Upstart Holdings, Inc.

UPST

Exchange: Nasdaq
Industry: Finance Services
SEC CIK: 0001647639

SEC filings (opens in a new tab)

In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.

13F holders, Q1 2022

Institutional positions in Upstart Holdings, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 496; +24 vs. Q4 2021
Shares held: 40.6M; +2.00M (+5.2%) vs. Q4 2021
Total value: $4.43B; −$1.40B (−24.1%) vs. Q4 2021
New holders: 123; 248 more added
Sold out: 99; 73 more reduced

8 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 496 institutions

Value heldQ1 2022: $4.43B

Institutions holding UPST and their total value by quarter
Quarter	Holders	Value
Q2 2026	370	$2.07B
Q1 2026	340	$1.45B
Q4 2025	393	$2.83B
Q3 2025	412	$3.27B
Q2 2025	421	$3.98B
Q1 2025	387	$2.77B
Q4 2024	391	$3.59B
Q3 2024	349	$1.99B
Q2 2024	275	$919.5M
Q1 2024	278	$1.00B
Q4 2023	334	$1.70B
Q3 2023	291	$1.08B
Q2 2023	303	$1.30B
Q1 2023	266	$471.6M
Q4 2022	267	$388.9M
Q3 2022	306	$658.8M
Q2 2022	347	$1.17B
Q1 2022	496	$4.43B
Q4 2021	480	$5.83B
Q3 2021	428	$13.3B
Q2 2021	254	$5.00B
Q1 2021	132	$5.12B

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q4 2021.

Institutions holding UPST in Q1 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
Beaird Harris Wealth Management, LLC	2	$0	0.00%	00.0%	Unchanged
Resources Management Corp	1	$0	0.00%	+1	New
Lindbrook Capital, LLC	4	$0	0.00%	+4	New
Bellwether Advisors, LLC	2	$0	0.00%	+2	New
Raffa Wealth Management, LLC	5	$545	0.00%	00.0%	Unchanged
Focused Wealth Management, Inc	10	$1.00K	0.00%	−310−96.9%	Reduced
JJJ Advisors Inc.	5	$1.00K	0.00%	−300−98.4%	Reduced
Castleview Partners, LLC	10	$1.00K	0.00%	−1,503−99.3%	Reduced
Accel Wealth Management	13	$1.00K	0.00%	−7−35.0%	Reduced
Harvest Group Wealth Management, LLC	11	$1.00K	0.00%	+1+10.0%	Added
Mach-1 Financial Group, Inc.	17	$1.00K	0.00%	00.0%	Unchanged
Horrell Capital Management, Inc.	8	$1.00K	0.00%	00.0%	Unchanged
Kistler-Tiffany Companies, LLC	6	$1.00K	0.00%	00.0%	Unchanged
Surevest, LLC	5	$1.00K	0.00%	00.0%	Unchanged
Ellevest, Inc.	9	$1.00K	0.00%	00.0%	Unchanged
Quadrant Capital Group LLC	5	$1.00K	0.00%	+1+25.0%	Added
Investors Research Corp	6	$1.00K	0.00%	+2+50.0%	Added
City State Bank	9	$1.00K	0.00%	00.0%	Unchanged
Berkshire Capital Holdings Inc	10	$1.00K	0.00%	+10	New
Asset Dedication, LLC	5	$1.00K	0.00%	+5	New
Moisand Fitzgerald Tamayo, LLC	10	$1.00K	0.00%	+10	New
O'Dell Group, LLC	6	$1.00K	0.00%	+6	New
PEAK6 Investments LLC	10	$1.00K	0.00%	+10	New
American State Bank (Iowa)	10	$1.09K	0.00%	00.0%	Unchanged
Sutton Wealth Advisors Inc.	11	$1.20K	0.00%	+11	New
City Holding Co	20	$2.00K	0.00%	00.0%	Unchanged
Creative Financial Designs Inc	20	$2.00K	0.00%	00.0%	Unchanged
Allworth Financial LP	22	$2.00K	0.00%	00.0%	Unchanged
Laurel Wealth Advisors LLC	20	$2.00K	0.00%	00.0%	Unchanged
Missouri Trust & Investment Co	22	$2.00K	0.00%	00.0%	Unchanged
Private Ocean, LLC	18	$2.00K	0.00%	+4+28.6%	Added
Prestige Wealth Management Group LLC	14	$2.00K	0.00%	00.0%	Unchanged
Quent Capital, LLC	20	$2.00K	0.00%	+5+33.3%	Added
GHP Investment Advisors, Inc.	16	$2.00K	0.00%	+16	New
West Oak Capital, LLC	25	$3.00K	0.00%	−100−80.0%	Reduced
Clearstead Advisors, LLC	27	$3.00K	0.00%	−53−66.3%	Reduced
Your Advocates Ltd., LLP	30	$3.00K	0.00%	00.0%	Unchanged
North Star Investment Management Corp.	24	$3.00K	0.00%	00.0%	Unchanged
Pittenger & Anderson Inc	26	$3.00K	0.00%	+19+271.4%	Added
Patriot Financial Group Insurance Agency, LLC	29	$3.00K	0.00%	+26+866.7%	Added
Ogorek Anthony Joseph	35	$3.00K	0.00%	+35	New
Zions Bancorporation, N.A.	24	$3.00K	0.00%	+24	New
Atticus Wealth Management, LLC	24	$3.00K	0.00%	+24	New
Mizuho Securities Co. Ltd.	33	$4.00K	0.00%	00.0%	Unchanged
Lake Point Wealth Management	35	$4.00K	0.00%	00.0%	Unchanged
Gould Capital, LLC	38	$4.00K	0.00%	+8+26.7%	Added
Horan Securities, Inc.	35	$4.00K	0.00%	+35	New
Global Retirement Partners, LLC	114	$4.00K	0.00%	+114	New
Ahrens Investment Partners LLC	50	$5.00K	0.00%	−50−50.0%	Reduced
Covington Capital Management	50	$5.00K	0.00%	00.0%	Unchanged
Oakworth Capital, Inc.	50	$5.00K	0.00%	00.0%	Unchanged
Piscataqua Savings Bank	50	$5.00K	0.00%	00.0%	Unchanged
RE Dickinson Investment Advisors, LLC	50	$5.00K	0.00%	+7+16.3%	Added
Loomis Sayles & Co L P	48	$5.00K	0.00%	+48	New
Private Capital Group, LLC	41	$5.00K	0.00%	+41	New
Sandy Spring Bank	57	$6.00K	0.00%	00.0%	Unchanged
Tradewinds Capital Management, LLC	57	$6.00K	0.00%	00.0%	Unchanged
Econ Financial Services Corp	54	$6.00K	0.00%	00.0%	Unchanged
Credit Agricole S A	60	$7.00K	0.00%	00.0%	Unchanged
Evermay Wealth Management LLC	75	$8.00K	0.00%	00.0%	Unchanged
Financial Connections Group, Inc.	80	$8.00K	0.01%	+20+33.3%	Added
Blue Bell Private Wealth Management, LLC	71	$8.00K	0.00%	+48+208.7%	Added
Holloway Wealth Management, LLC	–	$9.00K	0.00%	–	–
Elequin Capital LP	90	$10.0K	0.00%	+90	New
Koshinski Asset Management, Inc.	95	$10.4K	0.00%	00.0%	Unchanged
Herold Advisors, Inc.	100	$10.9K	0.00%	+100	New
Harvest Fund Management Co., Ltd	105	$11.0K	0.00%	00.0%	Unchanged
Parkside Financial Bank & Trust	100	$11.0K	0.00%	00.0%	Unchanged
Heritage Wealth Advisors	100	$11.0K	0.00%	00.0%	Unchanged
Sugarloaf Wealth Management, LLC	100	$11.0K	0.00%	00.0%	Unchanged
Oliver Lagore Vanvalin Investment Group	79	$11.0K	0.01%	+79	New
NVWM, LLC	110	$12.0K	0.00%	−52−32.1%	Reduced
Atlantic Trust, LLC	112	$12.0K	0.01%	00.0%	Unchanged
Achmea Investment Management B.V.	110	$12.0K	0.00%	+110	New
HHM Wealth Advisors, LLC	116	$13.0K	0.00%	+30+34.9%	Added
SOA Wealth Advisors, LLC.	125	$13.0K	0.00%	+125	New
Proequities, Inc.	132	$14.0K	0.00%	−57−30.2%	Reduced
Glassman Wealth Services	130	$14.0K	0.00%	+99+319.4%	Added
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	145	$15.0K	0.00%	+120+480.0%	Added
Macroview Investment Management LLC	137	$15.0K	0.02%	+137	New
Anchor Investment Management, LLC	141	$15.4K	0.00%	00.0%	Unchanged
Meeder Asset Management Inc	149	$16.0K	0.00%	−807−84.4%	Reduced
Adirondack Trust Co	150	$16.0K	0.01%	00.0%	Unchanged
Huntington National Bank	163	$18.0K	0.00%	+100+158.7%	Added
Hantz Financial Services, Inc.	161	$18.0K	0.00%	+161	New
Column Capital Advisors, LLC	178	$19.0K	0.00%	+145+439.4%	Added
HC Financial Advisors Inc	180	$20.0K	0.01%	+180	New
Larson Financial Group LLC	187	$20.0K	0.00%	+187	New
Farmers & Merchants Trust Co of Chambersburg PA	200	$22.0K	0.01%	+200	New
SJS Investment Consulting Inc.	233	$25.0K	0.01%	+233	New
Penserra Capital Management LLC	239	$26.0K	0.00%	+16+7.2%	Added
Carmichael Hill & Associates, Inc.	236	$26.0K	0.01%	+143+153.8%	Added
Massmutual Trust Co FSB	244	$27.0K	0.00%	+206+542.1%	Added
Money Concepts Capital Corp	244	$27.0K	0.00%	+244	New
First Horizon Advisors, Inc.	263	$29.0K	0.00%	+263	New
Bedel Financial Consulting, Inc.	278	$30.0K	0.01%	+14+5.3%	Added
Winch Advisory Services, LLC	287	$31.0K	0.01%	+287	New
GPS Wealth Strategies Group, LLC	290	$32.0K	0.01%	+290	New
Cribstone Capital Management, LLC	300	$33.0K	0.02%	00.0%	Unchanged
JFS Wealth Advisors, LLC	300	$33.0K	0.00%	+100+50.0%	Added