ExOne Co
XONEDelisted Nov 12, 2021- Industry
- Printing Trades Machinery & Equipment
- SEC CIK
- 0001561627
ExOne Co was delisted on Nov 12, 2021; its insiders filed their last Form 4 on Nov 16, 2021; 94 institutions reported holding it in 13F filings for Q3 2021, worth $310.0M in total; ARK Invest was the only superinvestor holding it.
Holders of 5% or more of XONE
Holders whose latest Schedule 13D or 13G filing reports 5% or more of ExOne Co, largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of ExOne Co on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
8 Schedule 13D and 13G filings on ExOne Co, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Feb 14, 2022 | Nikko Asset Management Americas, Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 4, 2022 | Sumitomo Mitsui Trust Holdings, Inc. | 13G/AOld format | – | – | – | SEC |
| Nov 22, 2021 | Rockwell S Kent | 13D/AOld format | – | – | – | SEC |
| Mar 12, 2021 | Rockwell S Kent | 13D/AOld format | – | – | – | SEC |
| Feb 16, 2021 | ARK Investment Management LLCSuperinvestorARK Invest | 13G/AOld format | – | – | – | SEC |
| Feb 11, 2021 | Nikko Asset Management Americas, Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 5, 2021 | Sumitomo Mitsui Trust Holdings, Inc. | 13G/AOld format | – | – | – | SEC |
| Jan 14, 2021 | Rockwell S Kent | 13D/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell ExOne Co shares.
No Form 144 notices for ExOne Co are on file.