TRI-CONTINENTAL Corp
TY.P- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
Other share classesTY
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by TRI-CONTINENTAL Corp insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for TRI-CONTINENTAL Corp, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Jin Yan | Other: Portfolio Manager of Issuer | 12,919 | May 28, 2026 | 1 |
| Petersen Christopher O. | SVP & Asst Secretary | 0 | Sep 8, 2025 | 0 |
| Larrenaga Ryan Collins | See Remarks | 100 | Aug 21, 2025 | 0 |
| Carlton Pamela G | Director | 101 | Mar 11, 2025 | 0 |
| Truscott William F | Senior Vice President | 4,000Indirect | Nov 19, 2024 | 0 |
| Carrig Janet | Director | 73 | Jan 18, 2024 | 0 |
| Sivaraman Raghavendran | Other: Portfolio Manager of Issuer | 3,000 | Jul 7, 2023 | 0 |
| Lee Grace | Other: Portfolio Manager of Issuer | 2,000 | Mar 14, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| May 28, 2026 (view filing) | May 27 | 1 day | Jin YanOther: Portfolio Manager of Issuer | SSaleTri-Continental Corporation Common Stock | −2.50K | $34.87 | −$87.2K | −16.2%12.9K after | |
| Sep 8, 2025 (view filing) | Sep 4 | 4 days | Petersen Christopher O.SVP & Asst Secretary | SSaleTri-Continental Corporation Common Stock | −151.28 | $33.56 | −$5.08K | −100.0%0 after | |
| Aug 21, 2025 (view filing) | Aug 20 | 1 day | Larrenaga Ryan CollinsSee Remarks | PPurchaseTri-Continental Corporation Common Stock | +100 | $33.04 | +$3.30K | New position100 after | |
| Mar 11, 2025 (view filing) | Mar 7 | 4 days | Carlton Pamela GDirector | SSaleTri-Continental Corp. Common Stock | −1.81K | $31.23 | −$56.7K | −94.7%100.86 after | 2 lots |
| Nov 19, 2024 (view filing) | Nov 18 | 1 day | Truscott William FSenior Vice President | PPurchase | +4.00K | $33.60 | +$134.4K | New position4.00K after | |
| Jan 18, 2024 (view filing) | Aug 29, 2023 | 142 daysLate | Carrig JanetDirector | SSaleTri-Continental Corporation Common Stock | −27 | $27.71 | −$748.17 | −27.0%73 after | |
| Jul 7, 2023 (view filing) | Jul 6 | 1 day | Sivaraman RaghavendranOther: Portfolio Manager of Issuer | PPurchaseTri-Continental Corporation Common Stock | +3.00K | $27.07 | +$81.2K | New position3.00K after | 3 lots |
| Mar 14, 2022 (view filing) | Mar 14 | Same day | Lee GraceOther: Portfolio Manager of Issuer | PPurchaseTri-Continental Corporation Common Stock | +2.00K | $29.15 | +$58.3K | New position2.00K after |