Sigma Planning Corp
- SEC CIK
- 0001449126
- 最新申報
- 2026/8/7
2024 年第 1 季持倉
持倉截至 2024/3/31，2024/5/2 申報。只含多頭部位，變化是跟 2023 年第 4 季比股數。
- 持股檔數
- 1,215
- 較 2023 年第 4 季 +375
- 總值
- $31.8 億
- 較 2023 年第 4 季 +$19.0 億 (+148.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| METMetlife Inc | Stock | 2,876 | $21.3 萬 | <0.1% | +2,876 | 新進 | 歷史 |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 9,363 | $21.3 萬 | <0.1% | +9,363 | 新進 | – |
| Great Ajax Corp38983D409 | 7.25 CV SR NT 24 | 8,586 | $21.4 萬 | <0.1% | +8,586 | 新進 | – |
| RIORio Tinto PLC | ADR | 3,357 | $21.4 萬 | <0.1% | +605+22.0% | 加碼 | 歷史 |
| TXRHTexas Roadhouse, Inc. | COM | 1,387 | $21.4 萬 | <0.1% | +1,387 | 新進 | 歷史 |
| iShares Flexible Income Active ETF092528603 | ETF | 4,090 | $21.5 萬 | <0.1% | +4,090 | 新進 | – |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 5,476 | $21.5 萬 | <0.1% | +5,476 | 新進 | – |
| OVVOvintiv Inc. | COM | 4,155 | $21.6 萬 | <0.1% | +4,155 | 新進 | 歷史 |
| INGRIngredion Inc | COM | 1,847 | $21.6 萬 | <0.1% | +1,847 | 新進 | 歷史 |
| iShares Tr464288562 | RESIDENTIAL MULT | 3,003 | $21.6 萬 | <0.1% | −912−23.3% | 減碼 | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 10,943 | $21.7 萬 | <0.1% | −2,754−20.1% | 減碼 | – |
| DXCMDexcom Inc | COM | 1,569 | $21.8 萬 | <0.1% | +1,569 | 新進 | 歷史 |
| SYBTStock Yards Bancorp, Inc. | COM | 4,455 | $21.8 萬 | <0.1% | +4,455 | 新進 | 歷史 |
| Fidelity Merrimack STR Tr316188200 | LTD TRM BD ETF | 4,447 | $21.8 萬 | <0.1% | −15,810−78.0% | 減碼 | – |
| GNLGlobal Net Lease, Inc. | COM NEW | 28,078 | $21.8 萬 | <0.1% | +14,186+102.1% | 加碼 | 歷史 |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 10,120 | $21.8 萬 | <0.1% | +10,120 | 新進 | 歷史 |
| NVTnVent Electric plc | SHS | 2,907 | $21.9 萬 | <0.1% | +2,907 | 新進 | 歷史 |
| Etfis Ser Tr I26923G772 | INFRAC ACT MLP | 5,359 | $22.1 萬 | <0.1% | +5,359 | 新進 | – |
| CHTRCharter Communications, Inc. | CL A | 760 | $22.1 萬 | <0.1% | +760 | 新進 | 歷史 |
| CNCCentene Corp | Stock | 2,822 | $22.2 萬 | <0.1% | +2,822 | 新進 | 歷史 |
| ASHAshland Inc. | COM | 2,277 | $22.2 萬 | <0.1% | +2,277 | 新進 | 歷史 |
| iShares Tr46429B408 | MSCI PHILIPS ETF | 8,038 | $22.2 萬 | <0.1% | +8,038 | 新進 | – |
| iShares Tr464288737 | GLB CNSM STP ETF | 3,641 | $22.2 萬 | <0.1% | +3,641 | 新進 | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 4,736 | $22.3 萬 | <0.1% | +4,736 | 新進 | – |
| First Tr Exchng Traded FD VI33740F425 | FT VEST U.S | 6,739 | $22.4 萬 | <0.1% | +6,739 | 新進 | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 9,531 | $22.5 萬 | <0.1% | +9,531 | 新進 | 歷史 |
| RBB FD Inc74933W486 | US TREASY 2 YR | 4,679 | $22.5 萬 | <0.1% | +4,679 | 新進 | – |
| SYMSymbotic Inc. | Stock | 5,015 | $22.6 萬 | <0.1% | +5,015 | 新進 | 歷史 |
| ARK Next Generation Technology ETF00214Q401 | ETF | 2,709 | $22.6 萬 | <0.1% | +2,709 | 新進 | – |
| Innovator ETFs Trust45783Y343 | INNOVATOR INTL D | 8,800 | $22.7 萬 | <0.1% | +8,800 | 新進 | – |
| Flagstar Bank, National Association649445103 | COM | 70,359 | $22.7 萬 | <0.1% | +6,164+9.6% | 加碼 | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 8,599 | $22.8 萬 | <0.1% | +8,599 | 新進 | – |
| LTCLTC Properties Inc | REIT | 7,010 | $22.8 萬 | <0.1% | +7,010 | 新進 | 歷史 |
| NEUNewmarket Corp | COM | 359 | $22.8 萬 | <0.1% | +359 | 新進 | 歷史 |
| iShares Tr464288372 | GLB INFRASTR ETF | 4,797 | $22.8 萬 | <0.1% | +4,797 | 新進 | – |
| First Tr Exchng Traded FD VI33740U844 | FT VEST U.S | 6,323 | $22.9 萬 | <0.1% | +6,323 | 新進 | – |
| Innovator ETFs Trust45782C276 | GRWT100 PWR BUF | 3,975 | $22.9 萬 | <0.1% | +3,975 | 新進 | – |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 2,698 | $23.0 萬 | <0.1% | +2,698 | 新進 | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 9,681 | $23.0 萬 | <0.1% | +9,681 | 新進 | – |
| iShares Tr464288612 | INTRM GOV CR ETF | 2,213 | $23.0 萬 | <0.1% | +2,213 | 新進 | – |
| Amplify ETF Tr032108649 | AMPLIFY JUNIOR S | 23,176 | $23.0 萬 | <0.1% | +23,176 | 新進 | – |
| CHDNChurchill Downs Inc | COM | 1,860 | $23.0 萬 | <0.1% | +1,860 | 新進 | 歷史 |
| EIXEdison International | Stock | 3,262 | $23.1 萬 | <0.1% | +3,262 | 新進 | 歷史 |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 6,302 | $23.1 萬 | <0.1% | +6,302 | 新進 | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 4,605 | $23.2 萬 | <0.1% | +4,605 | 新進 | – |
| ALLEAllegion plc | ORD SHS | 1,723 | $23.2 萬 | <0.1% | +1,723 | 新進 | 歷史 |
| APAMArtisan Partners Asset Management Inc. | CL A | 5,075 | $23.2 萬 | <0.1% | −16,295−76.3% | 減碼 | 歷史 |
| WTRGEssential Utilities, Inc. | COM | 6,293 | $23.3 萬 | <0.1% | +851+15.6% | 加碼 | 歷史 |
| VVVValvoline Inc | COM | 5,270 | $23.5 萬 | <0.1% | +5,270 | 新進 | 歷史 |
| HIGHartford Insurance Group, Inc. | Stock | 2,282 | $23.5 萬 | <0.1% | +2,282 | 新進 | 歷史 |
| RBARB Global Inc. | COM | 3,089 | $23.5 萬 | <0.1% | +3,089 | 新進 | 歷史 |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 28,286 | $23.6 萬 | <0.1% | +28,286 | 新進 | 歷史 |
| LTRNLantern Pharma Inc. | COM | 26,850 | $23.6 萬 | <0.1% | +14,975+126.1% | 加碼 | 歷史 |
| ZSZscaler, Inc. | Stock | 1,227 | $23.6 萬 | <0.1% | +1,227 | 新進 | 歷史 |
| ETSYEtsy Inc | COM | 3,446 | $23.7 萬 | <0.1% | +129+3.9% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740U687 | FT VEST U.S EQT | 7,200 | $23.7 萬 | <0.1% | +7,200 | 新進 | – |
| Global X FDS37960A651 | SUPERDVDND REIT | 11,615 | $23.7 萬 | <0.1% | +11,615 | 新進 | – |
| Simplify Exchange Traded Fun82889N632 | ENHANCED INM ETF | 9,732 | $23.7 萬 | <0.1% | +9,732 | 新進 | – |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,332 | $23.8 萬 | <0.1% | +3,332 | 新進 | – |
| ETREntergy Corp | COM | 2,276 | $24.1 萬 | <0.1% | +2,276 | 新進 | 歷史 |
| iShares Tr46434V381 | FUTU EXPO TE ETF | 4,038 | $24.1 萬 | <0.1% | +299+8.0% | 加碼 | – |
| ALLYAlly Financial Inc. | Stock | 5,950 | $24.2 萬 | <0.1% | +5,950 | 新進 | 歷史 |
| PPLPPL Corp | COM | 8,774 | $24.2 萬 | <0.1% | +8,774 | 新進 | 歷史 |
| FTITechnipFMC plc | COM | 9,635 | $24.2 萬 | <0.1% | +9,635 | 新進 | 歷史 |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 11,827 | $24.2 萬 | <0.1% | +11,827 | 新進 | – |
| Fidelity Merrimack STR Tr316188101 | CORP BOND ETF | 5,215 | $24.3 萬 | <0.1% | +5,215 | 新進 | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 21,973 | $24.3 萬 | <0.1% | +10,921+98.8% | 加碼 | 歷史 |
| First Tr Exchange Traded FD33741L108 | DORSY WR MOMNT | 7,975 | $24.4 萬 | <0.1% | +7,975 | 新進 | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,352 | $24.4 萬 | <0.1% | +2,352 | 新進 | – |
| Global X FDS37954Y848 | GLOBAL X SILVER | 8,901 | $24.4 萬 | <0.1% | +8,901 | 新進 | – |
| WSTWest Pharmaceutical Services Inc | COM | 621 | $24.6 萬 | <0.1% | +621 | 新進 | 歷史 |
| CQPCheniere Energy Partners, L.P. | COM UNIT | 4,999 | $24.7 萬 | <0.1% | +4,999 | 新進 | 歷史 |
| BROSDutch Bros Inc. | CL A | 7,497 | $24.7 萬 | <0.1% | +7,497 | 新進 | 歷史 |
| Fidelity Covington Trust316092790 | QLTY FCTOR ETF | 4,199 | $24.8 萬 | <0.1% | +175+4.3% | 加碼 | – |
| INTSIntensity Therapeutics, Inc. | COM | 47,869 | $24.9 萬 | <0.1% | +13,426+39.0% | 加碼 | 歷史 |
| RIVRivernorth Opportunities Fund, Inc. | COM | 20,725 | $25.0 萬 | <0.1% | −2,606−11.2% | 減碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E537 | NATL AMT MUNI | 10,479 | $25.0 萬 | <0.1% | +10,479 | 新進 | – |
| FLNGFlex LNG Ltd. | SHS | 9,852 | $25.1 萬 | <0.1% | +1,752+21.6% | 加碼 | 歷史 |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 8,244 | $25.1 萬 | <0.1% | +95+1.2% | 加碼 | 歷史 |
| MLMMartin Marietta Materials Inc | COM | 409 | $25.2 萬 | <0.1% | +409 | 新進 | 歷史 |
| WELLWelltower Inc. | REIT | 2,694 | $25.2 萬 | <0.1% | +2,694 | 新進 | 歷史 |
| iShares Tr464287192 | US TRSPRTION | 3,577 | $25.2 萬 | <0.1% | +3,577 | 新進 | – |
| ELFe.l.f. Beauty, Inc. | COM | 1,285 | $25.2 萬 | <0.1% | +1,285 | 新進 | 歷史 |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 4,473 | $25.2 萬 | <0.1% | +4,473 | 新進 | – |
| Doubleline ETF Trust25861R105 | OPPO CORE BD ETF | 5,530 | $25.4 萬 | <0.1% | +5,530 | 新進 | – |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 8,158 | $25.5 萬 | <0.1% | +8,158 | 新進 | 歷史 |
| SPDR Series Trust78468R861 | STATE STRET SPDR | 13,735 | $25.6 萬 | <0.1% | +3,306+31.7% | 加碼 | – |
| Cambria ETF Tr132061300 | CAMBRIA FGN SHR | 9,490 | $25.6 萬 | <0.1% | +9,490 | 新進 | – |
| Simplify Exchange Traded Fun82889N723 | AGGREGATE BD ETF | 11,991 | $25.7 萬 | <0.1% | +11,991 | 新進 | – |
| Invesco Exchange Traded FD T46137V274 | S&P500 EQL UTL | 4,554 | $25.8 萬 | <0.1% | +4,554 | 新進 | – |
| iShares Tr464287812 | US CONSM STAPLES | 3,816 | $25.8 萬 | <0.1% | +3,816 | 新進 | – |
| ETF Ser Solutions26922A172 | NATIONWIDE RSK | 10,933 | $25.8 萬 | <0.1% | +10,933 | 新進 | – |
| First Tr Exchng Traded FD VI33740F847 | FT VEST US EQT | 5,775 | $25.8 萬 | <0.1% | +5,775 | 新進 | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,547 | $26.1 萬 | <0.1% | +2,547 | 新進 | 歷史 |
| RBLXRoblox Corp | Stock | 6,835 | $26.1 萬 | <0.1% | −25−0.4% | 減碼 | 歷史 |
| First Tr Exchng Traded FD VI33740U786 | FT VEST U.S | 7,411 | $26.1 萬 | <0.1% | +7,411 | 新進 | – |
| BCEBce Inc | COM NEW | 7,695 | $26.1 萬 | <0.1% | +7,695 | 新進 | 歷史 |
| iShares Tr46435U697 | IBONDS DEC | 10,085 | $26.2 萬 | <0.1% | +10,085 | 新進 | – |
| WisdomTree Tr97717Y683 | ENHNCD CMMDTY ST | 14,243 | $26.3 萬 | <0.1% | +14,243 | 新進 | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 10,220 | $26.3 萬 | <0.1% | +10,220 | 新進 | – |
選擇權（7 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
2023 年第 4 季之後清倉（34 檔）
2023 年第 4 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2023 年第 4 季股數 | 2023 年第 4 季市值 | 2023 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 36,987 | $153.8 萬 | 0.1% | – |
| STLAStellantis N.V. | SHS | 31,696 | $73.9 萬 | 0.1% | 歷史 |
| First Tr Exchng Traded FD VI33740F391 | FT VEST U.S | 19,220 | $60.3 萬 | <0.1% | – |
| EFCEllington Financial Inc. | COM | 40,726 | $51.8 萬 | <0.1% | 歷史 |
| SCMStellus Capital Investment Corp | COM | 36,473 | $46.9 萬 | <0.1% | 歷史 |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 15,629 | $44.8 萬 | <0.1% | – |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 46,453 | $43.8 萬 | <0.1% | 歷史 |
| NMFCNew Mountain Finance Corp | COM | 33,197 | $42.2 萬 | <0.1% | 歷史 |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 37,440 | $40.7 萬 | <0.1% | 歷史 |
| OFSOFS Capital Corp | COM | 33,561 | $39.3 萬 | <0.1% | 歷史 |
| DSLDoubleLine Income Solutions Fund | COM | 25,088 | $30.7 萬 | <0.1% | 歷史 |
| HESHess Corp | Stock | 2,048 | $29.5 萬 | <0.1% | 歷史 |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 4,463 | $27.0 萬 | <0.1% | – |
| EPREpr Properties | COM SH BEN INT | 5,255 | $25.5 萬 | <0.1% | 歷史 |
| First Tr Exchng Traded FD VI33740F334 | FT VEST U.S. | 7,906 | $24.8 萬 | <0.1% | – |
| XRXXerox Holdings Corp | COM NEW | 13,343 | $24.5 萬 | <0.1% | 歷史 |
| SSentinelOne, Inc. | CL A | 8,600 | $23.6 萬 | <0.1% | 歷史 |
| GNRCGenerac Holdings Inc. | Stock | 1,790 | $23.1 萬 | <0.1% | 歷史 |
| CCJCameco Corp | Stock | 5,002 | $21.6 萬 | <0.1% | 歷史 |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 1,990 | $21.4 萬 | <0.1% | – |
| UTLUnitil Corp | COM | 3,956 | $20.8 萬 | <0.1% | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 19,419 | $19.7 萬 | <0.1% | 歷史 |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 16,204 | $19.6 萬 | <0.1% | 歷史 |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 11,017 | $19.6 萬 | <0.1% | 歷史 |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $15.1 萬 | <0.1% | – |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 14,154 | $14.2 萬 | <0.1% | – |
| NIONIO Inc. | ADR | 14,316 | $13.0 萬 | <0.1% | 歷史 |
| CRKComstock Resources Inc | COM | 12,760 | $11.3 萬 | <0.1% | 歷史 |
| SERSerina Therapeutics, Inc. | COM | 286,425 | $11.0 萬 | <0.1% | 歷史 |
| BYNDBeyond Meat, Inc. | COM | 10,085 | $8.98 萬 | <0.1% | 歷史 |
| ACXPAcurx Pharmaceuticals, Inc. | COM | 10,000 | $3.83 萬 | <0.1% | 歷史 |
| CHPTChargePoint Holdings, Inc. | COM CL A | 13,973 | $3.27 萬 | <0.1% | 歷史 |
| MBRXMoleculin Biotech, Inc. | COM | 12,000 | $1.03 萬 | <0.1% | 歷史 |
| STEXStreamex Corp. | COM NEW | 15,000 | $7,125 | <0.1% | 歷史 |