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Carrig Janet's Form 4 filing

TRI-CONTINENTAL Corp (TY) · filed Jan 18, 2024

Accession no.
0000950170-24-005213
Filed
Jan 18, 2024
Trade date
Aug 29, 2023
Filing delay
142 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $748.17. It was filed 142 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carrig JanetCIK 0001071333Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 29, 2023Tri-Continental Corporation Common StockSSaleDisposed−27$27.71−$748.1773Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)