Upstart Holdings, Inc.

UPST

Exchange: Nasdaq
Industry: Finance Services
SEC CIK: 0001647639

SEC filings (opens in a new tab)

In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.

13F holders, Q3 2021

Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 428; +176 vs. Q2 2021
Shares held: 43.6M; +3.06M (+7.6%) vs. Q2 2021
Total value: $13.3B; +$8.30B (+166.7%) vs. Q2 2021
New holders: 228; 115 more added
Sold out: 52; 59 more reduced

2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 428 institutions

Value heldQ3 2021: $13.3B

Institutions holding UPST and their total value by quarter
Quarter	Holders	Value
Q2 2026	370	$2.07B
Q1 2026	340	$1.45B
Q4 2025	393	$2.83B
Q3 2025	412	$3.27B
Q2 2025	421	$3.98B
Q1 2025	387	$2.77B
Q4 2024	391	$3.59B
Q3 2024	349	$1.99B
Q2 2024	275	$919.5M
Q1 2024	278	$1.00B
Q4 2023	334	$1.70B
Q3 2023	291	$1.08B
Q2 2023	303	$1.30B
Q1 2023	266	$471.6M
Q4 2022	267	$388.9M
Q3 2022	306	$658.8M
Q2 2022	347	$1.17B
Q1 2022	496	$4.43B
Q4 2021	480	$5.83B
Q3 2021	428	$13.3B
Q2 2021	254	$5.00B
Q1 2021	132	$5.12B

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2021.

Institutions holding UPST in Q3 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Perigon Wealth Management, LLC	633	$200.0K	0.02%	+633	New
Truefg, LLC	625	$201.0K	0.09%	+625	New
HBW Advisory Services LLC	640	$203.0K	0.05%	+640	New
CKW Financial Group	682	$204.0K	0.03%	+272+66.3%	Added
World Asset Management Inc	644	$204.0K	0.02%	+644	New
Holderness Investments Co	649	$205.0K	0.07%	+649	New
Belpointe Asset Management LLC	647	$205.0K	0.01%	+647	New
Buckingham Strategic Wealth, LLC	662	$209.0K	0.00%	+662	New
Brighton Jones LLC	664	$210.0K	0.01%	+664	New
Laurel Wealth Advisors, Inc.	665	$210.0K	0.04%	+665	New
Geneva Partners, LLC	685	$217.0K	0.11%	+685	New
Captrust Financial Advisors	709	$224.0K	0.00%	+659+1,318.0%	Added
Brookstone Capital Management	653	$225.0K	0.00%	+653	New
Quantbot Technologies LP	732	$231.0K	0.02%	−1,398−65.6%	Reduced
Intersect Capital LLC	743	$235.0K	0.04%	+743	New
Dakota Wealth Management	766	$242.0K	0.03%	+766	New
Guggenheim Capital LLC	767	$243.0K	0.00%	+767	New
Cetera Investment Advisers	784	$248.0K	0.00%	−1,120−58.8%	Reduced
Cetera Advisors LLC	788	$249.0K	0.00%	+788	New
Mutual Advisors, LLC	794	$251.0K	0.01%	+794	New
IFP Advisors, Inc	797	$252.0K	0.01%	+358+81.5%	Added
Wealthfront Advisers LLC	822	$260.0K	0.00%	+822	New
Sciencast Management LP	785	$262.0K	0.07%	+785	New
Clare Market Investments LLC	830	$262.6K	0.08%	+830	New
Bayesian Capital Management, LP	831	$263.0K	0.08%	−1,369−62.2%	Reduced
Cherry Creek Investment Advisors, Inc.	844	$267.0K	0.18%	+844	New
Kestra Advisory Services, LLC	853	$270.0K	0.00%	+853	New
LGL Partners, LLC	855	$271.0K	0.16%	+855	New
Dynamic Advisor Solutions LLC	880	$278.0K	0.02%	+880	New
American International Group, Inc.	885	$280.0K	0.00%	+625+240.4%	Added
Cresset Asset Management, LLC	896	$283.0K	0.00%	+896	New
Maven Securities LTD	910	$288.0K	0.03%	+910	New
Independent Advisor Alliance	913	$289.0K	0.02%	+913	New
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	925	$293.0K	0.10%	+925	New
Stifel Financial Corp	937	$297.0K	0.00%	+937	New
Peregrine Asset Advisers, Inc.	1,050	$301.0K	0.15%	+1,050	New
Steel Peak Wealth Management LLC	952	$301.0K	0.02%	+952	New
Personal Capital Advisors Corp	969	$307.0K	0.00%	+969	New
One Wealth Advisors, LLC	1,000	$316.0K	0.09%	−65,000−98.5%	Reduced
Albion Financial Group	1,000	$316.0K	0.03%	00.0%	Unchanged
Leverage Partners Absolute Return Fund SPC	1,001	$317.0K	0.30%	+1,001	New
Paces Ferry Wealth Advisors, LLC	1,023	$324.0K	0.26%	+1,023	New
Los Angeles Capital Management LLC	1,027	$325.0K	0.00%	+1,027	New
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	1,030	$326.0K	0.02%	+1,030	New
Wedbush Securities Inc	1,045	$331.0K	0.02%	+1,045	New
First National Bank	1,057	$334.0K	0.32%	+1,057	New
Jaffetilchin Investment Partners, LLC	1,066	$337.0K	0.04%	+1,066	New
Sheaff Brock Investment Advisors, LLC	1,072	$339.0K	0.03%	+1,072	New
Oppenheimer & Co Inc	1,078	$341.0K	0.01%	+1,078	New
TriaGen Wealth Management LLC	1,087	$344.0K	0.19%	+1,087	New
Venturi Wealth Management, LLC	1,099	$348.0K	0.03%	+1,099	New
Integrated Wealth Concepts LLC	1,105	$350.0K	0.01%	+1,105	New
Keybank National Association	1,142	$361.0K	0.00%	+1,142	New
Wolff Wiese Magana LLC	1,144	$362.0K	0.26%	+539+89.1%	Added
Kercheville Advisors, LLC	1,145	$362.0K	0.17%	+1,145	New
Federation des caisses Desjardins du Quebec	1,150	$363.9K	0.00%	+100+9.5%	Added
Gerber Kawasaki Wealth & Investment Management	1,160	$367.0K	0.05%	+1,160	New
Thoroughbred Financial Services, LLC	1,186	$375.0K	0.09%	+1,186	New
Baldwin Brothers Inc	1,200	$380.0K	0.04%	00.0%	Unchanged
Blair William & Co	1,211	$383.0K	0.00%	+1,211	New
Prudential Financial Inc	1,682	$387.0K	0.00%	+1,682	New
Titus Wealth Management	1,235	$391.0K	0.21%	+1,235	New
Alpha Paradigm Partners, LLC	1,246	$394.0K	0.16%	+1,079+646.1%	Added
Kore Private Wealth LLC	1,254	$397.0K	0.04%	+1,254	New
J.W. Cole Advisors, Inc.	1,288	$408.0K	0.03%	+1,288	New
IBM Retirement Fund	1,298	$411.0K	0.03%	+1,298	New
Archford Capital Strategies, LLC	1,300	$411.0K	0.10%	+1,300	New
MML Investors Services, LLC	1,303	$412.0K	0.00%	+1,303	New
CSS LLC	1,334	$422.0K	0.02%	+1,334	New
Alps Advisors Inc	1,351	$428.0K	0.00%	+1,351	New
Simplify Asset Management Inc.	1,352	$428.0K	0.08%	+1,352	New
Wealth Management Associates, Inc.	1,397	$442.1K	0.26%	+1,397	New
StoneX Group Inc.	1,407	$445.0K	0.06%	+1,407	New
Oppenheimer Asset Management Inc.	1,424	$451.0K	0.01%	−18,595−92.9%	Reduced
Paradigm Financial Advisors, LLC	1,439	$455.0K	0.10%	+1,439	New
Valeo Financial Advisors, LLC	1,454	$460.0K	0.03%	+1,454	New
Capital Asset Advisory Services LLC	1,495	$473.0K	0.05%	+1,495	New
L & S Advisors Inc	1,500	$475.0K	0.05%	−2,040−57.6%	Reduced
SkyView Investment Advisors, LLC	1,500	$475.0K	0.13%	+1,500	New
Prospera Financial Services Inc	1,512	$478.0K	0.02%	+1,512	New
Purus Wealth Management, LLC	1,558	$493.0K	0.34%	+1,558	New
Essex LLC	1,600	$506.0K	0.14%	+1,600	New
Mount Yale Investment Advisors, LLC	1,619	$512.0K	0.06%	+1,619	New
Stephens Inc	1,621	$513.0K	0.01%	+1,621	New
Jasper Ridge Partners, L.P.	1,620	$513.0K	0.02%	+1,620	New
Shell Asset Management Co	1,652	$523.0K	0.01%	+656+65.9%	Added
Spire Wealth Management	942	$534.0K	0.01%	+556+144.0%	Added
Legacy Advisors, LLC	1,710	$541.0K	0.22%	00.0%	Unchanged
Avantax Advisory Services, Inc.	1,743	$550.0K	0.01%	+1,743	New
Camden Capital, LLC	1,755	$555.0K	0.11%	+1,755	New
B. Riley Wealth Management, Inc.	1,775	$562.0K	0.04%	+1,775	New
Algert Global LLC	1,855	$587.0K	0.08%	+1,855	New
Toroso Investments, LLC	1,873	$593.0K	0.02%	+1,873	New
Bluefin Capital Management, LLC	1,885	$596.0K	0.07%	−18,915−90.9%	Reduced
Exchange Traded Concepts, LLC	1,890	$598.0K	0.02%	+1,890	New
Zurcher Kantonalbank (Zurich Cantonalbank)	1,897	$600.0K	0.00%	00.0%	Unchanged
Edmonds Duncan Registered Investment Advisors, LLC	1,914	$606.0K	0.18%	+82+4.5%	Added
First Foundation Advisors	1,920	$608.0K	0.02%	+1,920	New
Teamwork Financial Advisors, LLC	1,921	$608.0K	0.12%	+1,921	New
Two Sigma Securities, LLC	1,923	$609.0K	0.13%	+1,923	New