ExOne Co
XONEDelisted Nov 12, 2021- Industry
- Printing Trades Machinery & Equipment
- SEC CIK
- 0001561627
ExOne Co was delisted on Nov 12, 2021; its insiders filed their last Form 4 on Nov 16, 2021; 94 institutions reported holding it in 13F filings for Q3 2021, worth $310.0M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in ExOne Co as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 94
- −3 vs. Q2 2021
- Shares held
- 13.3M
- +2.68M (+25.3%) vs. Q2 2021
- Total value
- $310.0M
- +$80.6M (+35.1%) vs. Q2 2021
- New holders
- 24
- 16 more added
- Sold out
- 27
- 33 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting XONE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 94 | $310.0M |
| Q2 2021 | 97 | $229.4M |
| Q1 2021 | 103 | $359.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding ExOne Co; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Leelyn Smith, LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 40 | $0 | 0.00% | +40 | New |
| Captrust Financial Advisors | 50 | $1.00K | 0.00% | −1,773−97.3% | Reduced |
| IFP Advisors, Inc | 60 | $1.00K | 0.00% | −100−62.5% | Reduced |
| Princeton Global Asset Management LLC | 30 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 32 | $1.00K | 0.00% | +32 | New |
| Parallel Advisors, LLC | 30 | $1.00K | 0.00% | +30 | New |
| Brewin Dolphin Ltd | 70 | $1.64K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 100 | $2.00K | 0.00% | +100 | New |
| Larson Financial Group LLC | 137 | $3.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 160 | $4.00K | 0.00% | −8,330−98.1% | Reduced |
| The PNC Financial Services Group, Inc. | 200 | $5.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 215 | $5.03K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 300 | $7.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $7.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 325 | $8.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 387 | $9.00K | 0.00% | −1,424−78.6% | Reduced |
| NEXT Financial Group, Inc | 410 | $10.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 600 | $14.0K | 0.00% | −500−45.5% | Reduced |
| Wells Fargo & Company | 627 | $14.0K | 0.00% | −164−20.7% | Reduced |
| Tower Research Capital LLC (TRC) | 858 | $20.0K | 0.00% | −3,222−79.0% | Reduced |
| Ameritas Investment Partners, Inc. | 993 | $23.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 1,391 | $33.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,000 | $46.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 2,574 | $60.0K | 0.00% | −1,226−32.3% | Reduced |
| Group One Trading, L.P. | 2,874 | $67.0K | 0.00% | −21,026−88.0% | Reduced |
| Harbour Investments, Inc. | 3,123 | $73.0K | 0.00% | −925−22.9% | Reduced |
| BNP Paribas Arbitrage, SA | 4,217 | $98.6K | 0.00% | +2,547+152.5% | Added |
| Sphinx Trading, LP | 4,500 | $105.0K | 0.14% | +4,500 | New |
| Metropolitan Life Insurance Co | 4,505 | $105.3K | 0.00% | −50−1.1% | Reduced |
| Royal Bank of Canada | 4,918 | $114.0K | 0.00% | +2,074+72.9% | Added |
| MetLife Investment Management | 5,260 | $123.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 5,900 | $138.0K | 0.01% | +5,900 | New |
| Manufacturers Life Insurance Company, The | 8,888 | $208.0K | 0.00% | −671−7.0% | Reduced |
| California State Teachers Retirement System | 9,213 | $215.0K | 0.00% | −14,267−60.8% | Reduced |
| American International Group, Inc. | 9,329 | $218.0K | 0.00% | −222−2.3% | Reduced |
| Citadel Advisors LLC | 9,935 | $232.0K | 0.00% | −24,255−70.9% | Reduced |
| Marathon Capital Management | 10,000 | $234.0K | 0.05% | 00.0% | Unchanged |
| Deutsche Bank AG | 10,389 | $243.0K | 0.00% | −4,394−29.7% | Reduced |
| Gsa Capital Partners LLP | 10,686 | $250.0K | 0.03% | +10,686 | New |
| Raymond James Financial Services Advisors, Inc. | 11,194 | $262.0K | 0.00% | −4,175−27.2% | Reduced |
| New York State Common Retirement Fund | 11,701 | $274.0K | 0.00% | −5,219−30.8% | Reduced |
| Gibson Capital, LLC | 14,450 | $337.0K | 0.09% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 14,619 | $342.0K | 0.00% | −62,022−80.9% | Reduced |
| Simplex Trading, LLC | 18,271 | $384.0K | 0.01% | −2,900−13.7% | Reduced |
| Rhumbline Advisers | 21,120 | $494.0K | 0.00% | +800+3.9% | Added |
| Verition Fund Management LLC | 21,453 | $502.0K | 0.01% | +21,453 | New |
| Jane Street Group, LLC | 21,580 | $505.0K | 0.00% | −40,490−65.2% | Reduced |
| GAM Holding AG | 21,700 | $507.0K | 0.02% | +21,700 | New |
| Reynders McVeigh Capital Management, LLC | 22,480 | $526.0K | 0.03% | −560−2.4% | Reduced |
| SG Americas Securities, LLC | 23,287 | $544.0K | 0.00% | +23,287 | New |
| Two Sigma Advisers, LP | 25,200 | $589.0K | 0.00% | −76,100−75.1% | Reduced |
| Guggenheim Capital LLC | 28,781 | $673.0K | 0.00% | +28,781 | New |
| Susquehanna International Group, LLP | 30,176 | $706.0K | 0.00% | +14,846+96.8% | Added |
| Advisor Group Holdings, Inc. | 36,498 | $853.0K | 0.00% | −3,015−7.6% | Reduced |
| Charles Schwab Investment Management Inc | 43,163 | $1.01M | 0.00% | −29−0.1% | Reduced |
| BCK Capital Management LP | 52,000 | $1.22M | 0.73% | +52,000 | New |
| Brevan Howard Capital Management LP | 53,460 | $1.25M | 0.76% | −5,940−10.0% | Reduced |
| Barclays PLC | 67,046 | $1.57M | 0.00% | +64,888+3,006.9% | Added |
| Nuveen Asset Management, LLC | 67,945 | $1.59M | 0.00% | +74+0.1% | Added |
| Bank of New York Mellon Corp | 70,088 | $1.64M | 0.00% | +6,712+10.6% | Added |
| IndexIQ Advisors LLC | 73,748 | $1.72M | 0.06% | +73,748 | New |
| Dimensional Fund Advisors LP | 79,779 | $1.86M | 0.00% | 00.0% | Unchanged |
| Marshall Wace North America L.P. | 83,057 | $1.94M | 0.01% | +83,057 | New |
| Goldman Sachs Group Inc | 84,710 | $1.98M | 0.00% | +58,940+228.7% | Added |
| Morgan Stanley | 93,089 | $2.18M | 0.00% | −60,242−39.3% | Reduced |
| Bank of America Corp | 99,216 | $2.32M | 0.00% | +35,059+54.6% | Added |
| LMR Partners LLP | 100,000 | $2.34M | 0.03% | +100,000 | New |
| HAP Trading, LLC | 105,303 | $2.46M | 0.18% | +105,303 | New |
| Belvedere Trading LLC | 112,398 | $2.47M | 0.67% | +112,398 | New |
| Natixis | 107,799 | $2.52M | 0.01% | +87,280+425.4% | Added |
| Two Sigma Investments, LP | 123,256 | $2.88M | 0.01% | −14,665−10.6% | Reduced |
| Marshall Wace, LLP | 143,386 | $3.35M | 0.02% | +116,262+428.6% | Added |
| Millennium Management LLC | 150,227 | $3.51M | 0.00% | −125,531−45.5% | Reduced |
| Northern Trust Corp | 150,902 | $3.53M | 0.00% | −4,809−3.1% | Reduced |
| Glazer Capital, LLC | 183,333 | $4.29M | 0.08% | +183,333 | New |
| Ergoteles LLC | 201,209 | $4.70M | 0.17% | +201,209 | New |
| Citigroup Inc | 233,982 | $5.47M | 0.01% | +229,938+5,685.9% | Added |
| Mangrove Partners | 234,257 | $5.48M | 0.60% | +234,257 | New |
| D. E. Shaw & Co., Inc. | 279,319 | $6.53M | 0.01% | −68,929−19.8% | Reduced |
| Ramius Advisors LLC | 284,410 | $6.65M | 4.11% | +284,410 | New |
| Geode Capital Management, LLC | 295,251 | $6.90M | 0.00% | +19,344+7.0% | Added |
| Man Group plc | 295,341 | $6.91M | 0.02% | +295,341 | New |
| JPMorgan Chase & Co | 306,698 | $7.17M | 0.00% | +300,154+4,586.7% | Added |
| State Street Corp | 577,895 | $13.5M | 0.00% | +35,289+6.5% | Added |
| Magnetar Financial LLC | 805,769 | $18.8M | 0.19% | +805,769 | New |
| Vanguard Group Inc | 820,607 | $19.2M | 0.00% | +11,351+1.4% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 1,125,369 | $26.3M | 0.06% | −1,073,883−48.8% | Reduced |
| BlackRock Inc. | 1,130,131 | $26.4M | 0.00% | −6,742−0.6% | Reduced |
| Alpine Associates Management Inc. | 1,266,618 | $29.6M | 0.96% | +1,266,618 | New |
| Nikko Asset Management Americas, Inc. | 1,475,897 | $33.9M | 0.15% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,475,897 | $34.5M | 0.02% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −95,606−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −80,285−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −66,499−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −57,000−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −52,588−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |