Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Retail Opportunity Investments Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 220
- +7 vs. Q3 2023
- Shares held
- 127.8M
- +4.36M (+3.5%) vs. Q3 2023
- Total value
- $1.79B
- +$265.0M (+17.3%) vs. Q3 2023
- New holders
- 24
- 73 more added
- Sold out
- 17
- 95 more reduced
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guggenheim Capital LLC | 47,845 | $671.3K | 0.01% | +169+0.4% | Added |
| Algert Global LLC | 48,800 | $684.7K | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 48,830 | $685.1K | 0.00% | −21,196−30.3% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 49,493 | $694.4K | 0.01% | −34,747−41.2% | Reduced |
| D. E. Shaw & Co., Inc. | 51,636 | $724.5K | 0.00% | −213,030−80.5% | Reduced |
| Royal Bank of Canada | 53,161 | $746.0K | 0.00% | +9,484+21.7% | Added |
| Tudor Investment Corp Et Al | 55,803 | $782.9K | 0.01% | −259,141−82.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 58,564 | $821.7K | 0.00% | +3,736+6.8% | Added |
| STRS Ohio | 58,892 | $826.0K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 58,927 | $826.7K | 0.00% | −1,615−2.7% | Reduced |
| Cornercap Investment Counsel Inc | 60,296 | $846.0K | 0.14% | +158+0.3% | Added |
| Cubist Systematic Strategies, LLC | 61,573 | $863.9K | 0.01% | −66,382−51.9% | Reduced |
| Yousif Capital Management, LLC | 62,484 | $876.7K | 0.01% | −60−0.1% | Reduced |
| Louisiana State Employees Retirement System | 63,000 | $883.9K | 0.02% | −1,100−1.7% | Reduced |
| First Trust Advisors LP | 63,136 | $885.8K | 0.00% | −1,844−2.8% | Reduced |
| Manufacturers Life Insurance Company, The | 63,956 | $897.3K | 0.00% | −2,119−3.2% | Reduced |
| Janus Henderson Group PLC | 64,487 | $905.1K | 0.00% | −93−0.1% | Reduced |
| MetLife Investment Management | 65,503 | $919.0K | 0.01% | 00.0% | Unchanged |
| HSBC Holdings PLC | 67,101 | $941.4K | 0.00% | +7,419+12.4% | Added |
| American International Group, Inc. | 67,146 | $942.1K | 0.00% | −570−0.8% | Reduced |
| Victory Capital Management Inc | 67,933 | $953.1K | 0.00% | −4,334−6.0% | Reduced |
| Walleye Trading LLC | 68,376 | $959.3K | 0.01% | +12,809+23.1% | Added |
| Ensign Peak Advisors, Inc | 68,682 | $963.6K | 0.00% | +1,450+2.2% | Added |
| State of Tennessee, Treasury Department | 70,909 | $994.9K | 0.00% | +42+0.1% | Added |
| Illinois Municipal Retirement Fund | 71,164 | $998.0K | 0.02% | −714−1.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 75,011 | $1.02M | 0.00% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 75,600 | $1.06M | 0.00% | +75,600 | New |
| Truist Financial Corp | 78,792 | $1.11M | 0.00% | −3,911−4.7% | Reduced |
| Stableford Capital II LLC | 78,910 | $1.11M | 0.47% | +52,568+199.6% | Added |
| Deutsche Bank AG | 79,951 | $1.12M | 0.00% | −3,876−4.6% | Reduced |
| FMR LLC | 85,385 | $1.20M | 0.00% | −8,853−9.4% | Reduced |
| Arrowstreet Capital, Limited Partnership | 86,202 | $1.21M | 0.00% | +86,202 | New |
| Price T Rowe Associates Inc | 87,448 | $1.23M | 0.00% | +9,881+12.7% | Added |
| Putnam Investments LLC | 88,191 | $1.24M | 0.00% | −2,794−3.1% | Reduced |
| Oversea-Chinese Banking CORP Ltd | 89,469 | $1.26M | 0.04% | +89,469 | New |
| Third Avenue Management LLC | 90,000 | $1.26M | 0.21% | 00.0% | Unchanged |
| UBS Group AG | 91,386 | $1.28M | 0.00% | +29,325+47.3% | Added |
| Franklin Resources Inc | 94,220 | $1.32M | 0.00% | −8,806−8.5% | Reduced |
| Amundi | 98,584 | $1.37M | 0.00% | −14,409−12.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 101,725 | $1.43M | 0.01% | +15,298+17.7% | Added |
| Stifel Financial Corp | 102,958 | $1.44M | 0.00% | +4,215+4.3% | Added |
| SEI Investments Co | 104,640 | $1.47M | 0.00% | +956+0.9% | Added |
| Texas Permanent School Fund | 108,800 | $1.53M | 0.01% | +1,833+1.7% | Added |
| New York State Common Retirement Fund | 115,187 | $1.62M | 0.00% | +478+0.4% | Added |
| Utah Retirement Systems | 116,194 | $1.63M | 0.02% | +17,110+17.3% | Added |
| Zimmer Partners, LP | 120,000 | $1.68M | 0.06% | +120,000 | New |
| Citigroup Inc | 127,576 | $1.79M | 0.00% | +7,657+6.4% | Added |
| Allstate Corp | 129,189 | $1.81M | 0.13% | +21,895+20.4% | Added |
| California State Teachers Retirement System | 132,579 | $1.86M | 0.00% | −5,983−4.3% | Reduced |
| State of Alaska, Department of Revenue | 135,386 | $1.90M | 0.02% | −1,495−1.1% | Reduced |
| Employees Retirement System of Texas | 140,000 | $1.96M | 0.02% | +140,000 | New |
| Nomura Asset Management Co Ltd | 143,800 | $2.02M | 0.01% | −284−0.2% | Reduced |
| AQR Capital Management LLC | 153,151 | $2.15M | 0.00% | +11,059+7.8% | Added |
| UBS Oconnor LLC | 174,117 | $2.44M | 0.08% | +146,517+530.9% | Added |
| FIL Ltd | 177,000 | $2.48M | 0.00% | +177,000 | New |
| Public Employees Retirement System of Ohio | 182,754 | $2.56M | 0.01% | +209+0.1% | Added |
| Alliancebernstein L.P. | 183,057 | $2.57M | 0.00% | +2,433+1.3% | Added |
| Citadel Advisors LLC | 186,181 | $2.61M | 0.00% | −774,453−80.6% | Reduced |
| Qube Research & Technologies Ltd | 194,181 | $2.72M | 0.01% | +4,596+2.4% | Added |
| GSI Capital Advisors LLC | 197,761 | $2.77M | 1.68% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 199,273 | $2.80M | 0.01% | 00.0% | Unchanged |
| Asset Management One Co.,Ltd. | 203,967 | $2.90M | 0.01% | −4,940−2.4% | Reduced |
| Renaissance Technologies LLC | 213,900 | $3.00M | 0.00% | −437,600−67.2% | Reduced |
| Barclays PLC | 215,857 | $3.03M | 0.00% | +151,017+232.9% | Added |
| Allspring Global Investments Holdings, LLC | 219,365 | $3.08M | 0.01% | +13,299+6.5% | Added |
| Swiss National Bank | 248,400 | $3.49M | 0.00% | −28,600−10.3% | Reduced |
| Great West Life Assurance Co | 260,319 | $3.65M | 0.01% | +8,467+3.4% | Added |
| Public Sector Pension Investment Board | 261,468 | $3.67M | 0.03% | +105,729+67.9% | Added |
| Bridgeway Capital Management, LLC | 264,459 | $3.71M | 0.08% | +264,459 | New |
| Thrivent Financial for Lutherans | 269,259 | $3.78M | 0.01% | −5,726−2.1% | Reduced |
| Voya Investment Management LLC | 278,915 | $3.91M | 0.00% | −91,050−24.6% | Reduced |
| Credit Suisse AG | 281,483 | $3.95M | 0.00% | +61,377+27.9% | Added |
| Two Sigma Investments, LP | 315,202 | $4.42M | 0.01% | +51,604+19.6% | Added |
| Bank of America Corp | 315,591 | $4.43M | 0.00% | −13,660−4.1% | Reduced |
| Nuveen Asset Management, LLC | 329,970 | $4.63M | 0.00% | +3,182+1.0% | Added |
| Sapience Investments, LLC | 371,906 | $5.22M | 1.24% | −63,355−14.6% | Reduced |
| Rhumbline Advisers | 427,244 | $5.99M | 0.01% | −850−0.2% | Reduced |
| Macquarie Group Ltd | 457,431 | $6.42M | 0.01% | +16,117+3.7% | Added |
| Ameriprise Financial Inc | 571,294 | $8.02M | 0.00% | −5,957−1.0% | Reduced |
| Davis Selected Advisers | 572,755 | $8.04M | 0.05% | −27,440−4.6% | Reduced |
| Phocas Financial Corp. | 588,908 | $8.26M | 1.09% | −3,405−0.6% | Reduced |
| Lighthouse Investment Partners, LLC | 600,000 | $8.42M | 0.61% | +600,000 | New |
| Two Sigma Advisers, LP | 652,397 | $9.15M | 0.02% | +33,000+5.3% | Added |
| Rbo & Co LLC | 767,110 | $10.8M | 1.85% | −132,067−14.7% | Reduced |
| Norges Bank | 807,379 | $11.3M | 0.00% | −82,090−9.2% | Reduced |
| Invesco Ltd. | 809,225 | $11.4M | 0.00% | +23,038+2.9% | Added |
| Verition Fund Management LLC | 828,988 | $11.6M | 0.12% | +400,195+93.3% | Added |
| Goldman Sachs Group Inc | 834,926 | $11.7M | 0.00% | −676,696−44.8% | Reduced |
| Neuberger Berman Group LLC | 858,886 | $12.1M | 0.01% | −67,832−7.3% | Reduced |
| Strategy Asset Managers LLC | 876,179 | $12.3M | 2.91% | 00.0% | Unchanged |
| Allianz Asset Management GmbH | 912,149 | $12.8M | 0.02% | −36,328−3.8% | Reduced |
| Walleye Capital LLC | 918,217 | $12.9M | 0.18% | +884,193+2,598.7% | Added |
| State of New Jersey Common Pension Fund D | 986,682 | $13.8M | 0.05% | +15,204+1.6% | Added |
| Prudential Financial Inc | 994,642 | $14.0M | 0.02% | +788,723+383.0% | Added |
| UBS Asset Management Americas Inc | 1,056,355 | $14.8M | 0.01% | +202,441+23.7% | Added |
| Legal & General Group Plc | 1,149,221 | $16.1M | 0.01% | +47,544+4.3% | Added |
| Ranger Global Real Estate Advisors, LLC | 1,189,171 | $16.7M | 3.42% | −216,063−15.4% | Reduced |
| Waterfront Capital Partners, LLC | 1,244,481 | $17.5M | 1.53% | +1,244,481 | New |
| Marshall Wace, LLP | 1,285,331 | $18.0M | 0.03% | +1,285,331 | New |
| Bank of New York Mellon Corp | 1,349,850 | $18.9M | 0.00% | −116,804−8.0% | Reduced |