Smith Micro Software, Inc.
SMSI- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0000948708
No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Smith Micro Software, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −4 vs. Q3 2023
- Shares held
- 9.55M
- −386.6K (−3.9%) vs. Q3 2023
- Total value
- $7.89M
- −$4.14M (−34.4%) vs. Q3 2023
- New holders
- 4
- 12 more added
- Sold out
- 8
- 17 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 18 | $1.17M |
| Q1 2026 | 22 | $1.13M |
| Q4 2025 | 25 | $1.00M |
| Q3 2025 | 29 | $1.07M |
| Q2 2025 | 26 | $1.24M |
| Q1 2025 | 27 | $941.0K |
| Q4 2024 | 30 | $1.52M |
| Q3 2024 | 32 | $901.0K |
| Q2 2024 | 26 | $3.80M |
| Q1 2024 | 33 | $2.83M |
| Q4 2023 | 44 | $7.89M |
| Q3 2023 | 48 | $12.0M |
| Q2 2023 | 46 | $9.95M |
| Q1 2023 | 45 | $10.1M |
| Q4 2022 | 47 | $17.4M |
| Q3 2022 | 47 | $20.4M |
| Q2 2022 | 67 | $26.1M |
| Q1 2022 | 71 | $54.8M |
| Q4 2021 | 82 | $78.5M |
| Q3 2021 | 83 | $85.7M |
| Q2 2021 | 81 | $100.0M |
| Q1 2021 | 95 | $101.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 490 | $0 | 0.00% | +463+1,714.8% | Added |
| Allworth Financial LP | 50 | $42 | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 54 | $45 | 0.00% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 107 | $88 | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 250 | $207 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 835 | $690 | 0.00% | +679+435.3% | Added |
| Steward Partners Investment Advisory, LLC | 1,470 | $1.21K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,692 | $3.05K | 0.00% | +3,692 | New |
| West Paces Advisors Inc. | 5,735 | $4.74K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 6,992 | $5.78K | 0.00% | +5,559+387.9% | Added |
| Bank of America Corp | 9,042 | $7.47K | 0.00% | −4,744−34.4% | Reduced |
| Simplex Trading, LLC | 11,948 | $9.00K | 0.00% | −33,822−73.9% | Reduced |
| Two Sigma Advisers, LP | 11,400 | $9.42K | 0.00% | −5,800−33.7% | Reduced |
| Occudo Quantitative Strategies LP | 11,629 | $9.61K | 0.00% | −17,786−60.5% | Reduced |
| Malaga Cove Capital, LLC | 14,600 | $12.1K | 0.01% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 15,207 | $12.6K | 0.00% | −23,728−60.9% | Reduced |
| Virtu Financial LLC | 15,333 | $13.0K | 0.00% | +15,333 | New |
| Bank of New York Mellon Corp | 23,294 | $19.2K | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 24,108 | $19.9K | 0.00% | −3,286−12.0% | Reduced |
| Charles Schwab Investment Management Inc | 24,721 | $20.4K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 28,334 | $23.0K | 0.00% | +28,334 | New |
| Morgan Stanley | 29,033 | $24.0K | 0.00% | +56+0.2% | Added |
| Two Sigma Investments, LP | 60,849 | $50.3K | 0.00% | −50,306−45.3% | Reduced |
| Lindbrook Capital, LLC | 68,250 | $56.4K | 0.01% | 00.0% | Unchanged |
| ARS Investment Partners, LLC | 70,656 | $58.4K | 0.01% | −3,633−4.9% | Reduced |
| Susquehanna International Group, LLP | 94,372 | $78.0K | 0.00% | −454,053−82.8% | Reduced |
| CIBC Private Wealth Group, LLC | 100,000 | $82.6K | 0.00% | +100,000 | New |
| Northern Trust Corp | 108,626 | $89.7K | 0.00% | +12,313+12.8% | Added |
| UBS Group AG | 110,867 | $91.6K | 0.00% | +30,625+38.2% | Added |
| Marshall Wace, LLP | 113,875 | $94.5K | 0.00% | −37,400−24.7% | Reduced |
| Citadel Advisors LLC | 126,933 | $104.8K | 0.00% | −203,315−61.6% | Reduced |
| Sonora Investment Management Group, LLC | 128,000 | $105.7K | 0.01% | +78,900+160.7% | Added |
| Squarepoint Ops LLC | 140,300 | $115.9K | 0.00% | +113,060+415.1% | Added |
| Group One Trading, L.P. | 143,834 | $118.8K | 0.00% | −23,496−14.0% | Reduced |
| Dimensional Fund Advisors LP | 164,511 | $135.9K | 0.00% | −10,842−6.2% | Reduced |
| Millennium Management LLC | 174,119 | $143.8K | 0.00% | −68,428−28.2% | Reduced |
| State Street Corp | 203,394 | $168.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 229,618 | $189.7K | 0.00% | −3,500−1.5% | Reduced |
| Renaissance Technologies LLC | 501,500 | $414.0K | 0.00% | −374,800−42.8% | Reduced |
| BlackRock Inc. | 519,956 | $429.5K | 0.00% | −4,053−0.8% | Reduced |
| CM Management, LLC | 600,000 | $495.6K | 0.40% | +300,000+100.0% | Added |
| Geode Capital Management, LLC | 739,267 | $610.8K | 0.00% | +67,015+10.0% | Added |
| Pacific Ridge Capital Partners, LLC | 2,128,190 | $1.76M | 0.36% | +374,963+21.4% | Added |
| Vanguard Group Inc | 2,784,071 | $2.30M | 0.00% | +25,378+0.9% | Added |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −49,186−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −45,207−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −40,797−100.0% | Sold out |
| Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −23,980−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −678−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |