Knott David M
- SEC CIK
- 0000808722
Holdings, Q3 2021
Positions as of Sep 30, 2021, filed Nov 12, 2021.SEC
- Positions
- 149
- +3 vs. Q2 2021
- Total value
- $263.74M
- −$12.34M (−4.5%) vs. Q2 2021
Compare with Q2 2021: new, added, reduced and sold out
Positions
Long positions only. Changes compare share counts with Q2 2021.
| Security | Class | Shares | Value | % of portfolio | Change in shares | Action | History |
|---|---|---|---|---|---|---|---|
| CLMTCALUMET SPECIALTY PRODS PTNR | UT LTD PARTNER | 3,567,500 | $28.22M | 10.70% | +414,200+13.1% | Added | View |
| APOAPOLLO GLOBAL MGMT INC | COM CL A | 250,000 | $15.4M | 5.84% | −50,000−16.7% | Reduced | View |
| GOOGALPHABET INC CAP STK CL C | Stock | 5,600 | $14.93M | 5.66% | 00.0% | Unchanged | View |
| FTAIFORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 497,700 | $12.63M | 4.79% | 00.0% | Unchanged | View |
| LGNDLIGAND PHARMACEUTICALS INC | COM NEW | 75,000 | $10.45M | 3.96% | 00.0% | Unchanged | View |
| UPLDUPLAND SOFTWARE INC | COM | 300,000 | $10.03M | 3.80% | 00.0% | Unchanged | View |
| COLISEUM ACQUISITION CORPG2263T123 | CLASS A ORD SHS | 984,835 | $9.56M | 3.63% | +984,835 | New | – |
| KADMON HLDGS INC48283N106 | COM | 989,450 | $8.62M | 3.27% | +151,260+18.0% | Added | – |
| MIDWEST HLDG INC59833J206 | COM NEW | 170,000 | $6.61M | 2.51% | +5,000+3.0% | Added | – |
| GREENIDGE GENERATION HLDGS I39531G100 | CLASS A COM | 224,000 | $5.72M | 2.17% | +224,000 | New | – |
| COLISEUM ACQUISITION CORPG2263T107 | *W EXP 08/22/202 | 495,000 | $5.69M | 2.16% | +495,000 | New | – |
| AFRICAN GOLD ACQUISITION CORG0112R124 | *W EXP 03/31/202 | 463,500 | $5.33M | 2.02% | 00.0% | Unchanged | – |
| TWELVE SEAS INVESTMENT CO II90118T106 | COM CL A | 515,000 | $5M | 1.90% | 00.0% | Unchanged | – |
| PFEPFIZER INC COM | Stock | 114,500 | $4.93M | 1.87% | −5,400−4.5% | Reduced | View |
| GLASS HOUSES ACQUISITION COR37714P103 | CLASS A COM | 500,000 | $4.89M | 1.85% | 00.0% | Unchanged | – |
| FSKFS KKR CAP CORP | COM | 199,825 | $4.4M | 1.67% | −195,350−49.4% | Reduced | View |
| KENNEDY-WILSON HOLDINGS INC489398107 | COM | 210,000 | $4.39M | 1.67% | 00.0% | Unchanged | – |
| EBCEASTERN BANKSHARES INC | COM | 190,000 | $3.86M | 1.46% | −10,000−5.0% | Reduced | View |
| REGNREGENERON PHARMACEUTICALS | COM | 6,000 | $3.63M | 1.38% | 00.0% | Unchanged | View |
| TRILLIUM THERAPEUTICS INC89620X506 | COM NEW | 198,699 | $3.49M | 1.32% | 00.0% | Unchanged | – |
| LIVE OAK MOBILITY ACQUISI CO538126103 | COM CL A | 360,152 | $3.48M | 1.32% | 00.0% | Unchanged | – |
| B RILEY PRIN 250 MERGER CORP05602L104 | CLASS A COM | 350,000 | $3.4M | 1.29% | +350,000 | New | – |
| KAIROS ACQUISITION CORPG52110114 | CL A SHS | 345,463 | $3.34M | 1.27% | 00.0% | Unchanged | – |
| DANIMER SCIENTIFIC INC236272100 | COM CL A | 200,000 | $3.27M | 1.24% | 00.0% | Unchanged | – |
| KKRKKR & CO INC | COM | 50,000 | $3.04M | 1.15% | −50,000−50.0% | Reduced | View |
| AVADEL PHARMACEUTICALS PLC05337M104 | SPONSORED ADR | 301,864 | $2.96M | 1.12% | −3,058−1.0% | Reduced | – |
| GLASS HOUSES ACQUISITION COR37714P111 | *W EXP 03/25/202 | 250,000 | $2.88M | 1.09% | 00.0% | Unchanged | – |
| UTHRUNITED THERAPEUTICS CORP DEL | COM | 15,300 | $2.82M | 1.07% | 00.0% | Unchanged | View |
| JPMJPMORGAN CHASE & CO COM | Stock | 16,740 | $2.74M | 1.04% | −1,430−7.9% | Reduced | View |
| BMYBRISTOL-MYERS SQUIBB CO COM | Stock | 42,409 | $2.51M | 0.95% | −1,000−2.3% | Reduced | View |
| ABALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 50,500 | $2.5M | 0.95% | 00.0% | Unchanged | View |
| HORIZON THERAPEUTICS PUB LG46188101 | SHS | 20,000 | $2.19M | 0.83% | −12,000−37.5% | Reduced | – |
| HORIZON ACQUISITION CORPG46049105 | COM CL A | 210,100 | $2.1M | 0.80% | +210,100 | New | – |
| EIGER BIOPHARMACEUTICALS INC28249U105 | COM | 312,492 | $2.09M | 0.79% | +25,938+9.1% | Added | – |
| TWELVE SEAS INVESTMENT CO II90118T114 | *W EXP 03/02/202 | 171,666 | $1.98M | 0.75% | 00.0% | Unchanged | – |
| TASTEMAKER ACQUISITION CORP876545104 | COM CL A | 200,000 | $1.97M | 0.75% | 00.0% | Unchanged | – |
| MEDICUS SCIENCES ACQUISITIONG5960S108 | CL A SHS | 200,000 | $1.95M | 0.74% | +200,000 | New | – |
| INVAINNOVIVA INC | COM | 115,269 | $1.93M | 0.73% | +67,471+141.2% | Added | View |
| ZOGENIX INC98978L204 | COM NEW | 124,688 | $1.89M | 0.72% | 00.0% | Unchanged | – |
| INCYINCYTE CORP | COM | 26,475 | $1.82M | 0.69% | +26,475 | New | View |
| B RILEY PRINCIPAL 150 MERGER05601V103 | COM CL A | 176,963 | $1.73M | 0.65% | −350,000−66.4% | Reduced | – |
| KAIROS ACQUISITION CORPG52110106 | *W EXP 11/30/202 | 146,528 | $1.69M | 0.64% | 00.0% | Unchanged | – |
| TGTXTG THERAPEUTICS INC | COM | 49,592 | $1.65M | 0.63% | −781−1.6% | Reduced | View |
| CHRSCOHERUS ONCOLOGY INC | COM | 102,555 | $1.65M | 0.62% | +2,900+2.9% | Added | View |
| QUREUNIQURE NV | SHS | 46,766 | $1.5M | 0.57% | 00.0% | Unchanged | View |
| XENEXENON PHARMACEUTICALS INC | COM | 94,488 | $1.44M | 0.55% | −46,063−32.8% | Reduced | View |
| AUPHAURINIA PHARMACEUTICALS INC | COM | 62,896 | $1.39M | 0.53% | −101,944−61.8% | Reduced | View |
| B RILEY PRIN 250 MERGER CORP05602L112 | *W EXP 04/01/202 | 116,666 | $1.34M | 0.51% | +116,666 | New | – |
| VKTXVIKING THERAPEUTICS INC | COM | 208,102 | $1.31M | 0.50% | 00.0% | Unchanged | View |
| TASTEMAKER ACQUISITION CORP876545112 | *W EXP 01/07/202 | 100,000 | $1.15M | 0.44% | 00.0% | Unchanged | – |
| GILDGILEAD SCIENCES INC COM | Stock | 15,481 | $1.08M | 0.41% | 00.0% | Unchanged | View |
| RHPRYMAN HOSPITALITY PPTYS INC | COM | 12,400 | $1.04M | 0.39% | 00.0% | Unchanged | View |
| ROTH CH ACQUISITION III CO77867Q102 | COM | 100,000 | $994K | 0.38% | 00.0% | Unchanged | – |
| VZVERIZON COMMUNICATIONS INC COM | Stock | 17,991 | $972K | 0.37% | +280+1.6% | Added | View |
| DOMA HOLDINGS IN25703A112 | EQUITY WRT | 83,333 | $958K | 0.36% | +83,333 | New | – |
| MDLZMONDELEZ INTL INC CL A | Stock | 16,000 | $931K | 0.35% | +100+0.6% | Added | View |
| CIDARA THERAPEUTICS INC171757107 | COM | 415,308 | $930K | 0.35% | 00.0% | Unchanged | – |
| MARINUS PHARMACEUTICALS INC56854Q200 | COM NEW | 81,166 | $924K | 0.35% | 00.0% | Unchanged | – |
| ABBVABBVIE INC COM | Stock | 8,000 | $863K | 0.33% | 00.0% | Unchanged | View |
| ASLAN PHARMACEUTICALS LTD04522R101 | ADS | 478,186 | $851K | 0.32% | 00.0% | Unchanged | – |
| JNJJOHNSON & JOHNSON COM | Stock | 5,200 | $840K | 0.32% | −880−14.5% | Reduced | View |
| LIVE OAK MOBILITY ACQUISI CO538126111 | *W EXP 03/04/202 | 72,030 | $828K | 0.31% | 00.0% | Unchanged | – |
| DDDUPONT DE NEMOURS INC | COM | 12,160 | $826K | 0.31% | +42+0.3% | Added | View |
| KMBKIMBERLY-CLARK CORP COM | Stock | 6,000 | $795K | 0.30% | 00.0% | Unchanged | View |
| COLOMBIER ACQUISITION CORP19533H108 | CL A | 80,000 | $774K | 0.29% | +80,000 | New | – |
| QUOTIENT TECHNOLOGY INC749119103 | COM | 125,000 | $728K | 0.28% | 00.0% | Unchanged | – |
| KOCOCA COLA CO COM | Stock | 13,400 | $703K | 0.27% | 00.0% | Unchanged | View |
| DOWDOW HLDGS INC COM | Stock | 12,160 | $700K | 0.27% | +42+0.3% | Added | View |
| CNQCANADIAN NAT RES LTD MED TER | COM | 18,885 | $690K | 0.26% | −3,400−15.3% | Reduced | View |
| B RILEY PRINCIPAL 150 MERGER05601V111 | *W EXP 03/01/202 | 58,986 | $678K | 0.26% | 00.0% | Unchanged | – |
| LONGVIEW ACQUISITION CORP II54319Q105 | COM CL A | 63,900 | $632K | 0.24% | 00.0% | Unchanged | – |
| TAT&T INC COM | Stock | 20,125 | $543K | 0.21% | +75+0.4% | Added | View |
| Macquire Infrastructure Corp556088105 | Common | 13,350 | $542K | 0.21% | +13,350 | New | – |
| CTVACORTEVA INC COM | Stock | 12,075 | $508K | 0.19% | +42+0.3% | Added | View |
| BFLYBUTTERFLY NETWORK INC | COM CL A | 45,760 | $478K | 0.18% | 00.0% | Unchanged | View |
| WPCWP CAREY INC | COM | 6,000 | $438K | 0.17% | 00.0% | Unchanged | View |
| MSFTMICROSOFT CORP COM | Stock | 1,400 | $395K | 0.15% | 00.0% | Unchanged | View |
| IMVTIMMUNOVANT INC | COM | 42,600 | $370K | 0.14% | −54,694−56.2% | Reduced | View |
| GMEDGLOBUS MED INC CL A | Stock | 4,631 | $355K | 0.13% | 00.0% | Unchanged | View |
| IBERE PHARMACEUTICALSG46843101 | SHS CL A | 36,000 | $349K | 0.13% | 00.0% | Unchanged | – |
| CAGCONAGRA BRANDS INC COM | Stock | 10,000 | $339K | 0.13% | 00.0% | Unchanged | View |
| METAMETA PLATFORMS INC CL A | Stock | 990 | $336K | 0.13% | 00.0% | Unchanged | View |
| COLOMBIER ACQUISITION CORP19533H116 | *W EXP 99/99/999 | 26,666 | $307K | 0.12% | +26,666 | New | – |
| AAPLAPPLE INC COM | Stock | 2,100 | $297K | 0.11% | 00.0% | Unchanged | View |
| ROTH CH ACQUISITION III CO77867Q110 | *W EXP 02/26/202 | 25,000 | $288K | 0.11% | 00.0% | Unchanged | – |
| BRSLBRIGHTSTAR LOTTERY PLC | SHS USD | 10,500 | $276K | 0.10% | −97,000−90.2% | Reduced | View |
| MEDICUS SCIENCES ACQUISITIONG5960S124 | *W EXP 02/12/202 | 22,222 | $256K | 0.10% | 00.0% | Unchanged | – |
| FSBWFS BANCORP INC | COM | 7,300 | $253K | 0.10% | +3,723+104.1% | Added | View |
| TARAPROTARA THERAPEUTICS INC | COM STK | 36,479 | $252K | 0.10% | +315+0.9% | Added | View |
| WARRIOR TECHNOLOGIES ACQUI C936273101 | COM CL A | 25,000 | $245K | 0.09% | 00.0% | Unchanged | – |
| ALXOALX Oncology Holdings Inc | Common | 3,200 | $236K | 0.09% | 00.0% | Unchanged | View |
| CDXSCODEXIS INC | COM | 10,000 | $233K | 0.09% | +10,000 | New | View |
| CRSPCRISPR THERAPEUTICS AG | NAMEN AKT | 2,000 | $224K | 0.08% | 00.0% | Unchanged | View |
| POSEIDA THERAPEUTICS INC73730P108 | COM | 29,566 | $216K | 0.08% | 00.0% | Unchanged | – |
| IBERE PHARMACEUTICALSG46843119 | *W EXP 03/01/202 | 18,000 | $207K | 0.08% | 00.0% | Unchanged | – |
| JMIAJUMIA TECHNOLOGIES AG | SPONSORED ADS | 9,800 | $182K | 0.07% | 00.0% | Unchanged | View |
| CTI BIOPHARMA CORP12648L601 | COM | 60,000 | $177K | 0.07% | 00.0% | Unchanged | – |
| AFRICAN GOLD ACQUISITION CORG0112R108 | SHS CL A | 18,000 | $175K | 0.07% | −50,000−73.5% | Reduced | – |
| SEELOS THERAPEUTICS INC81577F109 | COM | 72,367 | $174K | 0.07% | 00.0% | Unchanged | – |
| SIO GENE THERAPIES INC829399104 | COMMON | 80,000 | $174K | 0.07% | 00.0% | Unchanged | – |
Options (1)
Put and call positions reported in the same filing. The value is that of the underlying shares, as reported on Form 13F.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Greenidge Generation Holdings Inc.39531G950 | Common | $11.46M | – |
Sold out since Q2 2021 (17)
Positions held at the end of Q2 2021 that are no longer in this filing.
| Security | Class | Shares, Q2 2021 | Value, Q2 2021 | % of portfolio, Q2 2021 |
|---|---|---|---|---|
| COLISEUM ACQUISITION CORPG2263T115 | UNIT 04/02/2028 | 1,485,000 | $14.67M | 5.31% |
| PERSHING SQUARE TONTINE HLDG71531R109 | COM CL A | 275,000 | $6.26M | 2.27% |
| CONSTELLATION PHARMCETICLS I210373106 | COM | 91,909 | $3.11M | 1.13% |
| HORIZON ACQUISITION CORPORATG46044106 | SHS CL A | 210,100 | $2.09M | 0.76% |
| Medicus Science Acquisition, Corp.G59605108 | Common | 200,000 | $1.93M | 0.70% |
| INSEINSPIRED ENTMT INC | COM | 100,000 | $1.28M | 0.46% |
| CAPITOL INVESTMENT CORP V14064F118 | *W EXP 99/99/999 | 83,333 | $958K | 0.35% |
| COLOMBIER ACQUISITION CORP19533H207 | UNIT 99/99/9999 | 80,000 | $794K | 0.29% |
| IBMINTERNATIONAL BUSINESS MACHS COM | Stock | 4,284 | $628K | 0.23% |
| MACQUARIE INFRASTRUCTURE COR55608B105 | COM | 13,150 | $503K | 0.18% |
| PRGOPERRIGO CO PLC | SHS | 4,915 | $225K | 0.08% |
| TPSTTEMPEST THERAPEUTICS INC | COM | 13,833 | $155K | 0.06% |
| CUZCOUSINS PPTYS INC | COM NEW | 3,357 | $123K | 0.04% |
| EDITEDITAS MEDICINE INC | COM | 1,000 | $57K | 0.02% |
| VRCAVERRICA PHARMACEUTICALS INC | COM | 1,375 | $16K | 0.01% |
| VTRSVIATRIS INC COM | Stock | 794 | $11K | 0.00% |
| ARC RESOURCES LTD00208D408 | COM | 1,348 | $11K | 0.00% |
13F filings by quarter
| Quarter | Filed | Positions | Total value | Changes | Filing |
|---|---|---|---|---|---|
| Q3 2021 | Nov 12, 2021 | 149 | $263.74M | vs. Q2 2021 | SEC |
| Q2 2021 | Aug 13, 2021 | 146 | $276.09M | vs. Q1 2021 | SEC |
| Q1 2021 | May 13, 2021 | 129 | $233.76M | – | SEC |