Skip to main content
Livermore
Livermore
ZHEN

Smith Micro Software, Inc.

SMSI
Exchange
Nasdaq
Industry
Services-Prepackaged Software
SEC CIK
0000948708

No open-market purchases or sales by Smith Micro Software, Inc. insiders were filed in the last 90 days; 18 institutions reported holding it in 13F filings for Q2 2026, worth $1.17M in total; no superinvestor holds it.

13F holders, Q1 2023

Institutional positions in Smith Micro Software, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
45
−2 vs. Q4 2022
Shares held
8.73M
+432.9K (+5.2%) vs. Q4 2022
Total value
$10.1M
−$7.31M (−41.9%) vs. Q4 2022
New holders
8
11 more added
Sold out
10
13 more reduced

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SMSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 45 institutions
Q1 2021: 95 institutionsQ2 2021: 81 institutionsQ3 2021: 83 institutionsQ4 2021: 82 institutionsQ1 2022: 71 institutionsQ2 2022: 67 institutionsQ3 2022: 47 institutionsQ4 2022: 47 institutionsQ1 2023: 45 institutionsQ2 2023: 46 institutionsQ3 2023: 48 institutionsQ4 2023: 44 institutionsQ1 2024: 33 institutionsQ2 2024: 26 institutionsQ3 2024: 32 institutionsQ4 2024: 30 institutionsQ1 2025: 27 institutionsQ2 2025: 26 institutionsQ3 2025: 29 institutionsQ4 2025: 25 institutionsQ1 2026: 22 institutionsQ2 2026: 18 institutions
Value heldQ1 2023: $10.1M
Q1 2021: $101.8MQ2 2021: $100.0MQ3 2021: $85.7MQ4 2021: $78.5MQ1 2022: $54.8MQ2 2022: $26.1MQ3 2022: $20.4MQ4 2022: $17.4MQ1 2023: $10.1MQ2 2023: $9.95MQ3 2023: $12.0MQ4 2023: $7.89MQ1 2024: $2.83MQ2 2024: $3.80MQ3 2024: $901.0KQ4 2024: $1.52MQ1 2025: $941.0KQ2 2025: $1.24MQ3 2025: $1.07MQ4 2025: $1.00MQ1 2026: $1.13MQ2 2026: $1.17M
Institutions holding SMSI and their total value by quarter
QuarterHoldersValue
Q2 202618$1.17M
Q1 202622$1.13M
Q4 202525$1.00M
Q3 202529$1.07M
Q2 202526$1.24M
Q1 202527$941.0K
Q4 202430$1.52M
Q3 202432$901.0K
Q2 202426$3.80M
Q1 202433$2.83M
Q4 202344$7.89M
Q3 202348$12.0M
Q2 202346$9.95M
Q1 202345$10.1M
Q4 202247$17.4M
Q3 202247$20.4M
Q2 202267$26.1M
Q1 202271$54.8M
Q4 202182$78.5M
Q3 202183$85.7M
Q2 202181$100.0M
Q1 202195$101.8M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Smith Micro Software, Inc.; share changes are against Q4 2022.

Institutions holding SMSI in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Tower Research Capital LLC (TRC)95$00.00%−26,785−99.6%Reduced
JPMorgan Chase & Co98$00.00%+10+11.4%Added
FMR LLC11$130.00%−1,665−99.3%Reduced
Allworth Financial LP50$580.00%00.0%Unchanged
Iron Horse Wealth Management, LLC107$1240.00%00.0%Unchanged
New England Capital Financial Advisors LLC250$2900.00%00.0%Unchanged
Advisor Group Holdings, Inc.500$5800.00%00.0%Unchanged
Wells Fargo & Company1,346$1.56K0.00%+1,005+294.7%Added
The PNC Financial Services Group, Inc.2,772$3.22K0.00%00.0%Unchanged
West Paces Advisors Inc.5,035$5.84K0.00%00.0%Unchanged
Davenport & Co LLC10,000$11.6K0.00%00.0%Unchanged
Malaga Cove Capital, LLC10,600$12.3K0.01%−4,000−27.4%Reduced
Kovack Advisors, Inc.10,725$12.4K0.00%+10,725New
Lighthouse Investment Partners, LLC11,835$13.7K0.00%+11,835New
Bank of America Corp13,786$16.0K0.00%−5,637−29.0%Reduced
National Asset Management, Inc.15,375$17.8K0.00%00.0%Unchanged
Morgan Stanley23,230$26.9K0.00%−2,284−9.0%Reduced
Bank of New York Mellon Corp23,294$27.0K0.00%00.0%Unchanged
Capital Investment Advisors, LLC23,980$27.8K0.00%+23,980New
Charles Schwab Investment Management Inc24,721$28.7K0.00%00.0%Unchanged
D. E. Shaw & Co., Inc.27,394$31.8K0.00%00.0%Unchanged
Occudo Quantitative Strategies LP29,415$34.1K0.00%+29,415New
Acadian Asset Management LLC37,278$43.0K0.00%+37,278New
PEAK6 Investments LLC37,810$43.9K0.00%+37,810New
Tudor Investment Corp Et Al40,797$47.0K0.00%00.0%Unchanged
Commonwealth Equity Services, LLC45,207$52.0K0.00%+45,207New
Jacobs Levy Equity Management, Inc46,000$53.4K0.00%+46,000New
Sunbelt Securities, Inc.50,000$54.0K0.01%+25,000+100.0%Added
ARS Investment Partners, LLC49,655$57.6K0.01%−43,694−46.8%Reduced
Lindbrook Capital, LLC68,250$79.2K0.01%00.0%Unchanged
UBS Group AG80,068$92.9K0.00%−40,000−33.3%Reduced
Northern Trust Corp95,760$111.1K0.00%+12,510+15.0%Added
Millennium Management LLC97,685$113.0K0.00%−50,884−34.2%Reduced
Group One Trading, L.P.138,430$160.6K0.01%−20,076−12.7%Reduced
CM Management, LLC160,000$186.0K0.22%−25,000−13.5%Reduced
State Street Corp203,394$235.9K0.00%+40,500+24.9%Added
Citadel Advisors LLC228,559$265.1K0.00%+41,490+22.2%Added
Raymond James Financial Services Advisors, Inc.282,540$327.7K0.00%−12,115−4.1%Reduced
Dimensional Fund Advisors LP286,424$332.3K0.00%−79,027−21.6%Reduced
Susquehanna International Group, LLP324,610$376.5K0.00%+55,300+20.5%Added
Renaissance Technologies LLC500,397$580.0K0.00%+301,397+151.5%Added
BlackRock Inc.529,250$613.9K0.00%+8,816+1.7%Added
Geode Capital Management, LLC554,080$642.7K0.00%+4,524+0.8%Added
Pacific Ridge Capital Partners, LLC1,887,704$2.19M0.54%−7,119−0.4%Reduced
Vanguard Group Inc2,752,906$3.19M0.00%+278,162+11.2%Added
Gsa Capital Partners LLP0$00.00%−84,495−100.0%Sold out
Simplex Trading, LLC0$00.00%−63,709−100.0%Sold out
Cito Capital Group, LLC0$00.00%−35,000−100.0%Sold out
Two Sigma Investments, LP0$00.00%−24,210−100.0%Sold out
Wolverine Trading, LLC0$00.00%−16,936−100.0%Sold out
Virtu Financial LLC0$00.00%−14,852−100.0%Sold out
Squarepoint Ops LLC0$00.00%−10,300−100.0%Sold out
Equitec Proprietary Markets, LLC0$00.00%−9,800−100.0%Sold out
BNP Paribas Arbitrage, SA0$00.00%−370−100.0%Sold out
Cutler Group LP0$00.00%−115−100.0%Sold out