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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 2 季持倉

持倉截至 2022/6/30,2022/8/11 申報。只含多頭部位,變化是跟 2022 年第 1 季比股數。

機構總覽
持股檔數
1,275
較 2022 年第 1 季 −71
總值
$27.5 億
較 2022 年第 1 季 −$5.82 億 (−17.5%)
申報日
2022/8/11
SEC
Sigma Planning Corp 在 2022 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
RQICohen & Steers Quality Income Realty Fund IncCEF27,526$37.4 萬<0.1%+12,426+82.3%加碼歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF7,172$37.5 萬<0.1%−1,285−15.2%減碼–
PINSPinterest, Inc.CL A20,659$37.5 萬<0.1%−2,750−11.7%減碼歷史
Schwab U.S. Small-Cap ETF808524607ETF9,644$37.6 萬<0.1%+737+8.3%加碼–
ETF Managers Tr26924G508ETFMG ALTR HRVST64,796$37.6 萬<0.1%−3,361−4.9%減碼–
PDPagerDuty, Inc.COM15,232$37.7 萬<0.1%−738−4.6%減碼歷史
RTLNecessity Retail REIT, Inc.COM CLASS A51,997$37.9 萬<0.1%+9,258+21.7%加碼歷史
TELFYTelefonica S ASPONSORED ADR73,804$37.9 萬<0.1%+73,804新進歷史
BAXBaxter International IncStock5,914$38.0 萬<0.1%+407+7.4%加碼歷史
LITSLite Strategy, Inc.COM NEW632,200$38.2 萬<0.1%+213,250+50.9%加碼歷史
iShares Tr464289875CORE 40 MODE ETF9,839$38.3 萬<0.1%+20.0%加碼–
PEGPublic Service Enterprise Group IncCOM6,076$38.4 萬<0.1%+25+0.4%加碼歷史
iShares Tr46434V803HDG MSCI EAFE12,099$38.5 萬<0.1%+12,099新進–
IDCCInterDigital, Inc.COM6,355$38.6 萬<0.1%+50+0.8%加碼歷史
TTETotalEnergies SESPONSORED ADS7,329$38.6 萬<0.1%+891+13.8%加碼歷史
iShares U.S. Healthcare Providers ETF464288828ETF1,514$38.7 萬<0.1%+58+4.0%加碼–
LILi Auto Inc.SPONSORED ADS10,090$38.7 萬<0.1%+10,090新進歷史
CALYCallaway Golf CoCOM19,216$39.2 萬<0.1%+649+3.5%加碼歷史
LPXLouisiana-Pacific CorpCOM7,500$39.3 萬<0.1%+7,500新進歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT11,591$39.3 萬<0.1%−640−5.2%減碼–
RVTRoyce Small-Cap Trust, Inc.COM28,437$39.7 萬<0.1%−1,518−5.1%減碼歷史
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT9,079$39.8 萬<0.1%+2,695+42.2%加碼–
ZSZscaler, Inc.Stock2,668$39.9 萬<0.1%−961−26.5%減碼歷史
UNGUnited States Natural Gas Fund, LPUNIT PAR20,963$39.9 萬<0.1%+20,963新進歷史
Kraneshares Trust500767405BOSERA MSCI CHIN10,299$40.0 萬<0.1%+10,299新進–
GNWGenworth Financial IncCOM SHS113,416$40.0 萬<0.1%+3,931+3.6%加碼歷史
IRTIndependence Realty Trust, Inc.COM19,356$40.1 萬<0.1%−2,401−11.0%減碼歷史
EIGREiger BioPharmaceuticals, Inc.COM63,700$40.1 萬<0.1%+1,400+2.2%加碼歷史
ESTCElastic N.V.ORD SHS5,960$40.3 萬<0.1%+1,950+48.6%加碼歷史
HZNPHorizon Therapeutics Public Ltd CoSHS5,069$40.4 萬<0.1%−232−4.4%減碼歷史
NEANuveen AMT-Free Quality Municipal Income FundCOM34,476$40.5 萬<0.1%−1,363−3.8%減碼歷史
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT10,590$40.5 萬<0.1%+3,100+41.4%加碼歷史
RPMRPM International IncCOM5,159$40.6 萬<0.1%−315−5.8%減碼歷史
NTRNutrien Ltd.COM5,093$40.6 萬<0.1%+453+9.8%加碼歷史
WABWestinghouse Air Brake Technologies CorpStock4,969$40.8 萬<0.1%−27−0.5%減碼歷史
ELEstee Lauder Companies IncCL A1,604$40.9 萬<0.1%+1,604新進歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF15,071$41.2 萬<0.1%+5,587+58.9%加碼–
WTRGEssential Utilities, Inc.COM8,992$41.2 萬<0.1%+178+2.0%加碼歷史
APOApollo Global Management, Inc.COM8,524$41.3 萬<0.1%−2,159−20.2%減碼歷史
TWLOTwilio IncCL A4,929$41.3 萬<0.1%+1,250+34.0%加碼歷史
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF14,358$41.4 萬<0.1%+1,874+15.0%加碼–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER9,381$41.4 萬<0.1%+376+4.2%加碼–
TSMTaiwan Semiconductor Manufacturing Co LtdADR5,082$41.5 萬<0.1%−514−9.2%減碼歷史
DOCUDocuSign, Inc.Stock7,238$41.5 萬<0.1%−3,182−30.5%減碼歷史
ARK Next Generation Technology ETF00214Q401ETF8,470$41.5 萬<0.1%−1,115−11.6%減碼–
LINLinde PLCSHS1,442$41.5 萬<0.1%+84+6.2%加碼歷史
MCKMcKesson CorpStock1,275$41.6 萬<0.1%−143−10.1%減碼歷史
AGNTAGNT, Inc.COM35,332$41.6 萬<0.1%+687+2.0%加碼歷史
First Tr Exchange-Traded FD33735T109COMMON SHS38,267$41.6 萬<0.1%−5,256−12.1%減碼–
CUECue Biopharma, Inc.COM167,106$41.6 萬<0.1%+37,378+28.8%加碼歷史
SNVSynovus Financial CorpCOM NEW11,534$41.6 萬<0.1%−72−0.6%減碼歷史
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH7,622$41.7 萬<0.1%−528−6.5%減碼–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR35,837$41.9 萬<0.1%+4,496+14.3%加碼歷史
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF5,096$41.9 萬<0.1%−27−0.5%減碼–
DFSDiscover Financial ServicesCOM4,434$41.9 萬<0.1%−258−5.5%減碼歷史
LIVELive Ventures IncCOM NEW16,694$41.9 萬<0.1%+2,928+21.3%加碼歷史
First Trust Financials Alphadex Fund33734X135ETF10,879$42.3 萬<0.1%−2,830−20.6%減碼–
MSCIMSCI Inc.Stock1,027$42.4 萬<0.1%+31+3.1%加碼歷史
Alps ETF Tr00162Q387OSHARES US QUALT10,544$42.5 萬<0.1%+10,544新進–
VSTOVista Outdoor Inc.COM15,249$42.5 萬<0.1%+1,167+8.3%加碼歷史
DNPDNP Select Income Fund IncCOM39,362$42.7 萬<0.1%+309+0.8%加碼歷史
MCMoelis & CoCL A10,902$42.9 萬<0.1%−10,342−48.7%減碼歷史
iShares Tr464288521CRE U S REIT ETF8,057$43.0 萬<0.1%−1,030−11.3%減碼–
IMOImperial Oil LtdCOM NEW9,156$43.1 萬<0.1%+9,156新進歷史
FRTFederal Realty Investment TrustSH BEN INT NEW4,520$43.3 萬<0.1%−723−13.8%減碼歷史
LZBLa-Z-Boy IncCOM18,252$43.3 萬<0.1%+105+0.6%加碼歷史
PLAYDave & Buster's Entertainment, Inc.COM13,206$43.3 萬<0.1%−83−0.6%減碼歷史
TFFPTFF Pharmaceuticals, Inc.COM76,591$43.3 萬<0.1%+500+0.7%加碼歷史
State Street SPDR S&P Homebuilders ETF78464A888ETF7,973$43.6 萬<0.1%−1,462−15.5%減碼–
iShares Core MSCI Europe ETF46434V738ETF9,735$43.8 萬<0.1%−96−1.0%減碼–
Alps ETF Tr00162Q858SECTR DIV DOGS8,788$44.0 萬<0.1%+392+4.7%加碼–
BGSB&G Foods, Inc.COM18,560$44.1 萬<0.1%−487−2.6%減碼歷史
MFICMidCap Financial Investment CorpCOM NEW41,069$44.2 萬<0.1%+4,050+10.9%加碼歷史
Vanguard Whitehall FDS921946810INTL DVD ETF6,480$44.5 萬<0.1%+1,129+21.1%加碼–
OTISOtis Worldwide CorpStock6,315$44.6 萬<0.1%−422−6.3%減碼歷史
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US8,045$44.7 萬<0.1%00.0%不變–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,917$44.7 萬<0.1%+787+25.1%加碼–
RIVRivernorth Opportunities Fund, Inc.COM31,636$44.7 萬<0.1%+31,636新進歷史
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF17,705$44.9 萬<0.1%+17,705新進–
MCHPMicrochip Technology IncStock7,755$45.0 萬<0.1%−286−3.6%減碼歷史
SCHWSchwab Charles CorpStock7,126$45.0 萬<0.1%−146−2.0%減碼歷史
NETCloudflare, Inc.CL A COM10,331$45.2 萬<0.1%−1,132−9.9%減碼歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF1,919$45.4 萬<0.1%−14−0.7%減碼–
ETF Ser Solutions26922A289DEFIANCE CONNECT14,401$45.4 萬<0.1%−1,085−7.0%減碼–
UTFCohen & Steers Infrastructure Fund IncCOM17,995$45.5 萬<0.1%+1,589+9.7%加碼歷史
CPECallon Petroleum CoCOM11,607$45.5 萬<0.1%+41+0.4%加碼歷史
SNDXSyndax Pharmaceuticals IncCOM23,840$45.9 萬<0.1%−750−3.1%減碼歷史
Capital Group Core Equity Et14020V108SHS CREAT UNIT21,195$46.0 萬<0.1%+21,195新進–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY9,202$46.1 萬<0.1%−816−8.1%減碼–
iShares Tr464288737GLB CNSM STP ETF7,968$46.1 萬<0.1%+674+9.2%加碼–
TDWTidewater IncCOM21,899$46.2 萬<0.1%−13,508−38.2%減碼歷史
CTRACoterra Energy Inc.Stock17,946$46.3 萬<0.1%+1,911+11.9%加碼歷史
VICIVici Properties Inc.COM15,549$46.3 萬<0.1%+3,585+30.0%加碼歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP9,739$46.5 萬<0.1%−1,804−15.6%減碼歷史
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF11,701$46.7 萬<0.1%+5,788+97.9%加碼–
SPGSimon Property Group Inc.REIT4,929$46.8 萬<0.1%−2,700−35.4%減碼歷史
ZMZoom Communications, Inc.Stock4,338$46.8 萬<0.1%+987+29.5%加碼歷史
TFCTruist Financial CorpCOM9,872$46.8 萬<0.1%−1,935−16.4%減碼歷史
CECelanese CorpStock3,987$46.9 萬<0.1%+3,987新進歷史
BRBroadridge Financial Solutions, Inc.Stock3,309$47.2 萬<0.1%+345+11.6%加碼歷史

選擇權(10 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 2 季的選擇權部位
證券類別賣權買權
Invesco QQQ Trust Series I46090E103ETF$7,035 萬–
SPYSPDR S&P 500 ETF TrustETF$5,553 萬$75.5 萬
AAPLApple Inc.Stock$32.8 萬$27.3 萬
MSFTMicrosoft CorpStock$25.7 萬$33.4 萬
GOOGAlphabet Inc.Stock–$21.9 萬
MRNAModerna, Inc.Stock$21.4 萬–
HRTXHeron Therapeutics, Inc.COM–$4.90 萬
FCELFuelcell Energy IncCOM–$4.70 萬
AGENAgenus IncCOM NEW–$3.50 萬
VHCVirnetX Holding CorpCOM–$1.30 萬

2022 年第 1 季之後清倉(177 檔)

2022 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 177 檔。

Sigma Planning Corp 在 2022 年第 1 季之後清倉的部位
證券類別2022 年第 1 季股數2022 年第 1 季市值2022 年第 1 季佔組合 %紀錄
iShares Tr4642874571 3 YR TREAS BD248,977$2,075 萬0.6%–
PEPPepsiCo IncStock46,572$779.5 萬0.2%歷史
SPDR Series Trust78464A755ST STR SP METAL81,789$501.3 萬0.2%–
BROBrown & Brown, Inc.Stock56,529$408.5 萬0.1%歷史
Invesco Exchange Traded FD T46137V290S&P500 EQL REL74,713$302.7 萬0.1%–
American Centy ETF Tr025072505DIVERSIFIED MU36,581$188.9 萬0.1%–
Vanguard World FD921910709EXTENDED DUR14,271$173.7 萬0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS55,234$146.3 萬<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR39,333$131.5 萬<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF46,739$129.7 萬<0.1%–
Vanguard Index FDS922908652EXTEND MKT ETF6,897$114.3 萬<0.1%–
MSTRStrategy IncStock2,040$99.2 萬<0.1%歷史
AAPAdvance Auto Parts IncCOM4,717$97.6 萬<0.1%歷史
iShares Tr464287622RUS 1000 ETF3,706$92.7 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN29,310$91.1 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR58,646$90.7 萬<0.1%歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF10,870$80.6 萬<0.1%–
TASKTaskUs, Inc.CLASS A COM20,700$79.6 萬<0.1%歷史
MOSMosaic CoCOM11,847$78.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM143,460$66.7 萬<0.1%歷史
NGNovagold Resources IncCOM NEW85,752$66.3 萬<0.1%歷史
SSRMSSR Mining Inc.Stock30,278$65.9 萬<0.1%歷史
CSGPCostar Group, Inc.COM9,860$65.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS25,205$65.1 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR126,000$63.4 萬<0.1%歷史
UUnity Software Inc.COM6,299$62.5 萬<0.1%歷史
EQXEquinox Gold Corp.COM75,345$62.3 萬<0.1%歷史
UGIUgi CorpStock17,104$62.0 萬<0.1%歷史
AUAngloGold Ashanti PLCSPONSORED ADR24,334$57.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY56,557$56.7 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,682$55.4 萬<0.1%歷史
ZBRAZebra Technologies CorpCL A1,285$53.2 萬<0.1%歷史
AAAlcoa CorpStock5,826$52.5 萬<0.1%歷史
CPBCAMPBELL'S CoCOM11,657$52.0 萬<0.1%歷史
CHXChampionX CorpCOM20,600$50.4 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock7,740$49.9 萬<0.1%歷史
Osi ETF Tr67110P407OSHARES US QUALT10,332$45.4 萬<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM15,080$43.2 萬<0.1%–
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM1,948$40.7 萬<0.1%歷史
ASMLASML Holding NVADR602$40.3 萬<0.1%歷史
Starboard Invt Tr85521B742ADAPTIVE ALPHA16,291$38.9 萬<0.1%–
CRCrane CoCOM3,579$38.8 萬<0.1%歷史
TNDMTandem Diabetes Care IncCOM NEW3,313$38.5 萬<0.1%歷史
ASOAcademy Sports & Outdoors, Inc.COM9,732$38.3 萬<0.1%歷史
AONAon plcCL A1,144$37.3 萬<0.1%歷史
SPDR Index Shs FDS78463X541ST STR NAT ETF5,655$35.5 萬<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA13,789$35.3 萬<0.1%–
TRGPTarga Resources Corp.COM4,520$34.1 萬<0.1%歷史
iShares Inc464286400MSCI BRAZIL ETF8,930$33.8 萬<0.1%–
CDWCDW CorpCOM1,879$33.6 萬<0.1%歷史
GHGuardant Health, Inc.COM4,932$32.7 萬<0.1%歷史
Flexshares Tr33939L605IBOXX 5YR TRGT11,848$32.1 萬<0.1%–
SCCOSouthern Copper CorpStock4,211$32.0 萬<0.1%歷史
ZENZendesk, Inc.COM2,650$31.9 萬<0.1%歷史
First Tr Exchange-Traded Alp33734Y109COM SHS3,470$31.8 萬<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,516$31.5 萬<0.1%–
EGLEEagle Bulk Shipping Inc.COM4,625$31.5 萬<0.1%歷史
Osi ETF Tr67110P704OSHS GBL INTER8,333$31.4 萬<0.1%–
WYNNWynn Resorts LtdCOM3,873$30.9 萬<0.1%歷史
SNAPSnap IncStock8,520$30.7 萬<0.1%歷史
Renaissance Cap Greenwich FD759937204IPO ETF6,890$30.4 萬<0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,612$30.3 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM6,358$29.5 萬<0.1%歷史
STRLSterling Infrastructure, Inc.COM10,950$29.3 萬<0.1%歷史
CNQCanadian Natural Resources LtdCOM4,694$29.1 萬<0.1%歷史
JKHYJack Henry & Associates IncStock1,421$28.0 萬<0.1%歷史
ICEIntercontinental Exchange, Inc.Stock2,102$27.8 萬<0.1%歷史
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$27.6 萬<0.1%–
ARTWArts Way Manufacturing Co IncCOM49,600$27.4 萬<0.1%歷史
PBCTPeople's United Financial, Inc.COM13,553$27.1 萬<0.1%歷史
RILYBRC Group Holdings, Inc.COM3,838$26.9 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$26.8 萬<0.1%–
MURMurphy Oil CorpCOM6,605$26.7 萬<0.1%歷史
PENNPENN Entertainment, Inc.COM6,277$26.6 萬<0.1%歷史
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$26.6 萬<0.1%–
Atlantica Sustainable Infr PG0751N103SHS7,587$26.6 萬<0.1%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$26.2 萬<0.1%–
STAGSTAG Industrial, Inc.COM6,280$26.0 萬<0.1%歷史
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$25.9 萬<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,571$25.9 萬<0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$25.6 萬<0.1%–
EXPEExpedia Group, Inc.Stock1,297$25.4 萬<0.1%歷史
STMSTMicroelectronics N.V.NY REGISTRY5,884$25.4 萬<0.1%歷史
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$25.1 萬<0.1%歷史
CHGGChegg, IncCOM6,878$25.0 萬<0.1%歷史
Global X FDS37954Y442CLOUD COMPUTNG11,273$24.8 萬<0.1%–
LHLabcorp Holdings Inc.COM NEW934$24.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$24.5 萬<0.1%–
KKRKKR & Co. Inc.COM4,131$24.2 萬<0.1%歷史
AGCOAGCO CorpCOM1,626$23.8 萬<0.1%歷史
Amplify ETF Tr032108102ONLIN RETL ETF3,608$23.7 萬<0.1%–
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Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$23.2 萬<0.1%–
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PFGPrincipal Financial Group IncCOM3,150$23.1 萬<0.1%歷史
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First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$22.9 萬<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$22.9 萬<0.1%歷史