Carlton Pamela G's Form 4 filing
TRI-CONTINENTAL Corp (TY) · filed Mar 11, 2025
- Accession no.
- 0001140361-25-008000
- Filed
- Mar 11, 2025
- Trade date
- Mar 7, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $56.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carlton Pamela GCIK 0001449984 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2025 | Tri-Continental Corp. Common Stock | SSaleDisposed | −332 | $31.25 | −$10,375 | 1,583.86 | Direct | |
| Mar 7, 2025 | Tri-Continental Corp. Common Stock | SSaleDisposed | −1,483 | $31.22 | −$46,299.26 | 100.86 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.