ExOne Co
XONEDelisted Nov 12, 2021- Industry
- Printing Trades Machinery & Equipment
- SEC CIK
- 0001561627
ExOne Co was delisted on Nov 12, 2021; its insiders filed their last Form 4 on Nov 16, 2021; 94 institutions reported holding it in 13F filings for Q3 2021, worth $310.0M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in ExOne Co as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- −3 vs. Q2 2021
- Shares held
- 13.3M
- +2.68M (+25.3%) vs. Q2 2021
- Total value
- $310.0M
- +$80.6M (+35.1%) vs. Q2 2021
- New holders
- 24
- 16 more added
- Sold out
- 27
- 33 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XONE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 94 | $310.0M |
| Q2 2021 | 97 | $229.4M |
| Q1 2021 | 103 | $359.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding ExOne Co; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sumitomo Mitsui Trust Holdings, Inc. | 1,475,897 | $34.5M | 0.02% | 00.0% | Unchanged |
| Nikko Asset Management Americas, Inc. | 1,475,897 | $33.9M | 0.15% | 00.0% | Unchanged |
| Alpine Associates Management Inc. | 1,266,618 | $29.6M | 0.96% | +1,266,618 | New |
| BlackRock Inc. | 1,130,131 | $26.4M | 0.00% | −6,742−0.6% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 1,125,369 | $26.3M | 0.06% | −1,073,883−48.8% | Reduced |
| Vanguard Group Inc | 820,607 | $19.2M | 0.00% | +11,351+1.4% | Added |
| Magnetar Financial LLC | 805,769 | $18.8M | 0.19% | +805,769 | New |
| State Street Corp | 577,895 | $13.5M | 0.00% | +35,289+6.5% | Added |
| JPMorgan Chase & Co | 306,698 | $7.17M | 0.00% | +300,154+4,586.7% | Added |
| Man Group plc | 295,341 | $6.91M | 0.02% | +295,341 | New |
| Geode Capital Management, LLC | 295,251 | $6.90M | 0.00% | +19,344+7.0% | Added |
| Ramius Advisors LLC | 284,410 | $6.65M | 4.11% | +284,410 | New |
| D. E. Shaw & Co., Inc. | 279,319 | $6.53M | 0.01% | −68,929−19.8% | Reduced |
| Mangrove Partners | 234,257 | $5.48M | 0.60% | +234,257 | New |
| Citigroup Inc | 233,982 | $5.47M | 0.01% | +229,938+5,685.9% | Added |
| Ergoteles LLC | 201,209 | $4.70M | 0.17% | +201,209 | New |
| Glazer Capital, LLC | 183,333 | $4.29M | 0.08% | +183,333 | New |
| Northern Trust Corp | 150,902 | $3.53M | 0.00% | −4,809−3.1% | Reduced |
| Millennium Management LLC | 150,227 | $3.51M | 0.00% | −125,531−45.5% | Reduced |
| Marshall Wace, LLP | 143,386 | $3.35M | 0.02% | +116,262+428.6% | Added |
| Two Sigma Investments, LP | 123,256 | $2.88M | 0.01% | −14,665−10.6% | Reduced |
| Natixis | 107,799 | $2.52M | 0.01% | +87,280+425.4% | Added |
| Belvedere Trading LLC | 112,398 | $2.47M | 0.67% | +112,398 | New |
| HAP Trading, LLC | 105,303 | $2.46M | 0.18% | +105,303 | New |
| LMR Partners LLP | 100,000 | $2.34M | 0.03% | +100,000 | New |
| Bank of America Corp | 99,216 | $2.32M | 0.00% | +35,059+54.6% | Added |
| Morgan Stanley | 93,089 | $2.18M | 0.00% | −60,242−39.3% | Reduced |
| Goldman Sachs Group Inc | 84,710 | $1.98M | 0.00% | +58,940+228.7% | Added |
| Marshall Wace North America L.P. | 83,057 | $1.94M | 0.01% | +83,057 | New |
| Dimensional Fund Advisors LP | 79,779 | $1.86M | 0.00% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 73,748 | $1.72M | 0.06% | +73,748 | New |
| Bank of New York Mellon Corp | 70,088 | $1.64M | 0.00% | +6,712+10.6% | Added |
| Nuveen Asset Management, LLC | 67,945 | $1.59M | 0.00% | +74+0.1% | Added |
| Barclays PLC | 67,046 | $1.57M | 0.00% | +64,888+3,006.9% | Added |
| Brevan Howard Capital Management LP | 53,460 | $1.25M | 0.76% | −5,940−10.0% | Reduced |
| BCK Capital Management LP | 52,000 | $1.22M | 0.73% | +52,000 | New |
| Charles Schwab Investment Management Inc | 43,163 | $1.01M | 0.00% | −29−0.1% | Reduced |
| Advisor Group Holdings, Inc. | 36,498 | $853.0K | 0.00% | −3,015−7.6% | Reduced |
| Susquehanna International Group, LLP | 30,176 | $706.0K | 0.00% | +14,846+96.8% | Added |
| Guggenheim Capital LLC | 28,781 | $673.0K | 0.00% | +28,781 | New |
| Two Sigma Advisers, LP | 25,200 | $589.0K | 0.00% | −76,100−75.1% | Reduced |
| SG Americas Securities, LLC | 23,287 | $544.0K | 0.00% | +23,287 | New |
| Reynders McVeigh Capital Management, LLC | 22,480 | $526.0K | 0.03% | −560−2.4% | Reduced |
| GAM Holding AG | 21,700 | $507.0K | 0.02% | +21,700 | New |
| Jane Street Group, LLC | 21,580 | $505.0K | 0.00% | −40,490−65.2% | Reduced |
| Verition Fund Management LLC | 21,453 | $502.0K | 0.01% | +21,453 | New |
| Rhumbline Advisers | 21,120 | $494.0K | 0.00% | +800+3.9% | Added |
| Simplex Trading, LLC | 18,271 | $384.0K | 0.01% | −2,900−13.7% | Reduced |
| Voloridge Investment Management, LLC | 14,619 | $342.0K | 0.00% | −62,022−80.9% | Reduced |
| Gibson Capital, LLC | 14,450 | $337.0K | 0.09% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 11,701 | $274.0K | 0.00% | −5,219−30.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,194 | $262.0K | 0.00% | −4,175−27.2% | Reduced |
| Gsa Capital Partners LLP | 10,686 | $250.0K | 0.03% | +10,686 | New |
| Deutsche Bank AG | 10,389 | $243.0K | 0.00% | −4,394−29.7% | Reduced |
| Marathon Capital Management | 10,000 | $234.0K | 0.05% | 00.0% | Unchanged |
| Citadel Advisors LLC | 9,935 | $232.0K | 0.00% | −24,255−70.9% | Reduced |
| American International Group, Inc. | 9,329 | $218.0K | 0.00% | −222−2.3% | Reduced |
| California State Teachers Retirement System | 9,213 | $215.0K | 0.00% | −14,267−60.8% | Reduced |
| Manufacturers Life Insurance Company, The | 8,888 | $208.0K | 0.00% | −671−7.0% | Reduced |
| Belpointe Asset Management LLC | 5,900 | $138.0K | 0.01% | +5,900 | New |
| MetLife Investment Management | 5,260 | $123.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,918 | $114.0K | 0.00% | +2,074+72.9% | Added |
| Metropolitan Life Insurance Co | 4,505 | $105.3K | 0.00% | −50−1.1% | Reduced |
| Sphinx Trading, LP | 4,500 | $105.0K | 0.14% | +4,500 | New |
| BNP Paribas Arbitrage, SA | 4,217 | $98.6K | 0.00% | +2,547+152.5% | Added |
| Harbour Investments, Inc. | 3,123 | $73.0K | 0.00% | −925−22.9% | Reduced |
| Group One Trading, L.P. | 2,874 | $67.0K | 0.00% | −21,026−88.0% | Reduced |
| Cutler Group LP | 2,574 | $60.0K | 0.00% | −1,226−32.3% | Reduced |
| Rockefeller Capital Management L.P. | 2,000 | $46.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 1,391 | $33.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 993 | $23.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 858 | $20.0K | 0.00% | −3,222−79.0% | Reduced |
| Huntington National Bank | 600 | $14.0K | 0.00% | −500−45.5% | Reduced |
| Wells Fargo & Company | 627 | $14.0K | 0.00% | −164−20.7% | Reduced |
| Harbor Investment Advisory, LLC | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 410 | $10.0K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 387 | $9.00K | 0.00% | −1,424−78.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 325 | $8.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 300 | $7.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $7.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 215 | $5.03K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 200 | $5.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 160 | $4.00K | 0.00% | −8,330−98.1% | Reduced |
| Larson Financial Group LLC | 137 | $3.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 100 | $2.00K | 0.00% | +100 | New |
| Brewin Dolphin Ltd | 70 | $1.64K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 50 | $1.00K | 0.00% | −1,773−97.3% | Reduced |
| IFP Advisors, Inc | 60 | $1.00K | 0.00% | −100−62.5% | Reduced |
| Princeton Global Asset Management LLC | 30 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 32 | $1.00K | 0.00% | +32 | New |
| Parallel Advisors, LLC | 30 | $1.00K | 0.00% | +30 | New |
| Leelyn Smith, LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 40 | $0 | 0.00% | +40 | New |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −95,606−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −80,285−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −66,499−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −57,000−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −52,588−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |