Ketchum Stephen's Form 4 filing
Sound Point Meridian Capital, Inc. (SPMA) · filed Apr 11, 2025
- Accession no.
- 0001829126-25-002590
- Filed
- Apr 11, 2025
- Trade date
- Apr 9-11, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $110.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ketchum StephenCIK 0001710789 | Director, Officer (Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 9, 2025 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +2,000 | $18.48F1 | +$36,960 | 25,326 | Direct | |
| Apr 10, 2025 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +2,000 | $18.15F2 | +$36,300 | 27,326 | Direct | |
| Apr 11, 2025 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +2,000 | $18.49F3 | +$36,980 | 29,326 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.33 to $18.63. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.00 to $18.30. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.49 to $18.50. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.