Sound Point Meridian Capital, Inc.
SPMA- Exchange
- NYSE
- SEC CIK
- 0001930147
In the last 90 days, Sound Point Meridian Capital, Inc. insiders filed 1 open-market purchase and 1 sale; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Sound Point Meridian Capital, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 1 filing
- 1 insider, $37.0K in total
- Open-market sells
- 1 filing
- 1 insider, $22.3K in total
- Insiders trading
- 1
- Net value
- +$14.7K
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Sound Point Meridian Capital, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Forstenhausler Matthew E. | Director | 12,496 | Aug 28, 2026 | 3 |
| Ketchum Stephen | Chairman | 93,090 | Feb 18, 2026 | 2 |
| Assured Guaranty Municipal Holdings Inc. | 10% Owner | 5,269,453Indirect | Feb 2, 2026 | 7 |
| Assured Guaranty Ltd | 10% Owner | 5,269,453Indirect | Feb 2, 2026 | 7 |
| Assured Guaranty US Holdings Inc. | 10% Owner | 5,269,453Indirect | Feb 2, 2026 | 7 |
| Assured Guaranty Inc. | 10% Owner | 5,269,453Indirect | Feb 2, 2026 | 7 |
| AG Asset Strategies LLC | 10% Owner | 5,269,453Indirect | Feb 2, 2026 | 7 |
| Desai Ujjaval | Chief Executive Officer | 81,741 | Dec 16, 2025 | 2 |
| Healy Douglas Taylor | Director | 500 | Nov 22, 2024 | 0 |
| Lewin Lana | Director | 492 | Nov 22, 2024 | 0 |
| Gerlitz Kevin | Chief Financial Officer | 5,000 | Jun 18, 2024 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 28, 2026 (view filing)4:12 PM ET | Aug 26 | 2 days | Forstenhausler Matthew E.Director | SSaleCommon Stock, par value $0.001 per share | −2.43K | $9.20 | −$22.3K | −22.2%8.50K after | |
| Aug 28, 2026 (view filing)4:12 PM ET | Aug 26-27 | 2 days | Forstenhausler Matthew E.Director | PPurchaseCommon Stock, par value $0.001 per share | +4.00K | $9.25 | +$37.0K | +47.1%12.5K after | 2 lots |
| Feb 18, 2026 (view filing) | Feb 13 | 5 days | Forstenhausler Matthew E.Director | PPurchaseCommon Stock, par value $0.001 per share | +2.00K | $11.50 | +$23.0K | +26.2%9.64K after | |
| Feb 18, 2026 (view filing) | Feb 13 | 5 days | Ketchum StephenChairman | PPurchaseCommon Stock, par value $0.001 per share | +1.00K | $11.40 | +$11.4K | +1.1%93.1K after | |
| Feb 2, 2026 (view filing)6:31 PM ET | Jan 29 | 4 days | Assured Guaranty Municipal Holdings Inc. and 4 others10% Owner | SSale | −237 | $14.32 | −$3.39K | 0.0%5.27M after | |
| Jan 27, 2026 (view filing)6:20 PM ET | Jan 23-27 | 4 days | Assured Guaranty Municipal Holdings Inc. and 4 others10% Owner | SSale | −4.87K | $14.31 | −$69.6K | −0.1%5.27M after | 2 lots |
| Jan 14, 2026 (view filing)6:13 PM ET | Jan 12-14 | 2 days | Assured Guaranty Municipal Holdings Inc. and 4 others10% Owner | SSale | −5.60K | $14.64 | −$81.9K | −0.1%5.27M after | 3 lots |
| Dec 19, 2025 (view filing) | Dec 17-19 | 2 days | Forstenhausler Matthew E.Director | PPurchaseCommon Stock, par value $0.001 per share | +6.32K | $13.62 | +$86.0K | +631.8%7.32K after | 3 lots |
| Dec 16, 2025 (view filing) | Dec 12-16 | 4 days | Desai UjjavalChief Executive Officer | PPurchaseCommon stock, par value $0.001 per share | +3.16K | $13.62 | +$43.1K | +4.0%81.7K after | 3 lots |
| Nov 19, 2025 (view filing)6:42 PM ET | Nov 17 | 2 days | Assured Guaranty Municipal Holdings Inc. and 4 others10% Owner | SSale | −102 | $16.40 | −$1.67K | 0.0%5.28M after | |
| Oct 28, 2025 (view filing)6:11 PM ET | Oct 24-28 | 4 days | Assured Guaranty Municipal Holdings Inc. and 4 others10% Owner | SSale | −2.74K | $16.66 | −$45.6K | −0.1%5.28M after | 3 lots |
| Oct 22, 2025 (view filing) | Oct 20-22 | 2 days | Ketchum StephenChairman | PPurchaseCommon Stock, par value $0.001 per share | +8.00K | $15.53 | +$124.3K | +9.2%95.1K after | 3 lots |
| Oct 22, 2025 (view filing) | Oct 20-22 | 2 days | Desai UjjavalChief Executive Officer | PPurchaseCommon stock, par value $0.001 per share | +20.0K | $15.50 | +$310.0K | +34.1%78.6K after | 2 lots |
| Oct 17, 2025 (view filing)4:36 PM ET | Oct 15 | 2 days | Assured Guaranty Municipal Holdings Inc. and 4 others10% Owner | SSale | −6.26K | $16.90 | −$105.8K | −0.1%5.28M after | |
| Oct 14, 2025 (view filing)7:20 PM ET | Oct 9-14 | 5 days | Assured Guaranty Municipal Holdings Inc. and 4 others10% Owner | SSale | −7.83K | $17.61 | −$137.9K | −0.1%5.29M after | 3 lots |
| Apr 11, 2025 (view filing) | Apr 9-11 | 2 days | Ketchum StephenChairman | PPurchaseCommon Stock, par value $0.001 per share | +6.00K | $18.37 | +$110.2K | +25.7%29.3K after | 3 lots |
| Nov 25, 2024 (view filing) | Nov 21 | 4 days | Forstenhausler Matthew E.Director | PPurchaseCommon Stock, par value $0.001 per share | +1.00K | $20.25 | +$20.3K | New position1.00K after | |
| Nov 22, 2024 (view filing) | Nov 20 | 2 days | Lewin LanaDirector | PPurchaseCommon Stock, par value $0.001 per share | +492 | $20.45 | +$10.1K | New position492 after | |
| Nov 22, 2024 (view filing) | Nov 20 | 2 days | Healy Douglas TaylorDirector | PPurchaseCommon Stock, par value $0.001 per share | +500 | $20.26 | +$10.1K | New position500 after | |
| Nov 21, 2024 (view filing) | Nov 19-21 | 2 days | Ketchum StephenChairman | PPurchaseCommon Stock, par value $0.001 per share | +7.00K | $20.34 | +$142.4K | +42.9%23.3K after | 3 lots |
| Nov 18, 2024 (view filing) | Nov 14-15 | 4 days | Ketchum StephenChairman | PPurchaseCommon Stock, par value $0.001 per share | +9.00K | $19.91 | +$179.2K | +122.9%16.3K after | 2 lots |
| Aug 30, 2024 (view filing) | Aug 28 | 2 days | Ketchum StephenChairman | PPurchaseCommon Stock, par value $0.001 per share | +7.33K | $19.90 | +$145.8K | New position7.33K after | |
| Jun 18, 2024 (view filing) | Jun 17 | 1 day | Gerlitz KevinChief Financial Officer | PPurchaseCommon stock, par value $0.001 per share | +5.00K | $20.00 | +$100.0K | New position5.00K after | |
| Jun 18, 2024 (view filing) | Jun 17 | 1 day | Desai UjjavalChief Executive Officer | PPurchaseCommon stock, par value $0.001 per share | +50.0K | $20.00 | +$1.00M | New position50.0K after | Duplicate filing |
| Jun 18, 2024 (view filing) | Jun 17 | 1 day | Ketchum StephenChairman | PPurchaseCommon Stock, par value $0.001 per share | +50.0K | $20.00 | +$1.00M | New position50.0K after |