MTZMastec IncCOM1,467$31.9 萬<0.1%+1,467新進歷史
Janus Detroit STR Tr47103U209HENDERSN SML ETF3,913$31.9 萬<0.1%+3,913新進–
Invesco Exchange Traded FD T46137V886DWA STAPLES3,190$32.0 萬<0.1%−13−0.4%減碼–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT5,618$32.1 萬<0.1%−169−2.9%減碼–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT9,250$32.1 萬<0.1%+58+0.6%加碼歷史
iShares Tr46435G243ESG AWRE 1 5 YR12,765$32.2 萬<0.1%+132+1.0%加碼–
Tidal Trust II88636R479DEFIA AI PWR ETF14,580$32.3 萬<0.1%+14,580新進–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,444$32.4 萬<0.1%−214−8.1%減碼–
CIENCiena CorpCOM NEW1,385$32.4 萬<0.1%−39−2.7%減碼歷史
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT33,234$32.4 萬<0.1%+3,414+11.4%加碼歷史
STZConstellation Brands, Inc.Stock2,458$32.5 萬<0.1%+95+4.0%加碼歷史

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 4 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock–$24.4 萬
CNCCentene CorpStock–$23.4 萬
FFord Motor CoStock–$15.0 萬
SPYSPDR S&P 500 ETF TrustETF$8.86 萬–
XRXXerox Holdings CorpCOM NEW$4,430–
UBERUber Technologies, IncStock–$4,370
NWLNewell Brands Inc.Stock$3,927–
AIC3.ai, Inc.Stock–$3,200

2025 年第 3 季之後清倉(118 檔)

2025 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 118 檔。

Sigma Planning Corp 在 2025 年第 3 季之後清倉的部位
證券類別2025 年第 3 季股數2025 年第 3 季市值2025 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$173.6 萬<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$155.3 萬<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$136.8 萬<0.1%–
KKellanovaStock15,921$130.6 萬<0.1%歷史
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$114.6 萬<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$114.5 萬<0.1%歷史
AMBAAmbarella IncSHS13,819$114.0 萬<0.1%歷史
AGXArgan IncStock4,196$113.3 萬<0.1%歷史
OUSTOuster, Inc.COM NEW41,394$112.0 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$111.5 萬<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$100.2 萬<0.1%歷史
TWTradeweb Markets Inc.Stock8,921$99.0 萬<0.1%歷史
LRNStride, Inc.COM6,506$96.9 萬<0.1%歷史
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$93.9 萬<0.1%–
VITLVital Farms, Inc.COM22,651$93.2 萬<0.1%歷史
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$91.7 萬<0.1%歷史
ULUnilever PLCSPON ADR NEW15,164$89.9 萬<0.1%歷史
UIUbiquiti Inc.COM1,357$89.6 萬<0.1%歷史
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$87.8 萬<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$85.9 萬<0.1%–
RBRKRubrik, Inc.Stock10,194$83.8 萬<0.1%歷史
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$80.1 萬<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$79.4 萬<0.1%–
RACEFerrari N.V.COM1,629$79.0 萬<0.1%歷史
RLRalph Lauren CorpCL A2,520$79.0 萬<0.1%歷史
IBPInstalled Building Products, Inc.COM3,166$78.1 萬<0.1%歷史
NTESNetEase, Inc.SPONSORED ADS5,011$76.2 萬<0.1%歷史
CVLTCommvault Systems IncCOM4,009$75.7 萬<0.1%歷史
FFIVF5, Inc.Stock2,341$75.7 萬<0.1%歷史
MCHPMicrochip Technology IncStock11,770$75.6 萬<0.1%歷史
PGYPagaya Technologies Ltd.CL A NEW25,450$75.6 萬<0.1%歷史
MWAMueller Water Products, Inc.COM SER A29,214$74.6 萬<0.1%歷史
FISVFiserv IncStock5,759$74.2 萬<0.1%歷史
DEODiageo PLCSPON ADR NEW7,440$71.0 萬<0.1%歷史
LIFLife360, Inc.COM6,675$71.0 萬<0.1%歷史
LMNDLemonade, Inc.Stock13,125$70.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$69.4 萬<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$69.3 萬<0.1%–
PODDInsulet CorpStock2,212$68.3 萬<0.1%歷史
POOLPool CorpCOM2,193$68.0 萬<0.1%歷史
AMSCAmerican Superconductor CorpStock10,293$61.1 萬<0.1%歷史
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$60.6 萬<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$59.5 萬<0.1%–
ASAmer Sports, Inc.COM SHS17,060$59.3 萬<0.1%歷史
HNGEHinge Health, Inc.CL A11,855$58.2 萬<0.1%歷史
CVSACovista Inc.COM3,762$58.1 萬<0.1%歷史
EXPEExpedia Group, Inc.Stock2,591$55.4 萬<0.1%歷史
DXPEDXP Enterprises IncCOM NEW4,483$53.4 萬<0.1%歷史
GWREGuidewire Software, Inc.COM2,151$49.4 萬<0.1%歷史
USFDUS Foods Holding Corp.COM6,422$49.2 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$48.4 萬<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$47.1 萬<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$46.9 萬<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$45.7 萬<0.1%歷史
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$45.1 萬<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$44.7 萬<0.1%歷史
BEBloom Energy CorpCOM CL A5,025$42.5 萬<0.1%歷史
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$40.8 萬<0.1%–
TTDTrade Desk, Inc.Stock8,214$40.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$38.0 萬<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$37.9 萬<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$37.3 萬<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$37.0 萬<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$36.5 萬<0.1%歷史
American Centy ETF Tr025072885US EQT ETF3,209$34.9 萬<0.1%–
JCAPJefferson Capital, Inc.COM20,000$34.5 萬<0.1%歷史
KRMNKarman Holdings Inc.COMMON STOCK4,223$30.5 萬<0.1%歷史
iShares Tr46436E858IBONDS 26 TRM TS11,771$27.0 萬<0.1%–
QUREuniQure N.V.SHS4,500$26.3 萬<0.1%歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$26.1 萬<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$26.0 萬<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$25.9 萬<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$25.5 萬<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$25.4 萬<0.1%–
SNPSSynopsys IncCOM514$25.4 萬<0.1%歷史
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$25.2 萬<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$24.9 萬<0.1%歷史
SESea LtdSPONSORD ADS1,394$24.9 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM24,863$24.3 萬<0.1%歷史
PTCPTC Inc.Stock1,196$24.3 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE3,317$24.1 萬<0.1%歷史
iShares Tr46436E866IBONDS 25 TRM TS10,277$24.0 萬<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$23.9 萬<0.1%歷史
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$23.3 萬<0.1%–
LTCLTC Properties IncREIT6,258$23.1 萬<0.1%歷史
LENLennar CorpCL A1,805$22.8 萬<0.1%歷史
HPQHP IncStock8,335$22.7 萬<0.1%歷史
FUTUFutu Holdings LtdSPON ADS CL A1,300$22.6 萬<0.1%歷史
CCICrown Castle Inc.REIT2,322$22.4 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$22.4 萬<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$22.1 萬<0.1%歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$22.0 萬<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$21.7 萬<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$21.4 萬<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$21.3 萬<0.1%歷史
iShares Tr46436E403MSCI US GARP ETF3,250$21.3 萬<0.1%–
VRSNVerisign IncCOM760$21.3 萬<0.1%歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$21.0 萬<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$20.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$20.7 萬<0.1%–