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Lewin Lana's Form 4 filing

Sound Point Meridian Capital, Inc. (SPMA) · filed Nov 22, 2024

Accession no.
0000945621-24-000968
Filed
Nov 22, 2024
Trade date
Nov 20, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $10.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lewin LanaCIK 0002024469Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 20, 2024Common Stock, par value $0.001 per sharePPurchaseAcquired+492$20.45F1+$10,061.4492Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.44 to $20.45. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, SoundPoint Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)