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Upstart Holdings, Inc.

UPST
Exchange
Nasdaq
Industry
Finance Services
SEC CIK
0001647639

In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Upstart Holdings, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
1 filing
1 insider, $1.28M in total
Open-market sells
8 filings
4 insiders, $4.37M in total
Insiders trading
5
Net value
−$3.10M
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Upstart Holdings, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Upstart Holdings, Inc.
NameTitleLast reported holdingLast filingFilings, past year
Gu PaulChief Executive Officer130,000IndirectSep 10, 20264
Datta SanjayPresident, Capital& Enterprise476,578Sep 10, 20269
Mirgorodskaya NataliaSee Remarks35,875Aug 27, 202610
Darling ScottChief Legal Officer73,306Aug 21, 202613
Blankmeyer AndreaChief Financial Officer152,208Aug 19, 20263
Wennes Timothy HDirector6,476Jun 2, 20261
Terry Hilliard C. IIIDirector37,432Jun 2, 20261
Cooper Kerry WhortonDirector6,476Jun 2, 20263
Hentges MaryDirector37,149Jun 2, 20261
O'Kelly CiaranDirector39,484Jun 2, 20262
Bernard Peter JDirector11,392Jun 2, 20262
Girouard DaveDirector, 10% Owner9,348,016IndirectMay 8, 20262
Huber JeffDirector29,671May 29, 20250
Singh Cassidy SukhinderDirector8,278Dec 3, 20240
Nicoll AlisonGeneral Counsel and Secretary412,983Jun 28, 20220
Counselman Anna M.SVP, People and Operations19,143Feb 23, 20220
Third Point LLC10% Owner8,100,000IndirectDec 3, 20210
Loeb Daniel S10% Owner, Other: See Footnote (1)8,100,000IndirectDec 3, 20210

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Jan 28, 2022 (view filing)4:36 PM ETJan 262 daysNicoll AlisonGeneral CounselSSale−7.50K$100.64−$754.8K−4.0%179.3K after9 lots
Jan 21, 2022 (view filing)6:04 PM ETJan 192 daysNicoll AlisonGeneral CounselSSale−7.50K$108.27−$812.0K−4.0%179.3K after6 lots
Jan 14, 2022 (view filing)4:56 PM ETJan 122 daysNicoll AlisonGeneral CounselSSale−7.50K$121.74−$913.1K−4.0%179.3K after9 lots
Jan 7, 2022 (view filing)5:43 PM ETJan 52 daysNicoll AlisonGeneral CounselSSale−7.50K$132.75−$995.6K−4.0%179.3K after15 lots
Jan 5, 2022 (view filing)Jan 32 daysGirouard DaveChief Executive OfficerSSale−83.3K$148.48−$12.4M−61.0%53.3K after12 lots
Jan 5, 2022 (view filing)Jan 32 daysGirouard DaveChief Executive OfficerSSale−8.33K$150.46−$1.25M−1.5%563.2K after16 lots
Dec 30, 2021 (view filing)6:08 PM ETDec 291 dayNicoll AlisonGeneral CounselSSale−7.50K$146.41−$1.10M−4.0%179.3K after7 lots
Dec 23, 2021 (view filing)4:18 PM ETDec 221 dayNicoll AlisonGeneral CounselSSale−7.50K$145.88−$1.09M−4.0%179.3K after7 lots
Dec 17, 2021 (view filing)4:51 PM ETDec 152 daysNicoll AlisonGeneral CounselSSale−7.50K$146.24−$1.10M−34.5%14.2K after10 lots
Dec 10, 2021 (view filing)4:45 PM ETDec 82 daysNicoll AlisonGeneral CounselSSale−7.50K$191.83−$1.44M−34.5%14.2K after12 lots
Dec 3, 2021 (view filing)8:48 PM ETDec 12 daysNicoll AlisonGeneral CounselSSale−7.50K$194.21−$1.46M−34.5%14.2K after19 lots
Dec 3, 2021 (view filing)5:43 PM ETDec 3Same dayThird Point LLC and 1 other10% OwnerSSale−395.0K$178.22−$70.4M−4.6%8.10M after23 lots
Dec 3, 2021 (view filing)5:40 PM ETDec 21 dayThird Point LLC and 1 other10% Owner, Other: See Footnote(1)SSale−805.0K$172.09−$138.5M−8.7%8.49M after24 lots
Dec 3, 2021 (view filing)Dec 12 daysGirouard DaveChief Executive OfficerSSale−12.5K$202.45−$2.53M−2.2%567.3K after20 lots
Dec 3, 2021 (view filing)Dec 12 daysGirouard DaveChief Executive OfficerSSale−125.0K$194.11−$24.3M−70.1%53.3K after27 lots
Nov 30, 2021 (view filing)Nov 264 daysMirgorodskaya NataliaCorporate ControllerSSale−259$201.30−$52.1K−1.1%22.5K after
Nov 29, 2021 (view filing)7:34 PM ETNov 245 daysNicoll AlisonGeneral CounselSSale−7.50K$203.73−$1.53M−34.5%14.2K after14 lots
Nov 26, 2021 (view filing)8:22 PM ETNov 233 daysThird Point LLC and 1 other10% OwnerSSale−200.0K$198.14−$39.6M−2.1%9.30M after12 lots
Nov 24, 2021 (view filing)Nov 231 dayMirgorodskaya NataliaCorporate ControllerSSale−278$198.52−$55.2K−1.2%22.7K after
Nov 23, 2021 (view filing)5:10 PM ETNov 194 daysThird Point LLC and 1 other10% Owner, Other: See Footnote(1)SSale−750.0K$212.96−$159.7M−7.3%9.50M after22 lots
Nov 23, 2021 (view filing)Nov 194 daysSingh Cassidy SukhinderDirectorSSale−5.00K$211.76−$1.06M−77.0%1.49K after
Nov 19, 2021 (view filing)4:55 PM ETNov 172 daysNicoll AlisonGeneral CounselSSale−12.5K$238.47−$2.98M−46.8%14.2K after13 lots
Nov 17, 2021 (view filing)7:54 PM ETNov 152 daysGu PaulSVP, Product and Data ScienceSSale−39.0K$244.94−$9.55M−8.5%417.4K after25 lots
Nov 17, 2021 (view filing)5:39 PM ETNov 152 daysThird Point LLC and 1 other10% Owner, Other: See Footnote (1)SSale−2.15M$238.54−$512.9M−17.3%10.3M after28 lots
Nov 17, 2021 (view filing)Nov 152 daysHentges MaryDirectorSSale−30.0K$245.89−$7.38M−95.3%1.49K after20 lots
Nov 15, 2021 (view filing)Nov 114 daysTerry Hilliard C. IIIDirectorSSale−60.0K$251.15−$15.1M−97.6%1.49K after18 lots
Nov 12, 2021 (view filing)4:10 PM ETNov 102 daysNicoll AlisonGeneral CounselSSale−22.5K$255.20−$5.74M−61.3%14.2K after26 lots
Nov 5, 2021 (view filing)5:16 PM ETNov 32 daysNicoll AlisonGeneral CounselSSale−22.5K$328.93−$7.40M−61.3%14.2K after20 lots
Nov 3, 2021 (view filing)Nov 12 daysGirouard DaveChief Executive OfficerSSale−12.5K$330.02−$4.12M−1.3%981.3K after20 lots
Nov 3, 2021 (view filing)Nov 12 daysGirouard DaveChief Executive OfficerSSale−125.0K$336.95−$42.1M−70.1%53.3K after19 lots
Oct 29, 2021 (view filing)6:17 PM ETOct 272 daysNicoll AlisonGeneral CounselSSale−22.5K$320.78−$7.22M−61.3%14.2K after19 lots
Oct 22, 2021 (view filing)4:45 PM ETOct 202 daysNicoll AlisonGeneral CounselSSale−22.5K$359.87−$8.10M−61.3%14.2K after14 lots
Oct 19, 2021 (view filing)6:25 PM ETOct 154 daysGu PaulSVP, Product and Data ScienceSSale−155.0K$390.73−$60.6M−35.8%277.4K after20 lots
Oct 15, 2021 (view filing)4:22 PM ETOct 132 daysNicoll AlisonGeneral CounselSSale−22.5K$337.34−$7.59M−61.3%14.2K after16 lots
Oct 8, 2021 (view filing)4:32 PM ETOct 62 daysNicoll AlisonGeneral CounselSSale−22.5K$301.00−$6.77M−61.3%14.2K after18 lots
Oct 5, 2021 (view filing)Oct 14 daysGirouard DaveChief Executive OfficerSSale−12.5K$309.10−$3.86M−1.2%987.5K after16 lots
Oct 5, 2021 (view filing)Oct 14 daysGirouard DaveChief Executive OfficerSSale−125.0K$301.60−$37.7M−70.1%53.3K after27 lots
Oct 1, 2021 (view filing)5:09 PM ETSep 292 daysNicoll AlisonGeneral CounselSSale−22.5K$324.32−$7.30M−61.3%14.2K after12 lots
Sep 24, 2021 (view filing)4:41 PM ETSep 222 daysNicoll AlisonGeneral CounselSSale−22.5K$321.65−$7.24M−61.3%14.2K after17 lots
Sep 17, 2021 (view filing)8:37 PM ETSep 152 daysGu PaulSVP, Product and Data ScienceSSale−155.0K$270.40−$41.9M−35.8%277.4K after16 lots
Sep 17, 2021 (view filing)8:35 PM ETSep 152 daysNicoll AlisonGeneral CounselSSale−22.5K$270.88−$6.09M−61.3%14.2K after17 lots
Sep 17, 2021 (view filing)Aug 3117 daysMirgorodskaya NataliaCorporate ControllerSSale−234$223.04−$52.2K−1.0%23.0K afterAmended
Sep 17, 2021 (view filing)Aug 2523 daysMirgorodskaya NataliaCorporate ControllerSSale−304$218.80−$66.5K−1.3%23.2K afterAmended
Sep 10, 2021 (view filing)6:14 PM ETSep 82 daysNicoll AlisonGeneral CounselSSale−22.5K$269.75−$6.07M−61.3%14.2K after14 lots
Sep 3, 2021 (view filing)8:12 PM ETSep 12 daysNicoll AlisonGeneral CounselSSale−22.5K$225.41−$5.07M−61.3%14.2K after5 lots
Sep 3, 2021 (view filing)Sep 12 daysGirouard DaveChief Executive OfficerSSale−125.0K$225.44−$28.2M−70.1%53.3K after6 lots
Sep 3, 2021 (view filing)Sep 12 daysGirouard DaveChief Executive OfficerSSale−12.5K$225.54−$2.82M−1.2%993.8K after10 lots
Aug 27, 2021 (view filing)7:56 PM ETAug 252 daysNicoll AlisonGeneral CounselSSale−22.5K$217.98−$4.90M−61.3%14.2K after9 lots
Aug 24, 2021 (view filing)5:05 PM ETAug 20-244 daysThird Point LLC and 1 other10% OwnerSSale−981.2K$202.03−$198.2M−7.3%12.4M after3 lots
Aug 23, 2021 (view filing)7:49 PM ETAug 194 daysCounselman Anna M.SVP, People and OperationsSSale−608.4K$201.73−$122.7M−98.0%12.2K after20 lots