Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +6 vs. Q2 2024
- Shares held
- 123.0M
- +22.3M (+22.2%) vs. Q2 2024
- Total value
- $1.94B
- +$688.1M (+55.2%) vs. Q2 2024
- New holders
- 33
- 76 more added
- Sold out
- 27
- 95 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Migdal Insurance & Financial Holdings Ltd. | 19 | $0 | 0.00% | −639−97.1% | Reduced |
| Avion Wealth | 40 | $0 | 0.00% | 00.0% | Unchanged |
| Hemington Wealth Management | 46 | $0 | 0.00% | +46 | New |
| Dunhill Financial, LLC | 9 | $137 | 0.00% | +9 | New |
| Mendota Financial Group, LLC | 10 | $158 | 0.00% | +10 | New |
| Abound Wealth Management | 12 | $189 | 0.00% | +12 | New |
| Huntington National Bank | 24 | $378 | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 51 | $802 | 0.00% | 00.0% | Unchanged |
| Capital Performance Advisors LLP | 60 | $944 | 0.00% | +60 | New |
| Bessemer Group Inc | 75 | $1.00K | 0.00% | +75 | New |
| EverSource Wealth Advisors, LLC | 85 | $1.34K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 89 | $1.40K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 95 | $1.49K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 115 | $1.81K | 0.00% | +75+187.5% | Added |
| Farther Finance Advisors, LLC | 118 | $1.86K | 0.00% | 00.0% | Unchanged |
| Optiver Holding B.V. | 126 | $1.98K | 0.00% | +57+82.6% | Added |
| Trust Co of Vermont | 129 | $2.03K | 0.00% | +129 | New |
| Whittier Trust Co | 141 | $2.22K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 157 | $2.48K | 0.00% | +1+0.6% | Added |
| Sandy Spring Bank | 188 | $2.96K | 0.00% | +188 | New |
| Your Advocates Ltd., LLP | 200 | $3.15K | 0.00% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 260 | $4.09K | 0.00% | +260 | New |
| Aspire Private Capital, LLC | 270 | $4.25K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 318 | $5.00K | 0.00% | +56+21.4% | Added |
| Umb Bank N A | 328 | $5.16K | 0.00% | +147+81.2% | Added |
| Global Retirement Partners, LLC | 372 | $5.85K | 0.00% | +35+10.4% | Added |
| Sterling Capital Management LLC | 433 | $6.81K | 0.00% | +433 | New |
| CWM, LLC | 567 | $9.00K | 0.00% | +291+105.4% | Added |
| Parallel Advisors, LLC | 698 | $11.0K | 0.00% | +72+11.5% | Added |
| Fifth Third Bancorp | 713 | $11.2K | 0.00% | +122+20.6% | Added |
| Larson Financial Group LLC | 1,000 | $15.7K | 0.00% | +1,000 | New |
| Advisor Group Holdings, Inc. | 1,047 | $16.5K | 0.00% | +1+0.1% | Added |
| Venturi Wealth Management, LLC | 1,157 | $18.2K | 0.00% | +1,157 | New |
| Group One Trading, L.P. | 1,207 | $19.0K | 0.00% | +1,207 | New |
| Lindbrook Capital, LLC | 1,624 | $25.5K | 0.00% | −282−14.8% | Reduced |
| Versant Capital Management, Inc | 1,640 | $25.8K | 0.01% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 1,728 | $27.2K | 0.00% | −200,312−99.1% | Reduced |
| Smartleaf Asset Management LLC | 1,830 | $28.6K | 0.00% | −214−10.5% | Reduced |
| Clear Street Markets LLC | 2,000 | $31.0K | 0.02% | +2,000 | New |
| Northwestern Mutual Wealth Management Co | 2,077 | $32.7K | 0.00% | −43−2.0% | Reduced |
| US Bancorp | 2,521 | $39.7K | 0.00% | +191+8.2% | Added |
| Allworth Financial LP | 3,271 | $51.5K | 0.00% | +3,197+4,320.3% | Added |
| Catalyst Funds Management Pty Ltd | 3,400 | $53.5K | 0.01% | +2,500+277.8% | Added |
| Signaturefd, LLC | 3,476 | $54.7K | 0.00% | +266+8.3% | Added |
| KBC Group NV | 3,973 | $62.0K | 0.00% | 00.0% | Unchanged |
| FIL Ltd | 4,478 | $70.4K | 0.00% | −5,807−56.5% | Reduced |
| Quadrant Capital Group LLC | 4,700 | $73.9K | 0.01% | +1,055+28.9% | Added |
| Mirae Asset Global Investments Co., Ltd. | 4,947 | $77.3K | 0.00% | +1,289+35.2% | Added |
| Point72 Asia (Singapore) Pte. Ltd. | 7,122 | $112.0K | 0.02% | +3,124+78.1% | Added |
| The PNC Financial Services Group, Inc. | 7,328 | $115.3K | 0.00% | −542−6.9% | Reduced |
| Simplex Trading, LLC | 7,768 | $122.0K | 0.00% | +5,922+320.8% | Added |
| Ronald Blue Trust, Inc. | 10,445 | $129.8K | 0.00% | +9,130+694.3% | Added |
| GAMMA Investing LLC | 9,351 | $147.1K | 0.01% | +2,028+27.7% | Added |
| Covestor Ltd | 10,058 | $158.0K | 0.10% | +7,649+317.5% | Added |
| Private Advisor Group, LLC | 10,081 | $158.6K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 10,983 | $172.4K | 0.00% | −300−2.7% | Reduced |
| Miracle Mile Advisors, LLC | 11,200 | $176.2K | 0.00% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 11,831 | $186.0K | 0.00% | −82−0.7% | Reduced |
| M&T Bank Corp | 11,955 | $188.1K | 0.00% | +443+3.8% | Added |
| Schonfeld Strategic Advisors LLC | 11,999 | $188.7K | 0.00% | +11,999 | New |
| Ameritas Investment Partners, Inc. | 12,239 | $192.5K | 0.01% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 12,399 | $195.0K | 0.00% | +12,399 | New |
| Raymond James & Associates | 12,414 | $195.3K | 0.00% | −4,109−24.9% | Reduced |
| Cerity Partners LLC | 12,428 | $195.5K | 0.00% | +12,428 | New |
| CIBC Asset Management Inc | 12,998 | $204.5K | 0.00% | +42+0.3% | Added |
| Captrust Financial Advisors | 13,018 | $204.8K | 0.00% | +278+2.2% | Added |
| Tower Research Capital LLC (TRC) | 13,115 | $206.3K | 0.01% | −20,804−61.3% | Reduced |
| Metis Global Partners, LLC | 13,127 | $206.5K | 0.01% | +13,127 | New |
| Virtus ETF Advisers LLC | 13,266 | $208.7K | 0.10% | −947−6.7% | Reduced |
| Veriti Management LLC | 13,274 | $208.8K | 0.01% | −401−2.9% | Reduced |
| Bank of Montreal | 13,542 | $211.7K | 0.00% | −14−0.1% | Reduced |
| Headlands Technologies LLC | 14,604 | $229.7K | 0.03% | +5,454+59.6% | Added |
| Mackenzie Financial Corp | 14,999 | $235.9K | 0.00% | +1,629+12.2% | Added |
| JustInvest LLC | 15,118 | $237.8K | 0.00% | +771+5.4% | Added |
| Royal Bank of Canada | 15,083 | $238.0K | 0.00% | −3,223−17.6% | Reduced |
| RSM US Wealth Management LLC | 15,545 | $245.4K | 0.00% | +15,545 | New |
| XTX Topco Ltd | 17,003 | $267.5K | 0.02% | +17,003 | New |
| Nissay Asset Management Corp | 17,795 | $279.9K | 0.00% | +2,586+17.0% | Added |
| Creative Planning | 18,988 | $298.7K | 0.00% | +1,194+6.7% | Added |
| Mutual of America Capital Management LLC | 19,170 | $301.5K | 0.00% | −1,779−8.5% | Reduced |
| Van Eck Associates Corp | 21,302 | $338.0K | 0.00% | +2,338+12.3% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 22,092 | $347.5K | 0.00% | 00.0% | Unchanged |
| Miller Howard Investments Inc | 22,318 | $351.1K | 0.01% | −18−0.1% | Reduced |
| Davenport & Co LLC | 23,059 | $362.7K | 0.00% | −8,641−27.3% | Reduced |
| Quantinno Capital Management LP | 23,073 | $362.9K | 0.00% | +4,302+22.9% | Added |
| Pathstone Holdings, LLC | 23,174 | $364.5K | 0.00% | +8,325+56.1% | Added |
| STRS Ohio | 23,200 | $364.9K | 0.00% | 00.0% | Unchanged |
| DekaBank Deutsche Girozentrale | 30,189 | $372.0K | 0.00% | 00.0% | Unchanged |
| Standard Life Aberdeen plc | 24,812 | $390.3K | 0.00% | +2,367+10.5% | Added |
| Natixis Advisors, L.P. | 25,549 | $402.0K | 0.00% | −817−3.1% | Reduced |
| ProShare Advisors LLC | 25,929 | $407.9K | 0.00% | +6,884+36.1% | Added |
| CWM Advisors, LLC | 26,126 | $411.0K | 0.04% | −2,127−7.5% | Reduced |
| Gamco Investors, Inc. Et Al | 26,500 | $416.8K | 0.00% | 00.0% | Unchanged |
| Susquehanna Portfolio Strategies, LLC | 26,746 | $420.7K | 0.03% | 00.0% | Unchanged |
| Cambria Investment Management, L.P. | 28,736 | $452.0K | 0.03% | +2,801+10.8% | Added |
| IFM Investors Pty Ltd | 28,748 | $452.2K | 0.00% | +272+1.0% | Added |
| Point72 Asset Management, L.P. | 28,850 | $453.8K | 0.00% | +14,650+103.2% | Added |
| Oregon Public Employees Retirement Fund | 29,960 | $471.3K | 0.01% | −1,000−3.2% | Reduced |
| Boothbay Fund Management, LLC | 30,474 | $479.4K | 0.02% | +30,474 | New |
| SEI Investments Co | 30,903 | $486.2K | 0.00% | −82,292−72.7% | Reduced |