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Livermore
Livermore
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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 3 季持倉

持倉截至 2024/9/30，2024/11/4 申報。只含多頭部位，變化是跟 2024 年第 2 季比股數。

機構總覽
持股檔數
1,205
較 2024 年第 2 季 +27
總值
$32.6 億
較 2024 年第 2 季 +$1.09 億 (+3.5%)
申報日
2024/11/4
SEC
Sigma Planning Corp 在 2024 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SYBTStock Yards Bancorp, Inc.COM3,455$21.4 萬<0.1%−1,000−22.4%減碼歷史
PCARPaccar IncCOM2,174$21.5 萬<0.1%−33−1.5%減碼歷史
JDJD.com, Inc.SPON ADS CL A5,363$21.5 萬<0.1%+5,363新進歷史
HIGHartford Insurance Group, Inc.Stock1,825$21.5 萬<0.1%−442−19.5%減碼歷史
TSITCW Strategic Income Fund IncCOM41,952$21.5 萬<0.1%00.0%不變歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF2,811$21.6 萬<0.1%+2,811新進–
EBAYeBay IncCOM3,328$21.7 萬<0.1%+3,328新進歷史
ALLYAlly Financial Inc.Stock6,089$21.7 萬<0.1%+33+0.5%加碼歷史
iShares Tr464287622RUS 1000 ETF694$21.8 萬<0.1%−1−0.1%減碼–
TPLTexas Pacific Land CorpStock247$21.9 萬<0.1%−85−25.6%減碼歷史
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG1,940$21.9 萬<0.1%+28+1.5%加碼–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT4,660$22.0 萬<0.1%00.0%不變–
ProShares Tr74347B680S&P MDCP 400 DIV2,700$22.1 萬<0.1%−450−14.3%減碼–
SCCOSouthern Copper CorpStock1,914$22.1 萬<0.1%+8+0.4%加碼歷史
OMCOmnicom Group Inc.COM2,153$22.3 萬<0.1%+2,153新進歷史
PPLPPL CorpCOM6,730$22.3 萬<0.1%−505−7.0%減碼歷史
XERSXeris Biopharma Holdings, Inc.COM78,450$22.4 萬<0.1%00.0%不變歷史
Vanguard Total World Stock ETF922042742ETF1,870$22.4 萬<0.1%+1,870新進–
Etfis Ser Tr I26923G772INFRAC ACT MLP5,517$22.4 萬<0.1%+74+1.4%加碼–
OCOwens CorningStock1,272$22.5 萬<0.1%−228−15.2%減碼歷史
IBKRInteractive Brokers Group, Inc.Stock1,613$22.5 萬<0.1%+1,613新進歷史
ALLEAllegion plcORD SHS1,544$22.5 萬<0.1%−179−10.4%減碼歷史
Innovator ETFs Trust45782C474US SML CP PWR B6,072$22.5 萬<0.1%−1,109−15.4%減碼–
SPDR Series Trust78468R531SPDR S&P 500 ESG4,038$22.5 萬<0.1%−106−2.6%減碼–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,100$22.6 萬<0.1%−1,020−10.1%減碼歷史
CHTRCharter Communications, Inc.CL A701$22.7 萬<0.1%−21−2.9%減碼歷史
CVNACarvana Co.CL A1,311$22.8 萬<0.1%+1,311新進歷史
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$22.9 萬<0.1%−1,500−15.2%減碼–
CBRECbre Group, Inc.CL A1,839$22.9 萬<0.1%+1,839新進歷史
GNLGlobal Net Lease, Inc.COM NEW27,250$22.9 萬<0.1%+90.0%加碼歷史
INABIN8BIO, Inc.COM851,280$23.0 萬<0.1%+251,600+42.0%加碼歷史
HCAHCA Healthcare, Inc.COM567$23.0 萬<0.1%−837−59.6%減碼歷史
NBIXNeurocrine Biosciences IncStock2,000$23.0 萬<0.1%+2,000新進歷史
Pacer Trendpilot US Mid Cap ETF69374H204ETF6,217$23.1 萬<0.1%+6,217新進–
LKQLKQ CorpCOM5,813$23.2 萬<0.1%+627+12.1%加碼歷史
PSNParsons CorpCOM2,239$23.2 萬<0.1%+2,239新進歷史
WHRWhirlpool CorpStock2,170$23.2 萬<0.1%+130+6.4%加碼歷史
LUVSouthwest Airlines CoCOM7,843$23.2 萬<0.1%−935−10.7%減碼歷史
iShares Tr464288612INTRM GOV CR ETF2,173$23.3 萬<0.1%−12−0.5%減碼–
WDAYWorkday, Inc.CL A954$23.3 萬<0.1%+954新進歷史
Sprott FDS Tr85208P303URANIUM MINERS E5,096$23.4 萬<0.1%−605−10.6%減碼–
WBSWebster Financial CorpCOM5,029$23.4 萬<0.1%−535−9.6%減碼歷史
BHPBHP Group LtdADR3,767$23.5 萬<0.1%+3,767新進歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,873$23.6 萬<0.1%−165−3.3%減碼–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW2,441$23.6 萬<0.1%−159−6.1%減碼–
Victory Portfolios II92647X830SHS FR CA FL ETF7,081$23.6 萬<0.1%+7,081新進–
SPDR Series Trust78468R622ST BLOO HIGH ETF2,416$23.6 萬<0.1%−241−9.1%減碼–
Timothy Plan887432359US LRGMD CP CORE5,371$23.6 萬<0.1%+10.0%加碼–
MFCManulife Financial CorpCOM8,021$23.7 萬<0.1%−9−0.1%減碼歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR8,524$23.7 萬<0.1%−157−1.8%減碼–
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN9,502$23.8 萬<0.1%+9,502新進–
QUREuniQure N.V.SHS48,245$23.8 萬<0.1%−51,460−51.6%減碼歷史
COINCoinbase Global, Inc.COM CL A1,336$23.8 萬<0.1%+4+0.3%加碼歷史
PSAPublic StorageCOM654$23.8 萬<0.1%+654新進歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF6,348$23.9 萬<0.1%−1,495−19.1%減碼–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,571$23.9 萬<0.1%−85−2.3%減碼–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,524$23.9 萬<0.1%+113+0.8%加碼歷史
CQPCheniere Energy Partners, L.P.COM UNIT4,918$24.0 萬<0.1%00.0%不變歷史
SFLSFL Corp Ltd.SHS20,761$24.0 萬<0.1%−57,485−73.5%減碼歷史
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF8,906$24.1 萬<0.1%+8,906新進–
SOLVSolventum CorpStock3,450$24.1 萬<0.1%+3,450新進歷史
UTFCohen & Steers Infrastructure Fund IncCOM9,255$24.1 萬<0.1%+14+0.2%加碼歷史
Amplify ETF Tr032108664AMPLIFY CYBERSEC3,532$24.1 萬<0.1%−1,012−22.3%減碼–
NGGNational Grid PLCSPONSORED ADR NE3,467$24.2 萬<0.1%+3,467新進歷史
MGMMGM Resorts InternationalStock6,186$24.2 萬<0.1%−3,327−35.0%減碼歷史
UVVUniversal CorpCOM4,573$24.3 萬<0.1%+178+4.1%加碼歷史
ODFLOld Dominion Freight Line, Inc.COM1,226$24.4 萬<0.1%+1,226新進歷史
YUMYum Brands IncStock1,744$24.4 萬<0.1%−292−14.3%減碼歷史
ICLRIcon PLCCOM852$24.5 萬<0.1%−63−6.9%減碼歷史
ARAntero Resources CorpCOM8,574$24.6 萬<0.1%+264+3.2%加碼歷史
iShares Tr46434V381FUTU EXPO TE ETF4,044$24.6 萬<0.1%00.0%不變–
TXRHTexas Roadhouse, Inc.COM1,396$24.7 萬<0.1%+18+1.3%加碼歷史
AGOAssured Guaranty LtdCOM3,108$24.7 萬<0.1%+10.0%加碼歷史
SPDR Series Trust78464A284ST NUVE HIGH ETF9,428$24.8 萬<0.1%−696−6.9%減碼–
DOCHealthpeak Properties, Inc.COM10,850$24.8 萬<0.1%+10,850新進歷史
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT6,323$24.8 萬<0.1%+10+0.2%加碼–
INGRIngredion IncCOM1,808$24.9 萬<0.1%00.0%不變歷史
MURMurphy Oil CorpCOM7,395$25.0 萬<0.1%00.0%不變歷史
Vanguard Mun BD FDS922907738INTERMEDIATE TRM2,475$25.0 萬<0.1%+2,475新進–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,750$25.3 萬<0.1%−77−0.7%減碼–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX2,336$25.3 萬<0.1%+91+4.1%加碼–
Dimensional ETF Trust25434V849NATL MUN BD ETF5,208$25.3 萬<0.1%−297−5.4%減碼–
IVTInvenTrust Properties Corp.COM NEW8,969$25.4 萬<0.1%−3,225−26.4%減碼歷史
UGIUgi CorpStock10,181$25.5 萬<0.1%−1,831−15.2%減碼歷史
NEANuveen AMT-Free Quality Municipal Income FundCOM21,321$25.5 萬<0.1%−775−3.5%減碼歷史
CDECoeur Mining, Inc.COM NEW37,095$25.5 萬<0.1%+400+1.1%加碼歷史
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF11,089$25.5 萬<0.1%+2,083+23.1%加碼–
Fidelity MSCI Materials Index ETF316092881ETF4,728$25.6 萬<0.1%+330+7.5%加碼–
UHSUniversal Health Services IncCL B1,119$25.6 萬<0.1%+1,119新進歷史
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE2,615$25.6 萬<0.1%−9,413−78.3%減碼–
METMetlife IncStock3,126$25.8 萬<0.1%+26+0.8%加碼歷史
Golden Ocean Group LtdG39637205SHS NEW19,305$25.8 萬<0.1%−20−0.1%減碼–
PHMPultegroup IncCOM1,802$25.9 萬<0.1%+1,802新進歷史
PINSPinterest, Inc.CL A8,047$26.0 萬<0.1%−1,561−16.2%減碼歷史
UNMUnum GroupStock4,387$26.1 萬<0.1%−427−8.9%減碼歷史
STRSitio Royalties Corp.CLASS A COM12,564$26.2 萬<0.1%+166+1.3%加碼歷史
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,549$26.3 萬<0.1%+9+0.2%加碼–
VALValaris LtdCL A4,728$26.4 萬<0.1%+670+16.5%加碼歷史
First Tr Exchange Traded FD33741L108DORSY WR MOMNT7,953$26.4 萬<0.1%00.0%不變–
SPDR Series Trust78468R861STATE STRET SPDR13,943$26.4 萬<0.1%+116+0.8%加碼–

選擇權（6 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 3 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$29.1 萬–
IDCCInterDigital, Inc.COM$6,685–
XRXXerox Holdings CorpCOM NEW$5,871–
ECPGEncore Capital Group IncCOM$2,880–
BFHBread Financial Holdings, Inc.COM$2,777–
UBSUBS Group AGStock–$250

2024 年第 2 季之後清倉（76 檔）

2024 年第 2 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 2 季之後清倉的部位
證券類別2024 年第 2 季股數2024 年第 2 季市值2024 年第 2 季佔組合 %紀錄
Pacer FDS Tr69374H725LUNT MDCAP MLT110,679$486.8 萬0.2%–
APHAmphenol CorpCL A48,719$328.2 萬0.1%歷史
ALABAstera Labs, Inc.Stock38,605$233.6 萬0.1%歷史
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM76,473$169.9 萬0.1%–
HUBSHubSpot IncCOM2,444$144.1 萬<0.1%歷史
iShares Tr464287754US INDUSTRIALS5,406$64.6 萬<0.1%–
WUWestern Union COStock52,697$64.4 萬<0.1%歷史
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,992$61.5 萬<0.1%–
iShares Tr464287580US CONSUM DISCRE7,003$56.9 萬<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE22,511$56.8 萬<0.1%–
GWWW.W. Grainger, Inc.Stock616$55.5 萬<0.1%歷史
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF13,864$47.2 萬<0.1%–
DASHDoorDash, Inc.Stock4,274$46.5 萬<0.1%歷史
iShares Tr464288786U.S. INSRNCE ETF3,848$43.5 萬<0.1%–
WisdomTree Tr97717W851JAPN HEDGE EQT3,739$42.2 萬<0.1%–
Northern LTS FD Tr III66538R730HCM DEFEN 5008,095$40.0 萬<0.1%–
WisdomTree Tr97717W315EMER MKT HIGH FD9,238$40.0 萬<0.1%–
Ssga Active ETF Tr78467V707ST STR UL BD ETF9,567$38.7 萬<0.1%–
NXPINXP Semiconductors N.V.COM1,431$38.5 萬<0.1%歷史
BGBunge Global SACOM SHS3,435$36.7 萬<0.1%歷史
ALGNAlign Technology IncCOM1,493$36.0 萬<0.1%歷史
PIMCO ETF Tr72201R585MULTISECTOR BD13,976$35.8 萬<0.1%–
iShares Tr46434V860TRS FLT RT BD6,666$33.8 萬<0.1%–
BROSDutch Bros Inc.CL A6,838$28.3 萬<0.1%歷史
RBB FD Inc74933W486US TREASY 2 YR5,726$27.5 萬<0.1%–
SNVSynovus Financial CorpCOM NEW6,762$27.2 萬<0.1%歷史
LYBLyondellBasell Industries N.V.SHS - A -2,809$26.9 萬<0.1%歷史
Innovator ETFs Trust45782C466GRWT100 PWR BF5,885$26.7 萬<0.1%–
PPGPPG Industries IncStock2,021$25.4 萬<0.1%歷史
ELFe.l.f. Beauty, Inc.COM1,190$25.1 萬<0.1%歷史
CPACopa Holdings, S.A.CL A2,620$24.9 萬<0.1%歷史
MRNAModerna, Inc.Stock1,939$23.0 萬<0.1%歷史
Flagstar Bank, National Association649445103COM70,323$22.6 萬<0.1%–
LTCLTC Properties IncREIT6,483$22.4 萬<0.1%歷史
First Tr Exchange Trad FD VI33739H101FST TR GLB FD9,217$22.0 萬<0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV5,660$21.9 萬<0.1%–
WNCWabash National CorpCOM10,010$21.9 萬<0.1%歷史
VVVValvoline IncCOM5,045$21.8 萬<0.1%歷史
WisdomTree Tr97717W109US TOTAL DIVIDND3,071$21.8 萬<0.1%–
NVTnVent Electric plcSHS2,826$21.7 萬<0.1%歷史
ZSZscaler, Inc.Stock1,122$21.6 萬<0.1%歷史
ASHAshland Inc.COM2,277$21.5 萬<0.1%歷史
ARK ETF Tr00214Q302GENOMIC REV ETF9,111$21.4 萬<0.1%–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,781$21.3 萬<0.1%–
ARK Next Generation Technology ETF00214Q401ETF2,728$21.3 萬<0.1%–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN10,695$21.1 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT3,861$20.9 萬<0.1%歷史
Bondbloxx ETF Trust09789C820BLOOMBERG SEVEN4,417$20.8 萬<0.1%–
WSTWest Pharmaceutical Services IncCOM619$20.4 萬<0.1%歷史
TEAMAtlassian CorpCL A1,152$20.4 萬<0.1%歷史
DECKDeckers Outdoor CorpCOM210$20.4 萬<0.1%歷史
ETSYEtsy IncCOM3,446$20.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW3,672$20.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB10,498$20.1 萬<0.1%–
HRHealthcare Realty Trust IncCL A COM11,384$18.8 萬<0.1%歷史
LYFTLyft, Inc.CL A COM12,905$18.2 萬<0.1%歷史
LEGLeggett & Platt IncStock15,863$18.2 萬<0.1%歷史
PCTPureCycle Technologies, Inc.COM29,181$17.3 萬<0.1%歷史
GFNew Germany Fund IncCOM19,630$16.0 萬<0.1%歷史
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM13,772$15.8 萬<0.1%歷史
SVCService Properties TrustCOM SH BEN INT27,900$14.3 萬<0.1%歷史
FAXAbrdn Asia-Pacific Income Fund, Inc.COM52,440$14.1 萬<0.1%歷史
BLEBlackRock Municipal Income Trust IICOM12,447$13.5 萬<0.1%歷史
RFICohen & Steers Total Return Realty Fund IncCOM11,367$13.1 萬<0.1%歷史
VGRVector Group LtdCOM10,936$11.6 萬<0.1%歷史
Advisorshares Tr00768Y453PURE US CANN ETF13,618$9.98 萬<0.1%–
WBDWarner Bros. Discovery, Inc.Stock10,307$7.67 萬<0.1%歷史
EDITEditas Medicine, Inc.COM12,729$5.94 萬<0.1%歷史
TPICQTpi Composites, IncCOM10,061$4.01 萬<0.1%歷史
STEMStem, Inc.CL A36,005$4.00 萬<0.1%歷史
Lithium Americas Argentina Cor Com Shs53681K100Stock11,373$3.64 萬<0.1%–
SIRISirius XM Holdings Inc.COM10,506$2.97 萬<0.1%歷史
EVGNEvogene Ltd.SHS22,775$1.48 萬<0.1%歷史
LUMNLumen Technologies, Inc.Stock11,208$1.23 萬<0.1%歷史
TELLTellurian Inc.COM13,000$9,004<0.1%歷史
KITTNauticus Robotics, Inc.COM20,000$2,722<0.1%歷史