SmileDirectClub, Inc.
SDCDelisted Dec 27, 2023- Industry
- Dental Equipment & Supplies
- SEC CIK
- 0001775625
SmileDirectClub, Inc. was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Jun 23, 2023; 82 institutions reported holding it in 13F filings for Q3 2023, worth $6.60M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in SmileDirectClub, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −2 vs. Q4 2022
- Shares held
- 19.8M
- −2.13M (−9.7%) vs. Q4 2022
- Total value
- $8.52M
- +$799.8K (+10.4%) vs. Q4 2022
- New holders
- 14
- 20 more added
- Sold out
- 16
- 28 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2 | $0 |
| Q1 2026 | 2 | $1 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 2 | $1 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $5 |
| Q3 2024 | 4 | $5 |
| Q2 2024 | 5 | $92 |
| Q1 2024 | 5 | $66 |
| Q4 2023 | 11 | $1.27K |
| Q3 2023 | 82 | $6.60M |
| Q2 2023 | 90 | $9.22M |
| Q1 2023 | 101 | $8.52M |
| Q4 2022 | 104 | $7.72M |
| Q3 2022 | 106 | $25.0M |
| Q2 2022 | 120 | $36.0M |
| Q1 2022 | 141 | $106.7M |
| Q4 2021 | 139 | $92.9M |
| Q3 2021 | 149 | $311.6M |
| Q2 2021 | 159 | $672.5M |
| Q1 2021 | 168 | $871.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding SmileDirectClub, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hantz Financial Services, Inc. | 130 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 78 | $0 | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 5 | $3 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 43 | $16 | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 57 | $25 | 0.00% | +57 | New |
| Bogart Wealth, LLC | 71 | $31 | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 115 | $49 | 0.00% | −1,426−92.5% | Reduced |
| Armstrong Advisory Group, Inc | 147 | $64 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 200 | $86 | 0.00% | +200 | New |
| Aspire Private Capital, LLC | 500 | $215 | 0.00% | 00.0% | Unchanged |
| Pinnacle Holdings, LLC | 515 | $221 | 0.00% | +515 | New |
| Plante Moran Financial Advisors, LLC | 530 | $228 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 530 | $228 | 0.00% | 00.0% | Unchanged |
| MRP Capital Investments, LLC | 1,000 | $430 | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 1,400 | $602 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,841 | $773 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 2,026 | $872 | 0.00% | +2,026 | New |
| Advisory Services Network, LLC | 4,110 | $1.77K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,637 | $2.00K | 0.00% | −9,725−63.3% | Reduced |
| NewSquare Capital LLC | 4,800 | $2.06K | 0.00% | +4,800 | New |
| Fifth Third Bancorp | 5,000 | $2.15K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 5,549 | $2.39K | 0.00% | −187,376−97.1% | Reduced |
| HighTower Advisors, LLC | 11,366 | $4.00K | 0.00% | +300+2.7% | Added |
| First National Trust Co | 10,000 | $4.30K | 0.00% | 00.0% | Unchanged |
| Miller Value Partners, LLC | 10,000 | $4.30K | 0.00% | +10,000 | New |
| We Are One Seven, LLC | 10,348 | $4.45K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 10,400 | $4.47K | 0.00% | 00.0% | Unchanged |
| Humankind Investments LLC | 11,265 | $4.84K | 0.00% | +1,233+12.3% | Added |
| Credit Suisse AG | 11,334 | $4.87K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,167 | $5.00K | 0.00% | +135+1.1% | Added |
| Safeguard Financial, LLC | 11,500 | $5.00K | 0.00% | +11,500 | New |
| True Wealth Design, LLC | 11,705 | $5.03K | 0.00% | 00.0% | Unchanged |
| Castle Wealth Management LLC | 12,000 | $5.16K | 0.00% | 00.0% | Unchanged |
| Zhang Financial LLC | 12,111 | $5.21K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 12,914 | $5.55K | 0.00% | −9,375−42.1% | Reduced |
| Victory Capital Management Inc | 12,961 | $5.57K | 0.00% | −243−1.8% | Reduced |
| Rothschild Investment Corp | 15,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 14,508 | $6.24K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 14,778 | $6.36K | 0.00% | +14,778 | New |
| S.A. Mason LLC | 15,000 | $6.45K | 0.00% | 00.0% | Unchanged |
| First Commonwealth Financial Corp | 15,000 | $6.45K | 0.00% | +15,000 | New |
| Squarepoint Ops LLC | 15,157 | $6.52K | 0.00% | +15,157 | New |
| Advisor Group Holdings, Inc. | 15,282 | $6.57K | 0.00% | +100+0.7% | Added |
| Stratos Wealth Partners, LTD. | 15,660 | $6.73K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 15,749 | $6.77K | 0.00% | −2,740−14.8% | Reduced |
| Tower Research Capital LLC (TRC) | 17,492 | $7.00K | 0.00% | −31,412−64.2% | Reduced |
| Cetera Advisor Networks LLC | 18,125 | $7.79K | 0.00% | −500−2.7% | Reduced |
| Signature Wealth Management Partners, LLC | 19,300 | $8.30K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 19,719 | $8.48K | 0.00% | −500−2.5% | Reduced |
| Traynor Capital Management, Inc. | 21,026 | $9.04K | 0.00% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 25,000 | $10.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 28,068 | $12.0K | 0.00% | +3,232+13.0% | Added |
| Sigma Planning Corp | 29,184 | $12.5K | 0.00% | −100−0.3% | Reduced |
| Avantax Advisory Services, Inc. | 30,100 | $12.9K | 0.00% | +8,700+40.7% | Added |
| Millennium Management LLC | 31,165 | $13.0K | 0.00% | −771,885−96.1% | Reduced |
| Wolverine Trading, LLC | 33,456 | $13.0K | 0.00% | +33,456 | New |
| Sheaff Brock Investment Advisors, LLC | 30,276 | $13.0K | 0.00% | +30,276 | New |
| Gabelli Funds LLC | 36,200 | $15.6K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 43,048 | $19.0K | 0.00% | −9,785−18.5% | Reduced |
| III Capital Management | 47,500 | $20.4K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 50,043 | $21.5K | 0.00% | −237,380−82.6% | Reduced |
| GWM Advisors LLC | 55,062 | $23.7K | 0.00% | +50,000+987.8% | Added |
| International Assets Investment Management, LLC | 59,211 | $25.5K | 0.00% | −22,904−27.9% | Reduced |
| FMR LLC | 62,253 | $26.8K | 0.00% | +50,082+411.5% | Added |
| Linden Thomas Advisory Services, LLC | 63,588 | $27.3K | 0.01% | +5,030+8.6% | Added |
| Ironwood Investment Management LLC | 63,671 | $27.4K | 0.02% | +8,540+15.5% | Added |
| Walleye Trading LLC | 65,381 | $28.1K | 0.00% | +65,381 | New |
| Jane Street Group, LLC | 79,392 | $34.1K | 0.00% | −417,074−84.0% | Reduced |
| Goldman Sachs Group Inc | 82,939 | $35.7K | 0.00% | +40,150+93.8% | Added |
| Telemus Capital, LLC | 83,514 | $35.9K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 86,146 | $37.0K | 0.00% | 00.0% | Unchanged |
| Winton Group Ltd | 91,369 | $39.3K | 0.00% | +15,153+19.9% | Added |
| Charles Schwab Investment Management Inc | 95,034 | $40.9K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 95,166 | $40.9K | 0.00% | +10,049+11.8% | Added |
| Susquehanna International Group, LLP | 96,433 | $41.5K | 0.00% | −149,428−60.8% | Reduced |
| Schechter Investment Advisors, LLC | 105,994 | $45.6K | 0.00% | −2,248−2.1% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 114,055 | $49.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 123,755 | $53.2K | 0.00% | −500−0.4% | Reduced |
| Group One Trading, L.P. | 131,569 | $56.6K | 0.00% | −98,385−42.8% | Reduced |
| Bank of America Corp | 160,360 | $69.0K | 0.00% | −51,316−24.2% | Reduced |
| Integrated Investment Consultants, LLC | 167,803 | $72.2K | 0.02% | 00.0% | Unchanged |
| Virtu Financial LLC | 182,767 | $79.0K | 0.01% | +51,708+39.5% | Added |
| Rockefeller Capital Management L.P. | 200,750 | $86.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 222,242 | $96.0K | 0.00% | +178,412+407.1% | Added |
| HRT Financial LP | 246,180 | $105.0K | 0.00% | +38,220+18.4% | Added |
| Northern Trust Corp | 262,657 | $112.9K | 0.00% | +15,472+6.3% | Added |
| Bank of Montreal | 208,447 | $115.7K | 0.00% | −87,039−29.5% | Reduced |
| Renaissance Technologies LLC | 293,312 | $126.0K | 0.00% | +170,800+139.4% | Added |
| Clarkston Capital Partners, LLC | 296,016 | $127.3K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 340,230 | $146.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 394,210 | $169.5K | 0.00% | +66,913+20.4% | Added |
| Deutsche Bank AG | 414,128 | $178.1K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 444,172 | $191.0K | 0.00% | −27,036−5.7% | Reduced |
| Morgan Stanley | 514,086 | $221.1K | 0.00% | −90,560−15.0% | Reduced |
| Citigroup Inc | 869,813 | $374.0K | 0.00% | −50,912−5.5% | Reduced |
| Geode Capital Management, LLC | 1,123,634 | $483.2K | 0.00% | +14,286+1.3% | Added |
| BlackRock Inc. | 1,467,760 | $631.1K | 0.00% | −1,160−0.1% | Reduced |
| Gsa Capital Partners LLP | 1,876,262 | $807.0K | 0.08% | +1,876,262 | New |
| Prentice Capital Management, LP | 2,395,775 | $1.03M | 2.21% | −147,674−5.8% | Reduced |
| Vanguard Group Inc | 5,327,514 | $2.29M | 0.00% | −2,228,084−29.5% | Reduced |