SLR Investment Corp.
SLRC- Exchange
- Nasdaq
- SEC CIK
- 0001418076
In the last 90 days, SLR Investment Corp. insiders filed 1 open-market purchase and 0 sales; 124 institutions reported holding it in 13F filings for Q2 2026, worth $222.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SLR Investment Corp. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- −4 vs. Q2 2021
- Shares held
- 20.1M
- −619.8K (−3.0%) vs. Q2 2021
- Total value
- $384.0M
- −$1.74M (−0.5%) vs. Q2 2021
- New holders
- 8
- 40 more added
- Sold out
- 12
- 36 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SLRC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 124 | $222.1M |
| Q1 2026 | 124 | $252.5M |
| Q4 2025 | 123 | $274.7M |
| Q3 2025 | 117 | $261.7M |
| Q2 2025 | 128 | $278.1M |
| Q1 2025 | 111 | $282.0M |
| Q4 2024 | 118 | $259.5M |
| Q3 2024 | 120 | $237.7M |
| Q2 2024 | 116 | $253.3M |
| Q1 2024 | 117 | $241.3M |
| Q4 2023 | 118 | $233.5M |
| Q3 2023 | 99 | $242.8M |
| Q2 2023 | 108 | $238.7M |
| Q1 2023 | 97 | $249.7M |
| Q4 2022 | 108 | $248.3M |
| Q3 2022 | 117 | $231.3M |
| Q2 2022 | 117 | $289.6M |
| Q1 2022 | 110 | $344.4M |
| Q4 2021 | 108 | $365.6M |
| Q3 2021 | 102 | $384.0M |
| Q2 2021 | 109 | $387.1M |
| Q1 2021 | 109 | $382.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SLR Investment Corp.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Victory Capital Management Inc | 1 | $0 | 0.00% | −1,591−99.9% | Reduced |
| NEXT Financial Group, Inc | 180 | $3.00K | 0.00% | +4+2.3% | Added |
| Global Retirement Partners, LLC | 142 | $3.00K | 0.00% | +3+2.2% | Added |
| Spire Wealth Management | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 354 | $7.00K | 0.00% | −2,307−86.7% | Reduced |
| Harbour Investments, Inc. | 345 | $7.00K | 0.00% | +100+40.8% | Added |
| US Bancorp | 400 | $8.00K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 546 | $10.0K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 939 | $18.0K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 1,021 | $19.0K | 0.00% | +21+2.1% | Added |
| Founders Capital Management | 1,500 | $29.0K | 0.02% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,932 | $36.0K | 0.00% | +41+2.2% | Added |
| Wolverine Asset Management LLC | 1,945 | $37.0K | 0.00% | −4,388−69.3% | Reduced |
| FNY Investment Advisers, LLC | 2,000 | $38.0K | 0.02% | +2,000 | New |
| Eagle Bay Advisors LLC | 2,206 | $41.0K | 0.02% | +65+3.0% | Added |
| American Portfolios Advisors | 2,230 | $42.7K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,048 | $58.0K | 0.00% | +122+4.2% | Added |
| Geneos Wealth Management Inc. | 3,152 | $60.0K | 0.00% | +2,527+404.3% | Added |
| Proequities, Inc. | 8,610 | $168.0K | 0.01% | +2,112+32.5% | Added |
| Rossmore Private Capital | 10,000 | $191.0K | 0.03% | +10,000 | New |
| Raymond James Financial Services Advisors, Inc. | 10,118 | $194.0K | 0.00% | +10,118 | New |
| FDx Advisors, Inc. | 10,858 | $208.0K | 0.01% | +308+2.9% | Added |
| Aj Wealth Strategies, LLC | 11,200 | $214.0K | 0.01% | +11,200 | New |
| Geller Advisors LLC | 11,310 | $216.0K | 0.05% | +11,310 | New |
| SMH Capital Advisors Inc | 11,330 | $217.0K | 0.40% | −458−3.9% | Reduced |
| Sigma Planning Corp | 11,605 | $222.0K | 0.01% | +429+3.8% | Added |
| Mraz, Amerine & Associates, Inc. | 11,663 | $223.0K | 0.06% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 11,800 | $226.0K | 0.05% | −29,000−71.1% | Reduced |
| Wells Fargo & Company | 11,910 | $228.0K | 0.00% | −4,322−26.6% | Reduced |
| Natixis Advisors, L.P. | 12,098 | $231.0K | 0.00% | −1,592−11.6% | Reduced |
| Texas Yale Capital Corp. | 14,052 | $269.0K | 0.02% | −17,648−55.7% | Reduced |
| BBVA USA | 14,196 | $271.0K | 0.02% | −1,330−8.6% | Reduced |
| Great West Life Assurance Co | 14,169 | $273.0K | 0.00% | +1,276+9.9% | Added |
| Wambolt & Associates, LLC | 14,834 | $286.0K | 0.11% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 18,826 | $360.0K | 0.00% | −10,602−36.0% | Reduced |
| D.A. Davidson & Co. | 18,958 | $363.0K | 0.00% | −29−0.2% | Reduced |
| M&T Bank Corp | 19,000 | $364.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 19,440 | $372.0K | 0.00% | +177+0.9% | Added |
| Sunbelt Securities, Inc. | 20,360 | $387.0K | 0.07% | 00.0% | Unchanged |
| Millennium Management LLC | 22,622 | $433.0K | 0.00% | +9,975+78.9% | Added |
| Wall Street Access Asset Management, LLC | 22,854 | $436.0K | 0.19% | +7,940+53.2% | Added |
| Next Capital Management LLC | 27,520 | $526.0K | 0.38% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 30,030 | $574.0K | 0.03% | −30−0.1% | Reduced |
| Claybrook Capital, LLC | 30,140 | $577.0K | 0.29% | +30,140 | New |
| Quadrature Capital Ltd | 31,456 | $602.0K | 0.02% | +14,712+87.9% | Added |
| Virtus ETF Advisers LLC | 32,508 | $622.0K | 0.27% | −718−2.2% | Reduced |
| Franklin Resources Inc | 35,867 | $686.0K | 0.00% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 36,816 | $711.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 38,416 | $735.0K | 0.00% | +1,350+3.6% | Added |
| RMB Capital Management, LLC | 40,000 | $765.0K | 0.03% | +40,000 | New |
| HighTower Advisors, LLC | 40,026 | $766.0K | 0.00% | +40,026 | New |
| Garner Asset Management Corp | 40,156 | $768.0K | 0.36% | +200+0.5% | Added |
| Susquehanna International Group, LLP | 42,317 | $810.0K | 0.00% | +3,240+8.3% | Added |
| Acadian Asset Management LLC | 43,072 | $822.0K | 0.00% | −8,224−16.0% | Reduced |
| Chicago Partners Investment Group LLC | 42,857 | $832.0K | 0.06% | +2,848+7.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 44,043 | $843.0K | 0.00% | +7,249+19.7% | Added |
| Neville Rodie & Shaw Inc | 46,500 | $890.0K | 0.07% | 00.0% | Unchanged |
| Citadel Advisors LLC | 48,624 | $930.0K | 0.00% | +2,561+5.6% | Added |
| Salem Investment Counselors Inc | 49,404 | $945.0K | 0.05% | 00.0% | Unchanged |
| Stifel Financial Corp | 55,030 | $1.05M | 0.00% | −445−0.8% | Reduced |
| Blair William & Co | 56,510 | $1.08M | 0.00% | −733−1.3% | Reduced |
| Concorde Asset Management, LLC | 64,267 | $1.23M | 0.71% | +44,627+227.2% | Added |
| Montag A & Associates Inc | 69,462 | $1.33M | 0.07% | +300+0.4% | Added |
| WESPAC Advisors, LLC | 72,080 | $1.38M | 0.85% | +38,216+112.9% | Added |
| Mackenzie Financial Corp | 74,067 | $1.42M | 0.00% | +8,964+13.8% | Added |
| Commonwealth Equity Services, LLC | 74,413 | $1.42M | 0.00% | −1,515−2.0% | Reduced |
| Invesco Ltd. | 76,020 | $1.45M | 0.00% | −61,072−44.5% | Reduced |
| Pekin Hardy Strauss, Inc. | 94,465 | $1.81M | 0.26% | −17,100−15.3% | Reduced |
| Acuitas Investments, LLC | 95,723 | $1.83M | 0.80% | −68,443−41.7% | Reduced |
| Raymond James & Associates | 123,179 | $2.36M | 0.00% | +12,422+11.2% | Added |
| Homrich & Berg | 127,883 | $2.45M | 0.05% | +18,806+17.2% | Added |
| Advisors Asset Management, Inc. | 128,392 | $2.46M | 0.04% | −11,760−8.4% | Reduced |
| United Capital Financial Advisers, LLC | 139,100 | $2.66M | 0.01% | −8,500−5.8% | Reduced |
| Royal Bank of Canada | 145,704 | $2.79M | 0.00% | +1,286+0.9% | Added |
| Neuberger Berman Group LLC | 151,708 | $2.90M | 0.00% | −7,061−4.4% | Reduced |
| Clear Harbor Asset Management, LLC | 158,698 | $3.04M | 0.36% | −3,124−1.9% | Reduced |
| D. E. Shaw & Co., Inc. | 159,147 | $3.04M | 0.00% | −73,524−31.6% | Reduced |
| Advisor Group Holdings, Inc. | 163,403 | $3.13M | 0.01% | +20,291+14.2% | Added |
| Two Sigma Investments, LP | 173,576 | $3.32M | 0.01% | +49,973+40.4% | Added |
| First Republic Investment Management, Inc. | 187,603 | $3.59M | 0.01% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 204,952 | $3.92M | 0.00% | −10,144−4.7% | Reduced |
| McKinley Capital Management LLC /Delaware | 211,893 | $4.05M | 0.38% | +6,127+3.0% | Added |
| Muzinich & Co., Inc. | 213,719 | $4.09M | 2.73% | −10,144−4.5% | Reduced |
| Two Sigma Advisers, LP | 237,330 | $4.54M | 0.01% | +18,300+8.4% | Added |
| Legal & General Group Plc | 251,937 | $4.82M | 0.00% | −17,747−6.6% | Reduced |
| Confluence Investment Management LLC | 268,453 | $5.14M | 0.07% | +1,597+0.6% | Added |
| Polar Capital Holdings Plc | 275,248 | $5.26M | 0.03% | −18,250−6.2% | Reduced |
| BlackRock Inc. | 276,486 | $5.29M | 0.00% | +33,048+13.6% | Added |
| UBS Group AG | 307,484 | $5.88M | 0.00% | −91,073−22.9% | Reduced |
| SEI Investments Co | 308,366 | $5.89M | 0.01% | −32,829−9.6% | Reduced |
| Callodine Capital Management, LP | 325,010 | $6.22M | 2.47% | +70,010+27.5% | Added |
| Credit Suisse AG | 332,856 | $6.37M | 0.01% | 00.0% | Unchanged |
| Cliffwater LLC | 344,276 | $6.59M | 1.73% | +3,351+1.0% | Added |
| Morgan Stanley | 405,920 | $7.76M | 0.00% | −17,636−4.2% | Reduced |
| Punch & Associates Investment Management, Inc. | 412,802 | $7.90M | 0.45% | −3,657−0.9% | Reduced |
| Van Eck Associates Corp | 528,727 | $10.1M | 0.03% | −32,304−5.8% | Reduced |
| Partners Group Holding AG | 557,068 | $10.7M | 0.74% | −5,871−1.0% | Reduced |
| Wellington Management Group LLP | 1,266,366 | $24.2M | 0.00% | −174,057−12.1% | Reduced |
| Ares Management LLC | 1,473,558 | $28.2M | 0.96% | +35,783+2.5% | Added |
| Aristotle Capital Boston, LLC | 1,803,813 | $34.5M | 0.81% | +15,633+0.9% | Added |