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Upland Software, Inc.

UPLD
Exchange
Nasdaq
Industry
Services-Prepackaged Software
SEC CIK
0001505155

In the last 90 days, Upland Software, Inc. insiders filed 0 open-market purchases and 4 sales; 30 institutions reported holding it in 13F filings for Q2 2026, worth $4.26M in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding Upland Software, Inc. changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of UPLD: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders1543156+5
Shares25.2M326.3K24.6M−209.0K (−0.8%)
Value$842.0M$10.9M$442.6M−$388.4M (−46.7%)

3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (49)

Institutions that held Upland Software, Inc. at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to UPLD in Q4 2021
InstitutionSharesValue% of portfolio
Marathon Asset Mgmt Ltd2,811,151$50.4M0.62%
D. E. Shaw & Co., Inc.426,006$7.64M0.01%
Marshall Wace, LLP291,339$5.23M0.01%
Healthcare of Ontario Pension Plan Trust Fund289,900$5.20M0.01%
Norges Bank213,200$3.83M0.00%
Knott David M Jr200,000$3.59M1.36%
Needham Investment Management LLC180,000$3.23M0.41%
Cubist Systematic Strategies, LLC148,048$2.66M0.03%
Voloridge Investment Management, LLC127,693$2.29M0.01%
Tudor Investment Corp Et Al90,437$1.62M0.03%
Assenagon Asset Management S.A.85,811$1.54M0.01%
Engineers Gate Manager LP79,098$1.42M0.06%
Caption Management, LLC76,465$1.37M0.09%
M&G Investment Management Ltd76,132$1.37M0.01%
Occudo Quantitative Strategies LP72,361$1.30M0.12%
HAP Trading, LLC63,063$1.13M0.08%
ExodusPoint Capital Management, LP62,198$1.12M0.01%
AQR Capital Management LLC58,534$1.05M0.00%
Cornercap Investment Counsel Inc45,931$824.0K0.12%
Bluefin Capital Management, LLC40,508$727.0K0.06%
Gsa Capital Partners LLP36,686$658.0K0.08%
Jump Financial, LLC36,558$656.0K0.04%
Group One Trading, L.P.32,939$591.0K0.01%
Nomura Holdings Inc32,715$589.0K0.00%
Paloma Partners Management Co31,189$560.0K0.02%
Two Sigma Advisers, LP27,700$497.0K0.00%
Jacobs Levy Equity Management, Inc27,439$492.0K0.00%
Squarepoint Ops LLC25,996$466.0K0.00%
Balyasny Asset Management LLC24,089$432.0K0.00%
Allspring Global Investments Holdings, LLC21,384$383.0K0.00%
Goff John C13,000$233.0K0.27%
Aristides Capital LLC11,886$213.0K0.12%
Algert Global LLC11,020$198.0K0.02%
PDT Partners, LLC10,333$185.0K0.01%
Thrivent Financial for Lutherans10,181$183.0K0.00%
Captrust Financial Advisors1,478$27.0K0.00%
Counterpoint Mutual Funds LLC1,303$23.0K0.02%
Quadrant Capital Group LLC1,083$19.0K0.00%
Dark Forest Capital Management LP832$15.0K0.01%
Umb Bank N A371$7.00K0.00%
EverSource Wealth Advisors, LLC257$5.00K0.00%
Parallel Advisors, LLC224$4.00K0.00%
Chilton Capital Management LLC50$1.00K0.00%
Confluence Wealth Services, Inc.66$1.00K0.00%
McDonald Partners LLC33$5920.00%
Absolute Capital Management, LLC33$5920.00%
Huntington National Bank1$00.00%
The PNC Financial Services Group, Inc.13$00.00%
Glassman Wealth Services21$00.00%

Sold out (44)

Institutions that held Upland Software, Inc. at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of UPLD in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
CDAM (UK) Ltd1,648,887$55.1M
Swedbank AB802,200$26.8M
Ashford Capital Management Inc478,696$16.0M
Ci Investments Inc.428,282$14.3M
Ardsley Advisory Partners LP256,000$8.56M
Whetstone Capital Advisors, LLC227,518$7.61M
Oak Ridge Investments LLC137,292$4.59M
1492 Capital Management LLC129,574$4.33M
Thames Capital Management LLC125,828$4.21M
HighTower Advisors, LLC67,904$2.27M
HighTower Trust Services, LTA67,576$2.26M
LPL Financial LLC40,244$1.35M
Bank of Montreal37,969$1.33M
Precept Management LLC34,820$1.16M
Martingale Asset Management L P27,773$930.0K
Millrace Asset Group, Inc.23,087$772.0K
Strategic Wealth Partners, Ltd.18,425$616.0K
Raymond James Financial Services Advisors, Inc.15,670$524.0K
Connor, Clark & Lunn Investment Management Ltd.13,898$465.0K
AlphaCrest Capital Management LLC12,726$426.0K
First Trust Advisors LP12,484$417.0K
Envestnet Asset Management Inc11,341$379.0K
SG Americas Securities, LLC10,763$360.0K
Pathstone Family Office, LLC9,796$328.0K
New York Life Investments Alternatives9,699$324.0K
First Dallas Securities Inc.9,100$304.0K
Holocene Advisors, LP8,332$279.0K
Wellington Management Group LLP7,850$263.0K
King Luther Capital Management Corp7,163$240.0K
HRT Financial LP7,095$237.0K
Arizona State Retirement System6,969$233.0K
Kirr Marbach & Co LLC6,900$231.0K
Winton Group Ltd6,452$216.0K
Principal Financial Group Inc6,067$203.0K
Walleye Trading LLC4,025$135.0K
Nisa Investment Advisors, LLC2,450$82.0K
Private Capital Group, LLC810$27.0K
Whittier Trust Co of Nevada Inc620$21.0K
Harel Insurance Investments & Financial Services Ltd.592$20.0K
Simplex Trading, LLC278$11.0K
Global Retirement Partners, LLC100$3.00K
Central Trust Co43$1.00K
Meeder Asset Management Inc18$1.00K
Arkadios Wealth Advisors5$0

Not filed for Q4 2021 yet (3)

Institutions that held Upland Software, Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding UPLD in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Knott David M300,000$10.0M
B. Metzler seel. Sohn & Co. Holding AG26,310$880.0K
Berman Capital Advisors, LLC24$0