Sprott Physical Platinum & Palladium Trust
SPPP- Exchange
- NYSE
- Industry
- Commodity Contracts Brokers & Dealers
- SEC CIK
- 0001539190
No open-market purchases or sales by Sprott Physical Platinum & Palladium Trust insiders were filed in the last 90 days; 79 institutions reported holding it in 13F filings for Q2 2026, worth $142.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Sprott Physical Platinum & Palladium Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +1 vs. Q3 2021
- Shares held
- 1.21M
- −16.4K (−1.3%) vs. Q3 2021
- Total value
- $16.9M
- −$702.9K (−4.0%) vs. Q3 2021
- New holders
- 8
- 10 more added
- Sold out
- 7
- 9 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 79 | $142.0M |
| Q1 2026 | 79 | $189.2M |
| Q4 2025 | 69 | $192.4M |
| Q3 2025 | 58 | $66.1M |
| Q2 2025 | 67 | $63.1M |
| Q1 2025 | 56 | $23.5M |
| Q4 2024 | 57 | $28.6M |
| Q3 2024 | 46 | $17.6M |
| Q2 2024 | 45 | $21.1M |
| Q1 2024 | 42 | $15.8M |
| Q4 2023 | 48 | $18.4M |
| Q3 2023 | 46 | $21.4M |
| Q2 2023 | 46 | $19.7M |
| Q1 2023 | 52 | $19.7M |
| Q4 2022 | 49 | $22.0M |
| Q3 2022 | 46 | $27.7M |
| Q2 2022 | 49 | $28.3M |
| Q1 2022 | 43 | $22.3M |
| Q4 2021 | 38 | $16.9M |
| Q3 2021 | 38 | $17.6M |
| Q2 2021 | 35 | $22.9M |
| Q1 2021 | 36 | $21.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sprott Physical Platinum & Palladium Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 70 | $1.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 100 | $1.00K | 0.00% | +100 | New |
| Geneos Wealth Management Inc. | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 300 | $4.00K | 0.00% | −11,912−97.5% | Reduced |
| Twin Lakes Capital Management, LLC | 1,000 | $14.0K | 0.01% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 1,000 | $14.0K | 0.00% | +1,000 | New |
| Assetmark, Inc | 1,000 | $14.0K | 0.00% | +1,000 | New |
| Caldwell Trust Co | 1,640 | $22.9K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,750 | $24.0K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 2,000 | $28.0K | 0.00% | −34−1.7% | Reduced |
| American Portfolios Advisors | 3,000 | $41.8K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 7,477 | $104.0K | 0.00% | +6,356+567.0% | Added |
| Advisor Group Holdings, Inc. | 7,838 | $107.0K | 0.00% | −51,178−86.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 10,105 | $139.9K | 0.00% | +8,705+621.8% | Added |
| Susquehanna International Group, LLP | 10,757 | $150.0K | 0.00% | +10,757 | New |
| Raymond James Financial Services Advisors, Inc. | 12,534 | $175.0K | 0.00% | +1,033+9.0% | Added |
| HC Advisors, LLC | 14,264 | $199.0K | 0.12% | 00.0% | Unchanged |
| Merriman Wealth Management, LLC | 14,729 | $205.0K | 0.01% | +14,729 | New |
| Bank of New York Mellon Corp | 15,924 | $222.0K | 0.00% | +15,924 | New |
| Pekin Hardy Strauss, Inc. | 19,910 | $278.0K | 0.04% | −25,450−56.1% | Reduced |
| Bank of Nova Scotia Trust Co | 20,014 | $279.0K | 0.02% | +14+0.1% | Added |
| Commonwealth Equity Services, LLC | 24,557 | $342.0K | 0.00% | +625+2.6% | Added |
| IHT Wealth Management, LLC | 28,800 | $401.0K | 0.03% | +28,800 | New |
| Claudia M.P. Batlle, CRP (R) LLC | 32,000 | $446.0K | 0.16% | +10,000+45.5% | Added |
| Live Oak Private Wealth LLC | 35,000 | $488.0K | 0.09% | +35,000 | New |
| LPL Financial LLC | 36,204 | $505.0K | 0.00% | +2,621+7.8% | Added |
| Kestra Advisory Services, LLC | 39,063 | $545.0K | 0.01% | +605+1.6% | Added |
| Royal Bank of Canada | 40,713 | $568.0K | 0.00% | +31,763+354.9% | Added |
| Cohen & Steers, Inc. | 51,743 | $721.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 55,984 | $780.0K | 0.00% | −40,490−42.0% | Reduced |
| Sprott Inc. | 63,970 | $892.0K | 0.06% | −7,605−10.6% | Reduced |
| Central Trust Co | 75,039 | $1.05M | 0.03% | 00.0% | Unchanged |
| Jane Street Group, LLC | 75,547 | $1.05M | 0.00% | −7,321−8.8% | Reduced |
| Wells Fargo & Company | 94,475 | $1.32M | 0.00% | −7,860−7.7% | Reduced |
| Morgan Stanley | 95,966 | $1.34M | 0.00% | −6,748−6.6% | Reduced |
| Raymond James & Associates | 110,183 | $1.54M | 0.00% | +11,007+11.1% | Added |
| Polar Asset Management Partners Inc. | 205,916 | $2.87M | 0.03% | 00.0% | Unchanged |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Greylin Investment Mangement Inc | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,749−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,425−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −285−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −247−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −94−100.0% | Sold out |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |