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Forstenhausler Matthew E.'s Form 4 filing

Sound Point Meridian Capital, Inc. (SPMA) · filed Aug 28, 2026

Accession no.
0001829126-26-009498
Filed
Aug 28, 2026, 4:12 PM ET
Trade date
Aug 26-27, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $37.0K. Open-market sales total $22.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Forstenhausler Matthew E.CIK 0001806603Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 26, 2026Common Stock, par value $0.001 per shareSSaleDisposed−2,427.024$9.20F1−$22,333.478,495.679Direct
Aug 26, 2026Common Stock, par value $0.001 per sharePPurchaseAcquired+1,600$9.21F2+$14,72810,095.679Direct
Aug 27, 2026Common Stock, par value $0.001 per sharePPurchaseAcquired+2,400$9.29F3+$22,28412,495.679Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)