Mirgorodskaya Natalia's Form 4/A amendment
AmendedUpstart Holdings, Inc. (UPST) · filed Sep 17, 2021
- Accession no.
- 0001209191-21-056797
- Filed
- Sep 17, 2021
- Trade date
- Aug 25, 2021
- Filing delay
- 23 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 27, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $66.5K. It was filed 23 days after the trade.
This amendment replaces 0001209191-21-053751 (filed Aug 27, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mirgorodskaya NataliaCIK 0001833851 | Officer (Corporate Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | SSaleDisposed | −304 | $218.80 | −$66,515.2 | 23,241 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.
- F2
The original Form 4 filed August 27, 2021 is amended to reflect that 304 shares, not 271 shares, were sold on August 25, 2021.
- F3
Includes 1,637 shares acquired on August 18, 2021 under the Issuer's 2020 Employee Stock Purchase Plan.
- F4
Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU