Third Point LLC's Form 4 filing
Upstart Holdings, Inc. (UPST) · filed Nov 26, 2021
- Accession no.
- 0000899243-21-046183
- Filed
- Nov 26, 2021, 8:22 PM ET
- Trade date
- Nov 23, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 0 derivative transactions. Open-market sales total $39.6M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Third Point LLCCIK 0001040273 | 10% Owner |
| Loeb Daniel SCIK 0001300345 | 10% Owner, Other: See Footnote (1) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock | SSaleDisposed | −9,227 | $190.31 | −$1,756,014.36 | 9,490,773 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −7,254 | $191.41 | −$1,388,506.28 | 9,483,519 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −12,516 | $192.60 | −$2,410,526.53 | 9,471,003 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −18,233 | $193.58 | −$3,529,562.37 | 9,452,770 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −22,005 | $194.39 | −$4,277,446.33 | 9,430,765 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −30,765 | $195.47 | −$6,013,594.56 | 9,400,000 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −18,513 | $200.43 | −$3,710,569.85 | 9,381,487 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −20,544 | $201.35 | −$4,136,583.71 | 9,360,943 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −25,277 | $202.54 | −$5,119,679.41 | 9,335,666 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −15,591 | $203.61 | −$3,174,436.74 | 9,320,075 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −14,993 | $204.59 | −$3,067,413.37 | 9,305,082 | Indirect | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −5,082 | $205.38 | −$1,043,756.91 | 9,300,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.