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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
New Gold Inc Cda644535106COM186,710$20.2 萬<0.1%+186,710新進–
Defiance Quantum ETF26922A420ETF3,994$20.2 萬<0.1%+3,994新進–
Flexshares Tr33939L100MORNSTAR USMKT1,200$20.2 萬<0.1%−524−30.4%減碼–
STMSTMicroelectronics N.V.NY REGISTRY4,063$20.3 萬<0.1%−258−6.0%減碼歷史
SASeabridge Gold IncCOM16,860$20.3 萬<0.1%+16,860新進歷史
NTGTortoise Midstream Energy Fund, Inc.COM5,898$20.4 萬<0.1%+5,898新進歷史
EVGEaton Vance Short Duration Diversified Income FundCOM20,829$20.4 萬<0.1%−2,713−11.5%減碼歷史
CQPCheniere Energy Partners, L.P.COM UNIT4,461$20.6 萬<0.1%+139+3.2%加碼歷史
ICEIntercontinental Exchange, Inc.Stock1,821$20.6 萬<0.1%−584−24.3%減碼歷史
PCTPureCycle Technologies, Inc.COM19,282$20.6 萬<0.1%−2,411−11.1%減碼歷史
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,219$20.7 萬<0.1%−94,769−96.7%減碼–
TERTeradyne, IncStock1,864$20.8 萬<0.1%−176−8.6%減碼歷史
PNWPinnacle West Capital CorpCOM2,548$20.8 萬<0.1%+2,548新進歷史
BAXBaxter International IncStock4,569$20.8 萬<0.1%−843−15.6%減碼歷史
PFGPrincipal Financial Group IncCOM2,744$20.8 萬<0.1%−286−9.4%減碼歷史
HCAHCA Healthcare, Inc.COM687$20.9 萬<0.1%+687新進歷史
WBSWebster Financial CorpCOM5,525$20.9 萬<0.1%−54−1.0%減碼歷史
PEverpure, Inc.CL A5,664$20.9 萬<0.1%+5,664新進歷史
MPMP Materials Corp.COM CL A9,122$20.9 萬<0.1%+9,122新進歷史
CMCCommercial Metals CoStock3,965$20.9 萬<0.1%−972−19.7%減碼歷史
ZIMZIM Integrated Shipping Services Ltd.SHS16,869$20.9 萬<0.1%−2,494−12.9%減碼歷史
BABAAlibaba Group Holding LtdADR2,510$20.9 萬<0.1%−1,836−42.2%減碼歷史
iShares Tr464289859CORE 80 20 ETF3,173$21.1 萬<0.1%+3,173新進–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM25,632$21.1 萬<0.1%+343+1.4%加碼歷史
FSLRFirst Solar, Inc.Stock1,109$21.1 萬<0.1%−16−1.4%減碼歷史
DRIDarden Restaurants IncCOM1,262$21.1 萬<0.1%−103−7.5%減碼歷史
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF1,912$21.1 萬<0.1%+1,912新進–
Fidelity Covington Trust316092345BLUE CHIP VALUE7,611$21.2 萬<0.1%−1,326−14.8%減碼–
BMOBank of MontrealCOM2,359$21.3 萬<0.1%−451−16.0%減碼歷史
Fidelity Covington Trust316092337FIDELITY FUND LR12,732$21.4 萬<0.1%+740+6.2%加碼–
Ea Series Trust02072L698STRIVE EMERGING8,130$21.4 萬<0.1%+8,130新進–
NTRNutrien Ltd.COM3,643$21.5 萬<0.1%−8,819−70.8%減碼歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,100$21.6 萬<0.1%+11,100新進–
TAPMolson Coors Beverage CoCL B3,287$21.6 萬<0.1%−979−22.9%減碼歷史
Alps ETF Tr00162Q858SECTR DIV DOGS4,344$21.7 萬<0.1%−10,226−70.2%減碼–
ABRArbor Realty Trust IncCOM14,690$21.8 萬<0.1%−643−4.2%減碼歷史
JFRNuveen Floating Rate Income FundCOM27,737$21.9 萬<0.1%+130+0.5%加碼歷史
PCARPaccar IncCOM2,622$21.9 萬<0.1%+2,622新進歷史
iShares Inc46434G855MSCI GBL GOLD MN9,456$22.0 萬<0.1%−2,925−23.6%減碼–
Invesco Exchange Traded FD T46137V621FINL PFD ETF15,454$22.2 萬<0.1%−10,145−39.6%減碼–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR4,516$22.2 萬<0.1%+4,516新進–
SLVMSylvamo CorpCOMMON STOCK5,507$22.3 萬<0.1%−162−2.9%減碼歷史
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM10,120$22.3 萬<0.1%+1,020+11.2%加碼歷史
DKSDick's Sporting Goods, Inc.Stock1,692$22.4 萬<0.1%−1,555−47.9%減碼歷史
iShares U.S. Healthcare Providers ETF464288828ETF877$22.5 萬<0.1%−362−29.2%減碼–
ARK Next Generation Technology ETF00214Q401ETF3,834$22.5 萬<0.1%−1,612−29.6%減碼–
ETF Managers Tr26924G102PRIME JUNIR SLVR24,003$22.5 萬<0.1%+945+4.1%加碼–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,948$22.5 萬<0.1%+8,948新進–
IMVTImmunovant, Inc.COM11,900$22.6 萬<0.1%−39,900−77.0%減碼歷史
DBLDoubleLine Opportunistic Credit FundCOM15,643$22.7 萬<0.1%+37+0.2%加碼歷史
NTRSNorthern Trust CorpCOM3,068$22.7 萬<0.1%−140−4.4%減碼歷史
KGCKinross Gold CorpCOM47,980$22.9 萬<0.1%+47,980新進歷史
TTETotalEnergies SESPONSORED ADS3,973$22.9 萬<0.1%−3,293−45.3%減碼歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF5,615$22.9 萬<0.1%−37,129−86.9%減碼–
REYNReynolds Consumer Products Inc.COM8,123$22.9 萬<0.1%−623−7.1%減碼歷史
SNOWSnowflake Inc.Stock1,307$23.0 萬<0.1%+1,307新進歷史
DOCUDocuSign, Inc.Stock4,504$23.0 萬<0.1%−4−0.1%減碼歷史
KDPKeurig Dr Pepper Inc.COM7,364$23.0 萬<0.1%−266−3.5%減碼歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF4,820$23.0 萬<0.1%+4,820新進–
DYDycom Industries IncCOM2,030$23.1 萬<0.1%−320−13.6%減碼歷史
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,741$23.1 萬<0.1%−9,119−70.9%減碼–
Vanguard Financials ETF92204A405ETF2,844$23.1 萬<0.1%−2,819−49.8%減碼–
AALAmerican Airlines Group Inc.Stock12,923$23.2 萬<0.1%−6,253−32.6%減碼歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF9,903$23.2 萬<0.1%+384+4.0%加碼–
AMPAmeriprise Financial IncCOM701$23.3 萬<0.1%+38+5.7%加碼歷史
CNCCentene CorpStock3,475$23.4 萬<0.1%−531−13.3%減碼歷史
ATOMAtomera IncCOM26,750$23.5 萬<0.1%+5,075+23.4%加碼歷史
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI9,951$23.5 萬<0.1%−6,947−41.1%減碼–
iShares Tr46434V381FUTU EXPO TE ETF4,236$23.6 萬<0.1%−15,357−78.4%減碼–
ALLYAlly Financial Inc.Stock8,722$23.6 萬<0.1%+130+1.5%加碼歷史
RBB FD Inc74933W478US TREASRY 12 MT4,721$23.6 萬<0.1%+4,721新進–
SPDR Series Trust78468R861STATE STRET SPDR12,794$23.6 萬<0.1%−170−1.3%減碼–
SSRMSSR Mining Inc.Stock16,686$23.7 萬<0.1%+16,686新進歷史
Global X FDS37954Y848GLOBAL X SILVER9,110$23.7 萬<0.1%+490+5.7%加碼–
BUDAnheuser-Busch InBev SA/NVADR4,185$23.7 萬<0.1%−2,559−37.9%減碼歷史
METMetlife IncStock4,225$23.9 萬<0.1%−14,547−77.5%減碼歷史
Mag Silver Corp55903Q104COM21,581$24.0 萬<0.1%+21,581新進–
OKTAOkta, Inc.CL A3,467$24.0 萬<0.1%+3,467新進歷史
iShares Tr464288703MRNING SM CP ETF4,452$24.1 萬<0.1%−1,612−26.6%減碼–
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,899$24.2 萬<0.1%+10.0%加碼–
ASMLASML Holding NVADR333$24.2 萬<0.1%−27−7.5%減碼歷史
NMAINuveen Multi-Asset Income FundCOM20,752$24.2 萬<0.1%+1,177+6.0%加碼歷史
ICLRIcon PLCCOM969$24.3 萬<0.1%00.0%不變歷史
PAASPan American Silver CorpStock16,650$24.3 萬<0.1%−45,942−73.4%減碼歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF5,348$24.5 萬<0.1%+5,348新進–
VTRSViatris IncStock24,513$24.5 萬<0.1%−3,560−12.7%減碼歷史
ARMKAramarkCOM5,684$24.5 萬<0.1%−38−0.7%減碼歷史
Schwab U.S. Large-Cap Value ETF808524409ETF3,655$24.5 萬<0.1%−16,015−81.4%減碼–
EIXEdison InternationalStock3,532$24.5 萬<0.1%−219−5.8%減碼歷史
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,746$24.6 萬<0.1%00.0%不變–
UALUnited Airlines Holdings, Inc.COM4,519$24.8 萬<0.1%−977−17.8%減碼歷史
RIOTRiot Platforms, Inc.COM21,061$24.9 萬<0.1%−505−2.3%減碼歷史
OVVOvintiv Inc.COM6,540$24.9 萬<0.1%−252−3.7%減碼歷史
SYBTStock Yards Bancorp, Inc.COM5,505$25.0 萬<0.1%+92+1.7%加碼歷史
First Tr Exchange Traded FD33741L108DORSY WR MOMNT9,479$25.0 萬<0.1%−1,200−11.2%減碼–
MSCIMSCI Inc.Stock534$25.1 萬<0.1%−627−54.0%減碼歷史
PSAPublic StorageCOM864$25.2 萬<0.1%−311−26.5%減碼歷史
TRTNTriton International LtdCL A3,050$25.4 萬<0.1%−1,031−25.3%減碼歷史
Global X FDS37954Y632ARTIFICIAL ETF9,117$25.5 萬<0.1%+9,117新進–
DOXAmdocs LtdSHS2,581$25.5 萬<0.1%00.0%不變歷史

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,196$26.3 萬<0.1%–
iShares Core MSCI Europe ETF46434V738ETF5,006$26.2 萬<0.1%–
UGIUgi CorpStock7,507$26.1 萬<0.1%歷史
NBBNuveen Taxable Municipal Income FundCOM16,100$26.0 萬<0.1%歷史
ALLEAllegion plcORD SHS2,418$25.8 萬<0.1%歷史
iShares Inc464286533MSCI EMERG MRKT4,720$25.8 萬<0.1%–
ABBNYABB LtdSPONSORED ADR7,492$25.7 萬<0.1%歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,160$25.3 萬<0.1%歷史
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iShares Tr464288521CRE U S REIT ETF4,974$25.1 萬<0.1%–
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PIMCO ETF Tr72201R817INV GRD CRP BD2,584$24.9 萬<0.1%–