Sivaraman Raghavendran's Form 4 filing
TRI-CONTINENTAL Corp (TY) · filed Jul 7, 2023
- Accession no.
- 0000950170-23-032166
- Filed
- Jul 7, 2023
- Trade date
- Jul 6, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $81.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sivaraman RaghavendranCIK 0001808964 | Other: Portfolio Manager of Issuer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2023 | Tri-Continental Corporation Common Stock | PPurchaseAcquired | +1,873 | $27.06 | +$50,683.38 | 1,873 | Direct | |
| Jul 6, 2023 | Tri-Continental Corporation Common Stock | PPurchaseAcquired | +712 | $27.08 | +$19,280.96 | 2,585 | Direct | |
| Jul 6, 2023 | Tri-Continental Corporation Common Stock | PPurchaseAcquired | +415 | $27.10 | +$11,246.5 | 3,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.