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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 2 季持倉

持倉截至 2024/6/30,2024/8/6 申報。只含多頭部位,變化是跟 2024 年第 1 季比股數。

機構總覽
持股檔數
1,178
較 2024 年第 1 季 −37
總值
$31.5 億
較 2024 年第 1 季 −$2,687 萬 (−0.8%)
申報日
2024/8/6
SEC
Sigma Planning Corp 在 2024 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
ICEIntercontinental Exchange, Inc.Stock1,893$25.9 萬<0.1%−78−4.0%減碼歷史
OCOwens CorningStock1,500$26.1 萬<0.1%−1,950−56.5%減碼歷史
Dimensional ETF Trust25434V849NATL MUN BD ETF5,505$26.3 萬<0.1%−85−1.5%減碼–
Innovator ETFs Trust45783Y541EQUITY DEF PROTN9,837$26.3 萬<0.1%−2,045−17.2%減碼–
HLTHilton Worldwide Holdings Inc.COM1,211$26.4 萬<0.1%−803−39.9%減碼歷史
Barrick Gold Corp067901108COM15,852$26.4 萬<0.1%−2,113−11.8%減碼–
Fidelity Covington Trust316092709MSCI INDL INDX4,059$26.5 萬<0.1%−141−3.4%減碼–
Golden Ocean Group LtdG39637205SHS NEW19,325$26.7 萬<0.1%−1,484−7.1%減碼–
Innovator ETFs Trust45782C466GRWT100 PWR BF5,885$26.7 萬<0.1%−10,469−64.0%減碼–
First Tr Exchng Traded FD VI33740U786FT VEST U.S7,411$26.7 萬<0.1%00.0%不變–
EXRExtra Space Storage Inc.COM1,722$26.8 萬<0.1%−124−6.7%減碼歷史
PWRQuanta Services, Inc.COM1,054$26.8 萬<0.1%−122−10.4%減碼歷史
LYBLyondellBasell Industries N.V.SHS - A -2,809$26.9 萬<0.1%+262+10.3%加碼歷史
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,623$26.9 萬<0.1%+10+0.4%加碼–
YUMYum Brands IncStock2,036$27.0 萬<0.1%+85+4.4%加碼歷史
ARAntero Resources CorpCOM8,310$27.1 萬<0.1%−2,507−23.2%減碼歷史
SNVSynovus Financial CorpCOM NEW6,762$27.2 萬<0.1%−1,348−16.6%減碼歷史
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM3,126$27.3 萬<0.1%+3,126新進–
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF10,199$27.4 萬<0.1%−2,419−19.2%減碼–
RBB FD Inc74933W486US TREASY 2 YR5,726$27.5 萬<0.1%+1,047+22.4%加碼–
UGIUgi CorpStock12,012$27.5 萬<0.1%+694+6.1%加碼歷史
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER4,998$27.6 萬<0.1%−7,371−59.6%減碼–
ETF Ser Solutions26922A172NATIONWIDE RSK11,010$27.8 萬<0.1%+77+0.7%加碼–
JBHTHunt J B Transport Services IncCOM1,752$28.0 萬<0.1%+61+3.6%加碼歷史
Sprott FDS Tr85208P303URANIUM MINERS E5,701$28.1 萬<0.1%−31−0.5%減碼–
Global X FDS37954Y848GLOBAL X SILVER9,051$28.2 萬<0.1%+150+1.7%加碼–
BROSDutch Bros Inc.CL A6,838$28.3 萬<0.1%−659−8.8%減碼歷史
Trust for Professional Manag89834G729ACTIVEPASSIVE US8,510$28.4 萬<0.1%+2,032+31.4%加碼–
ARMArm Holdings PLCADR1,737$28.4 萬<0.1%−31,015−94.7%減碼歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS10,914$28.4 萬<0.1%00.0%不變–
RIOTRiot Platforms, Inc.COM31,142$28.5 萬<0.1%−719−2.3%減碼歷史
MPLXMPLX LPCOM UNIT REP LTD6,690$28.5 萬<0.1%+6,690新進歷史
Invesco Exchange Traded FD T46137V886DWA STAPLES2,938$28.6 萬<0.1%−260−8.1%減碼–
CGTXCognition Therapeutics IncCOM172,140$28.6 萬<0.1%+12,700+8.0%加碼歷史
ICLRIcon PLCCOM915$28.7 萬<0.1%−8−0.9%減碼歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF7,843$28.8 萬<0.1%−514−6.2%減碼–
KEYKeycorpCOM20,476$29.1 萬<0.1%−919−4.3%減碼歷史
ILMNIllumina, Inc.COM2,791$29.1 萬<0.1%−137−4.7%減碼歷史
iShares Tr46435G243ESG AWRE 1 5 YR11,898$29.1 萬<0.1%−1,033−8.0%減碼–
DINOHF Sinclair CorpCOM5,465$29.1 萬<0.1%−1,739−24.1%減碼歷史
AGNTAGNT, Inc.COM25,891$29.2 萬<0.1%+220+0.9%加碼歷史
STRSitio Royalties Corp.CLASS A COM12,398$29.3 萬<0.1%+12,398新進歷史
MSCIMSCI Inc.Stock608$29.3 萬<0.1%−14−2.3%減碼歷史
Fidelity Covington Trust31609A503ENH MID COR ETF9,958$29.3 萬<0.1%+22+0.2%加碼–
Amplify ETF Tr032108664AMPLIFY CYBERSEC4,544$29.4 萬<0.1%−4,060−47.2%減碼–
PRPermian Resources CorpCLASS A COM18,254$29.5 萬<0.1%+369+2.1%加碼歷史
RBB FD Inc74933W478US TREASRY 12 MT5,912$29.5 萬<0.1%+298+5.3%加碼–
Vanguard Financials ETF92204A405ETF2,957$29.5 萬<0.1%−70−2.3%減碼–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT4,918$29.5 萬<0.1%+4,918新進–
COINCoinbase Global, Inc.COM CL A1,332$29.6 萬<0.1%−246−15.6%減碼歷史
DFSDiscover Financial ServicesCOM2,272$29.7 萬<0.1%+50+2.3%加碼歷史
Franklin Templeton ETF Tr35473P884US MID CP MLTFCT5,797$29.7 萬<0.1%+292+5.3%加碼–
BHVNBiohaven Ltd.COM8,586$29.8 萬<0.1%−184−2.1%減碼歷史
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,853$29.9 萬<0.1%−22,771−79.6%減碼–
ULTAUlta Beauty, Inc.Stock777$30.0 萬<0.1%−181−18.9%減碼歷史
USBUS Bancorp DECOM NEW7,563$30.0 萬<0.1%−863−10.2%減碼歷史
IVTInvenTrust Properties Corp.COM NEW12,194$30.2 萬<0.1%−708−5.5%減碼歷史
WTRGEssential Utilities, Inc.COM8,092$30.2 萬<0.1%+1,799+28.6%加碼歷史
VALValaris LtdCL A4,058$30.2 萬<0.1%+365+9.9%加碼歷史
MURMurphy Oil CorpCOM7,395$30.5 萬<0.1%+1,000+15.6%加碼歷史
APOApollo Global Management, Inc.COM2,592$30.6 萬<0.1%+79+3.1%加碼歷史
iShares Tr464288208MRGSTR MD CP ETF4,367$30.6 萬<0.1%−281−6.0%減碼–
HIIHuntington Ingalls Industries, Inc.COM1,243$30.6 萬<0.1%−53−4.1%減碼歷史
CRHCRH Public Ltd CoORD4,111$30.8 萬<0.1%−645−13.6%減碼歷史
CINFCincinnati Financial CorpCOM2,611$30.8 萬<0.1%−855−24.7%減碼歷史
DHIHorton D R IncCOM2,191$30.9 萬<0.1%−421−16.1%減碼歷史
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,346$31.0 萬<0.1%−4−0.1%減碼–
STLDSteel Dynamics IncCOM2,395$31.0 萬<0.1%+2,395新進歷史
ZIONZions Bancorporation, National AssociationCOM7,168$31.1 萬<0.1%−2,172−23.3%減碼歷史
FSLRFirst Solar, Inc.Stock1,383$31.2 萬<0.1%+127+10.1%加碼歷史
LDOSLeidos Holdings, Inc.COM2,145$31.3 萬<0.1%−413−16.1%減碼歷史
Global X Lithium & Battery Tech ETF37954Y855ETF8,103$31.4 萬<0.1%−1,131−12.2%減碼–
PEGPublic Service Enterprise Group IncCOM4,276$31.5 萬<0.1%+4,276新進歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,638$31.7 萬<0.1%−3,773−33.1%減碼–
LNTAlliant Energy CorpStock6,244$31.8 萬<0.1%+816+15.0%加碼歷史
BTIBritish American Tobacco p.l.c.SPONSORED ADR10,276$31.8 萬<0.1%+2,032+24.6%加碼歷史
BNYBank of New York Mellon CorpStock5,327$31.9 萬<0.1%−359−6.3%減碼歷史
Schwab U.S. Large-Cap Value ETF808524409ETF4,318$32.0 萬<0.1%+75+1.8%加碼–
AZOAutoZone IncCOM108$32.0 萬<0.1%−14−11.5%減碼歷史
CPCanadian Pacific Kansas City LtdCOM4,069$32.0 萬<0.1%−1,378−25.3%減碼歷史
iShares Tr464287796U.S. ENERGY ETF6,695$32.1 萬<0.1%+144+2.2%加碼–
WSMWilliams Sonoma IncCOM1,140$32.2 萬<0.1%+2+0.2%加碼歷史
CAGConagra Brands Inc.Stock11,373$32.3 萬<0.1%−323−2.8%減碼歷史
ABRArbor Realty Trust IncCOM22,656$32.5 萬<0.1%−5,633−19.9%減碼歷史
iShares Tr464287234MSCI EMG MKT ETF7,634$32.5 萬<0.1%−403−5.0%減碼–
ETREntergy CorpCOM3,039$32.5 萬<0.1%+763+33.5%加碼歷史
Fidelity Covington Trust316092832DIVID ETF RISI6,758$32.6 萬<0.1%−1,416−17.3%減碼–
SWKSSkyworks Solutions, Inc.Stock3,062$32.6 萬<0.1%−151−4.7%減碼歷史
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF8,139$32.7 萬<0.1%+57+0.7%加碼–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF3,468$32.8 萬<0.1%+37+1.1%加碼–
JCIJohnson Controls International plcStock4,936$32.8 萬<0.1%+46+0.9%加碼歷史
DGDollar General CorpCOM2,488$32.9 萬<0.1%−8,224−76.8%減碼歷史
APLEApple Hospitality REIT, Inc.REIT22,644$32.9 萬<0.1%+2,822+14.2%加碼歷史
STXSeagate Technology Holdings plcORD SHS3,190$32.9 萬<0.1%+110+3.6%加碼歷史
CUECue Biopharma, Inc.COM266,030$33.0 萬<0.1%+10,025+3.9%加碼歷史
iShares Tr46436E569ESG SELECT SCRE7,857$33.0 萬<0.1%+502+6.8%加碼–
LEVILevi Strauss & CoCL A COM STK17,196$33.2 萬<0.1%+17,196新進歷史
WisdomTree Tr97717W505US MIDCAP DIVID7,115$33.3 萬<0.1%+14+0.2%加碼–
PEverpure, Inc.CL A5,184$33.3 萬<0.1%−1,057−16.9%減碼歷史
iShares Tr46434V290US SML CAP EQT5,465$33.4 萬<0.1%+953+21.1%加碼–

選擇權(12 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 2 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$57.4 萬–
NVDANVIDIA CorpStock–$24.9 萬
SPYSPDR S&P 500 ETF TrustETF$2.63 萬–
ASIXAdvanSix Inc.COM$1.70 萬–
Flagstar Bank, National Association649445103COM–$1.52 萬
ECPGEncore Capital Group IncCOM$7,270–
BABoeing CoStock$2,875–
BFHBread Financial Holdings, Inc.COM$2,570–
OLEDUniversal Display CorpCOM$2,567–
XRXXerox Holdings CorpCOM NEW$1,919–
NWLNewell Brands Inc.Stock$1,575–
UBSUBS Group AGStock–$250

2024 年第 1 季之後清倉(97 檔)

2024 年第 1 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 1 季之後清倉的部位
證券類別2024 年第 1 季股數2024 年第 1 季市值2024 年第 1 季佔組合 %紀錄
iShares Tr464289859CORE 80 20 ETF56,464$414.8 萬0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX79,419$409.0 萬0.1%–
FICOFair Isaac CorpCOM1,865$233.1 萬0.1%歷史
EXPEExpedia Group, Inc.Stock15,659$215.7 萬0.1%歷史
Bondbloxx ETF Trust09789C812BLOOMBERG TEN YR35,571$166.2 萬0.1%–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF43,773$164.1 萬0.1%–
CELHCelsius Holdings, Inc.COM NEW18,677$154.9 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock10,100$139.3 萬<0.1%歷史
iShares Tr464288166AGENCY BOND ETF12,285$132.7 萬<0.1%–
Innovator ETFs Trust45782C615GRWT100 PWR BUF22,585$107.4 萬<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR28,638$88.2 萬<0.1%–
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION34,348$87.2 萬<0.1%–
PUBMPubMatic, Inc.COM CL A35,000$83.0 萬<0.1%歷史
PXDPioneer Natural Resources CoCOM3,106$81.6 萬<0.1%歷史
Innovator ETFs Trust45782C375US EQT ULTRA BF23,525$76.8 萬<0.1%–
RPMRPM International IncCOM6,275$74.7 萬<0.1%歷史
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A19,951$71.9 萬<0.1%歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF25,586$69.1 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2832,553$65.3 萬<0.1%–
EVGEaton Vance Short Duration Diversified Income FundCOM56,363$59.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT12,754$56.7 萬<0.1%–
iShares Tr46436E288INVT GRD CORP BD19,339$56.7 萬<0.1%–
STNEStoneCo Ltd.COM29,425$48.9 萬<0.1%歷史
PATHUiPath, Inc.Stock20,489$46.4 萬<0.1%歷史
ONOn Semiconductor CorpStock6,062$44.6 萬<0.1%歷史
CPECallon Petroleum CoCOM11,644$41.6 萬<0.1%歷史
BEPCBrookfield Renewable CorpCL A SUB VTG16,799$41.3 萬<0.1%歷史
CTRACoterra Energy Inc.Stock13,509$37.7 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock5,968$37.0 萬<0.1%歷史
First Tr Energy Income & Gro33738G104COM21,179$34.6 萬<0.1%–
ANAutonation, Inc.COM2,086$34.6 萬<0.1%歷史
SITESiteOne Landscape Supply, Inc.COM1,974$34.5 萬<0.1%歷史
SYNASYNAPTICS IncStock3,499$34.1 萬<0.1%歷史
PSAPublic StorageCOM1,131$32.8 萬<0.1%歷史
iShares Tr46432F859CORE 1 5 YR USD6,791$32.2 萬<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,756$32.1 萬<0.1%歷史
BERYBerry Global Group, Inc.COM5,170$31.3 萬<0.1%歷史
BRBroadridge Financial Solutions, Inc.Stock1,515$31.1 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B4,556$30.6 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE4,435$30.3 萬<0.1%歷史
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,563$30.1 萬<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,010$29.4 萬<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF11,542$29.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF8,090$29.2 萬<0.1%–
iShares Tr46434V1000-5YR INVT GR CP5,869$28.9 萬<0.1%–
BLDRBuilders FirstSource, Inc.Stock1,382$28.8 萬<0.1%歷史
DBX ETF Tr233051820XTRACK MSCI ALL8,587$28.2 萬<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT20,674$26.7 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM1,199$26.3 萬<0.1%歷史
DRIDarden Restaurants IncCOM1,574$26.3 萬<0.1%歷史
iShares Tr46435U697IBONDS DEC10,085$26.2 萬<0.1%–
BCEBce IncCOM NEW7,695$26.1 萬<0.1%歷史
iShares Tr464287192US TRSPRTION3,577$25.2 萬<0.1%–
MLMMartin Marietta Materials IncCOM409$25.2 萬<0.1%歷史
FLNGFlex LNG Ltd.SHS9,852$25.1 萬<0.1%歷史
RIVRivernorth Opportunities Fund, Inc.COM20,725$25.0 萬<0.1%歷史
Global X FDS37960A651SUPERDVDND REIT11,615$23.7 萬<0.1%–
First Tr Exchng Traded FD VI33740U687FT VEST U.S EQT7,200$23.7 萬<0.1%–
RBARB Global Inc.COM3,089$23.5 萬<0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A5,075$23.2 萬<0.1%歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF4,605$23.2 萬<0.1%–
CHDNChurchill Downs IncCOM1,860$23.0 萬<0.1%歷史
Innovator ETFs Trust45782C276GRWT100 PWR BUF3,975$22.9 萬<0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,323$22.9 萬<0.1%–
iShares Tr464288372GLB INFRASTR ETF4,797$22.8 萬<0.1%–
NEUNewmarket CorpCOM359$22.8 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,599$22.8 萬<0.1%–
Innovator ETFs Trust45783Y343INNOVATOR INTL D8,800$22.7 萬<0.1%–
SYMSymbotic Inc.Stock5,015$22.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F425FT VEST U.S6,739$22.4 萬<0.1%–
iShares Tr464288737GLB CNSM STP ETF3,641$22.2 萬<0.1%–
iShares Tr46429B408MSCI PHILIPS ETF8,038$22.2 萬<0.1%–
CNCCentene CorpStock2,822$22.2 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,447$21.8 萬<0.1%–
DXCMDexcom IncCOM1,569$21.8 萬<0.1%歷史
iShares Tr464288562RESIDENTIAL MULT3,003$21.6 萬<0.1%–
OVVOvintiv Inc.COM4,155$21.6 萬<0.1%歷史
RIORio Tinto PLCADR3,357$21.4 萬<0.1%歷史
Great Ajax Corp38983D4097.25 CV SR NT 248,586$21.4 萬<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM5,516$21.1 萬<0.1%歷史
PHMPultegroup IncCOM1,709$20.6 萬<0.1%歷史
Vanguard Emerging Markets Government Bond ETF921946885ETF3,219$20.6 萬<0.1%–
OMCOmnicom Group Inc.COM2,112$20.4 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,040$20.4 萬<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP6,161$20.3 萬<0.1%–
ANSSAnsys IncCOM583$20.2 萬<0.1%歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,300$20.1 萬<0.1%–
EGLEEagle Bulk Shipping Inc.COM3,220$20.1 萬<0.1%歷史
WisdomTree Tr97717X594ITL HDG QTLY DIV4,376$20.1 萬<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS20,528$18.6 萬<0.1%歷史
Crescent PT Energy Corp22576C101COM18,831$15.4 萬<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM10,310$13.7 萬<0.1%歷史
First Tr MLP & Energy Incom33739B104COM12,732$12.3 萬<0.1%–
HLNHaleon plcADR13,998$11.9 萬<0.1%歷史
CIMChimera Investment CorpCOM NEW16,185$7.46 萬<0.1%歷史
NKLANikola CorpCOM22,549$2.35 萬<0.1%歷史
Portage Biotech IncG7185A128COM10,680$6,016<0.1%–