SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in SmileDirectClub, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SDC is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 82
- −8 vs. Q2 2023
- Shares held
- 15.9M
- −1.51M (−8.7%) vs. Q2 2023
- Total value
- $6.60M
- −$2.62M (−28.4%) vs. Q2 2023
- New holders
- 11
- 13 more added
- Sold out
- 19
- 27 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 600 | $0 | 0.00% | −21,438−97.3% | Reduced |
| Cutler Group LP | 1,209 | $0 | 0.00% | −3,628−75.0% | Reduced |
| Hantz Financial Services, Inc. | 130 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 4 | $1 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 43 | $3 | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 5 | $3 | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 22 | $9 | 0.00% | +22 | New |
| Bogart Wealth, LLC | 68 | $28 | 0.00% | 00.0% | Unchanged |
| Nemes Rush Group LLC | 345 | $144 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 500 | $207 | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 530 | $220 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 667 | $277 | 0.00% | −9,004−93.1% | Reduced |
| National Bank of Canada | 1,841 | $296 | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 1,200 | $498 | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 1,300 | $540 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,600 | $664 | 0.00% | −50−3.0% | Reduced |
| Elequin Capital LP | 1,630 | $676 | 0.00% | −346−17.5% | Reduced |
| Carmichael Hill & Associates, Inc. | 2,026 | $841 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,370 | $2.64K | 0.00% | −5,808−47.7% | Reduced |
| Truvestments Capital LLC | 8,055 | $3.34K | 0.00% | −1,852−18.7% | Reduced |
| FMR LLC | 9,213 | $3.82K | 0.00% | +1,050+12.9% | Added |
| Wells Fargo & Company | 9,950 | $4.13K | 0.00% | −970−8.9% | Reduced |
| First National Trust Co | 10,000 | $4.15K | 0.00% | 00.0% | Unchanged |
| We Are One Seven, LLC | 10,348 | $4.29K | 0.00% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 11,000 | $4.57K | 0.00% | 00.0% | Unchanged |
| Safeguard Financial, LLC | 11,500 | $4.77K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 11,575 | $4.80K | 0.00% | +11,575 | New |
| Castle Wealth Management LLC | 12,000 | $4.98K | 0.00% | 00.0% | Unchanged |
| Bernardo Wealth Planning LLC | 12,500 | $5.19K | 0.00% | +12,500 | New |
| Engineers Gate Manager LP | 13,544 | $5.62K | 0.00% | −7,178−34.6% | Reduced |
| Victory Capital Management Inc | 13,693 | $5.68K | 0.00% | +1,025+8.1% | Added |
| Cerity Partners LLC | 13,850 | $5.75K | 0.00% | +13,850 | New |
| Commonwealth Equity Services, LLC | 13,607 | $6.00K | 0.00% | +700+5.4% | Added |
| Valeo Financial Advisors, LLC | 14,508 | $6.02K | 0.00% | 00.0% | Unchanged |
| First Commonwealth Financial Corp | 15,000 | $6.22K | 0.00% | 00.0% | Unchanged |
| S.A. Mason LLC | 15,000 | $6.22K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 15,660 | $6.50K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 16,711 | $6.93K | 0.00% | −1,414−7.8% | Reduced |
| Creative Planning | 18,045 | $7.49K | 0.00% | +18,045 | New |
| Advisor Group Holdings, Inc. | 19,202 | $7.97K | 0.00% | +5,890+44.2% | Added |
| Traynor Capital Management, Inc. | 21,026 | $8.73K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 21,219 | $8.81K | 0.00% | −51,525−70.8% | Reduced |
| Sequoia Financial Advisors, LLC | 25,000 | $10.4K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 26,000 | $10.8K | 0.00% | +26,000 | New |
| Gabelli Funds LLC | 26,200 | $10.9K | 0.00% | −10,000−27.6% | Reduced |
| Avantax Advisory Services, Inc. | 29,800 | $12.4K | 0.00% | 00.0% | Unchanged |
| Telemus Capital, LLC | 33,514 | $13.9K | 0.00% | −50,000−59.9% | Reduced |
| LPL Financial LLC | 37,727 | $15.7K | 0.00% | −33,229−46.8% | Reduced |
| Bank of New York Mellon Corp | 41,678 | $17.3K | 0.00% | 00.0% | Unchanged |
| Walleye Trading LLC | 53,440 | $22.2K | 0.00% | −22,817−29.9% | Reduced |
| Twinbeech Capital LP | 55,581 | $23.1K | 0.00% | −40,901−42.4% | Reduced |
| GWM Advisors LLC | 57,750 | $24.0K | 0.00% | +2,750+5.0% | Added |
| Ironwood Investment Management LLC | 58,625 | $24.3K | 0.01% | −1,745−2.9% | Reduced |
| Group One Trading, L.P. | 68,747 | $28.5K | 0.00% | −27,297−28.4% | Reduced |
| International Assets Investment Management, LLC | 68,125 | $28.8K | 0.00% | −2,033−2.9% | Reduced |
| Goldman Sachs Group Inc | 71,952 | $29.9K | 0.00% | +71,952 | New |
| Prudential Financial Inc | 81,650 | $33.9K | 0.00% | +81,650 | New |
| Lazard Asset Management LLC | 86,146 | $35.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 95,034 | $39.4K | 0.00% | 00.0% | Unchanged |
| Schechter Investment Advisors, LLC | 105,994 | $44.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 114,055 | $47.3K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 139,212 | $58.0K | 0.00% | −247,200−64.0% | Reduced |
| Bank of America Corp | 150,615 | $62.5K | 0.00% | +857+0.6% | Added |
| Bank of Montreal | 145,128 | $65.7K | 0.00% | −90,106−38.3% | Reduced |
| Fund 1 Investments, LLC | 200,000 | $83.0K | 0.03% | +200,000 | New |
| Cantor Fitzgerald, L. P. | 201,200 | $83.5K | 0.00% | +201,200 | New |
| Citadel Advisors LLC | 205,041 | $85.1K | 0.00% | +41,515+25.4% | Added |
| Northern Trust Corp | 207,702 | $86.2K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 233,292 | $96.8K | 0.00% | +233,292 | New |
| Prentice Capital Management, LP | 233,716 | $97.0K | 0.30% | −1,748,492−88.2% | Reduced |
| Clarkston Capital Partners, LLC | 267,116 | $110.9K | 0.00% | −28,900−9.8% | Reduced |
| Deutsche Bank AG | 358,428 | $150.5K | 0.00% | −55,700−13.4% | Reduced |
| State Street Corp | 371,230 | $154.1K | 0.00% | +31,000+9.1% | Added |
| Stephens Inc | 401,172 | $166.5K | 0.00% | −43,000−9.7% | Reduced |
| UBS Group AG | 426,448 | $177.0K | 0.00% | +33,060+8.4% | Added |
| Morgan Stanley | 460,471 | $191.1K | 0.00% | −85,975−15.7% | Reduced |
| Citigroup Inc | 980,210 | $406.8K | 0.00% | +191,250+24.2% | Added |
| Gsa Capital Partners LLP | 1,176,902 | $488.0K | 0.04% | +294,181+33.3% | Added |
| Geode Capital Management, LLC | 1,307,778 | $542.9K | 0.00% | +77,508+6.3% | Added |
| BlackRock Inc. | 1,389,318 | $576.6K | 0.00% | −78,794−5.4% | Reduced |
| Vanguard Group Inc | 5,566,496 | $2.31M | 0.00% | +238,982+4.5% | Added |
| Integrated Investment Consultants, LLC | 0 | $0 | 0.00% | −167,803−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −103,011−100.0% | Sold out |
| Linden Thomas Advisory Services, LLC | 0 | $0 | 0.00% | −63,006−100.0% | Sold out |
| III Capital Management | 0 | $0 | 0.00% | −47,500−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −47,160−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −36,027−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −29,512−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −26,315−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −19,746−100.0% | Sold out |
| Signature Wealth Management Partners, LLC | 0 | $0 | 0.00% | −19,300−100.0% | Sold out |
| Rothschild Investment Corp | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Sheaff Brock Investment Advisors, LLC | 0 | $0 | 0.00% | −14,276−100.0% | Sold out |
| Zhang Financial LLC | 0 | $0 | 0.00% | −12,111−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −11,334−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −11,066−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −6,425−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Armstrong Advisory Group, Inc | 0 | $0 | 0.00% | −147−100.0% | Sold out |