Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Retail Opportunity Investments Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 220
- +7 vs. Q3 2023
- Shares held
- 127.8M
- +4.36M (+3.5%) vs. Q3 2023
- Total value
- $1.79B
- +$265.0M (+17.3%) vs. Q3 2023
- New holders
- 24
- 73 more added
- Sold out
- 17
- 95 more reduced
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clear Street Markets LLC | 1 | $0 | 0.00% | −2,365−100.0% | Reduced |
| Parkside Financial Bank & Trust | 15 | $211 | 0.00% | −447−96.8% | Reduced |
| Global Retirement Partners, LLC | 37 | $518 | 0.00% | −13−26.0% | Reduced |
| EverSource Wealth Advisors, LLC | 43 | $603 | 0.00% | −40−48.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 43 | $603 | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 51 | $716 | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 77 | $1.08K | 0.00% | −35−31.3% | Reduced |
| Huntington National Bank | 88 | $1.24K | 0.00% | +87+8,700.0% | Added |
| Whittier Trust Co of Nevada Inc | 89 | $1.25K | 0.00% | −89−50.0% | Reduced |
| Allworth Financial LP | 89 | $1.25K | 0.00% | −7−7.3% | Reduced |
| Farmers & Merchants Investments Inc | 95 | $1.33K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 136 | $1.91K | 0.00% | +39+40.2% | Added |
| Advisory Services Network, LLC | 151 | $2.12K | 0.00% | +151 | New |
| HighMark Wealth Management LLC | 152 | $2.13K | 0.00% | +2+1.3% | Added |
| Your Advocates Ltd., LLP | 200 | $2.81K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 262 | $3.68K | 0.00% | −611−70.0% | Reduced |
| Aspire Private Capital, LLC | 270 | $3.79K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 368 | $5.00K | 0.00% | −2,080−85.0% | Reduced |
| Simplex Trading, LLC | 444 | $6.00K | 0.00% | +444 | New |
| Ronald Blue Trust, Inc. | 481 | $6.00K | 0.00% | +481 | New |
| Parallel Advisors, LLC | 479 | $6.72K | 0.00% | +1+0.2% | Added |
| Covestor Ltd | 557 | $8.00K | 0.01% | −1−0.2% | Reduced |
| Fifth Third Bancorp | 591 | $8.29K | 0.00% | −216−26.8% | Reduced |
| Smartleaf Asset Management LLC | 669 | $8.90K | 0.00% | +669 | New |
| Migdal Insurance & Financial Holdings Ltd. | 946 | $13.0K | 0.00% | −606−39.0% | Reduced |
| Versant Capital Management, Inc | 1,640 | $23.0K | 0.01% | −113−6.4% | Reduced |
| Lindbrook Capital, LLC | 2,514 | $35.3K | 0.00% | +961+61.9% | Added |
| EntryPoint Capital, LLC | 3,408 | $47.8K | 0.05% | +3,408 | New |
| Whittier Trust Co | 3,524 | $49.4K | 0.00% | −1,613−31.4% | Reduced |
| Advisor Group Holdings, Inc. | 3,690 | $51.8K | 0.00% | +2,229+152.6% | Added |
| Signaturefd, LLC | 3,980 | $55.8K | 0.00% | −327−7.6% | Reduced |
| KBC Group NV | 3,973 | $56.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 4,563 | $64.0K | 0.00% | −952−17.3% | Reduced |
| Russell Investments Group, Ltd. | 6,553 | $91.9K | 0.00% | −29,803−82.0% | Reduced |
| Quadrant Capital Group LLC | 7,029 | $98.6K | 0.01% | −5,095−42.0% | Reduced |
| The PNC Financial Services Group, Inc. | 7,691 | $107.9K | 0.00% | −2,058−21.1% | Reduced |
| GAMMA Investing LLC | 9,187 | $124.9K | 0.03% | +9,187 | New |
| Private Advisor Group, LLC | 10,066 | $141.2K | 0.00% | 00.0% | Unchanged |
| JustInvest LLC | 10,114 | $141.9K | 0.00% | −6,770−40.1% | Reduced |
| Schechter Investment Advisors, LLC | 10,270 | $144.1K | 0.01% | −1,731−14.4% | Reduced |
| Aigen Investment Management, LP | 10,918 | $153.2K | 0.03% | −1,977−15.3% | Reduced |
| Metropolitan Life Insurance Co | 11,001 | $154.3K | 0.01% | −12−0.1% | Reduced |
| Mariner, LLC | 11,039 | $154.9K | 0.00% | −3,229−22.6% | Reduced |
| Miracle Mile Advisors, LLC | 11,200 | $157.1K | 0.00% | 00.0% | Unchanged |
| Vanderbilt University | 11,679 | $163.9K | 0.04% | +11,679 | New |
| M&T Bank Corp | 11,948 | $167.6K | 0.00% | +6+0.1% | Added |
| Crossmark Global Holdings, Inc. | 12,030 | $169.0K | 0.00% | +22+0.2% | Added |
| Ameritas Investment Partners, Inc. | 12,239 | $171.7K | 0.01% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 12,352 | $173.3K | 0.00% | −8,046−39.4% | Reduced |
| Pathstone Holdings, LLC | 12,990 | $182.3K | 0.00% | +12,990 | New |
| Point72 Hong Kong Ltd | 13,072 | $183.4K | 0.01% | +13,072 | New |
| Bank of Montreal | 12,964 | $184.6K | 0.00% | −133−1.0% | Reduced |
| CIBC Asset Management Inc | 13,746 | $192.9K | 0.00% | +251+1.9% | Added |
| Jump Financial, LLC | 14,000 | $196.4K | 0.01% | −14,388−50.7% | Reduced |
| Nissay Asset Management Corp | 14,635 | $205.3K | 0.00% | +752+5.4% | Added |
| Everence Capital Management Inc | 14,970 | $210.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 15,007 | $210.5K | 0.00% | −9,946−39.9% | Reduced |
| Keybank National Association | 15,801 | $221.7K | 0.00% | −2,736−14.8% | Reduced |
| Point72 Middle East FZE | 16,305 | $228.8K | 0.02% | +982+6.4% | Added |
| Van Eck Associates Corp | 17,253 | $242.0K | 0.00% | +2,837+19.7% | Added |
| Quantinno Capital Management LP | 17,452 | $245.0K | 0.01% | +2,772+18.9% | Added |
| Pictet & Cie (Europe) SA | 17,863 | $250.6K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 18,668 | $261.9K | 0.06% | +18,668 | New |
| Cambria Investment Management, L.P. | 19,000 | $266.6K | 0.02% | 00.0% | Unchanged |
| Wexford Capital LP | 19,395 | $272.1K | 0.06% | −1,179−5.7% | Reduced |
| Vident Advisory, LLC | 20,429 | $286.6K | 0.01% | −2,379−10.4% | Reduced |
| Captrust Financial Advisors | 21,649 | $303.7K | 0.00% | +1,036+5.0% | Added |
| Miller Howard Investments Inc | 21,810 | $306.0K | 0.01% | +267+1.2% | Added |
| Raymond James & Associates | 21,841 | $306.4K | 0.00% | +65+0.3% | Added |
| Mutual of America Capital Management LLC | 22,054 | $309.4K | 0.00% | −29−0.1% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 22,092 | $310.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 22,868 | $321.0K | 0.00% | −25,765−53.0% | Reduced |
| ProShare Advisors LLC | 23,183 | $325.3K | 0.00% | +4,378+23.3% | Added |
| Standard Life Aberdeen plc | 24,665 | $346.1K | 0.00% | −234−0.9% | Reduced |
| Davenport & Co LLC | 24,850 | $348.6K | 0.00% | −900−3.5% | Reduced |
| Elequin Capital LP | 25,050 | $351.5K | 0.11% | +25,050 | New |
| Westpac Banking Corp | 25,389 | $356.2K | 0.03% | +25,389 | New |
| Gamco Investors, Inc. Et Al | 26,500 | $371.8K | 0.00% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 26,997 | $379.0K | 0.00% | 00.0% | Unchanged |
| CWM Advisors, LLC | 27,214 | $381.8K | 0.04% | +2,605+10.6% | Added |
| Engineers Gate Manager LP | 28,910 | $405.6K | 0.01% | +11,948+70.4% | Added |
| DekaBank Deutsche Girozentrale | 30,189 | $430.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Holding SA | 34,483 | $483.8K | 0.00% | +2,342+7.3% | Added |
| State Board of Administration of Florida Retirement System | 35,154 | $493.2K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 35,224 | $494.2K | 0.00% | −653−1.8% | Reduced |
| UniSuper Management Pty Ltd | 35,400 | $496.7K | 0.01% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 36,134 | $506.0K | 0.00% | −5,509−13.2% | Reduced |
| Squarepoint Ops LLC | 36,236 | $508.4K | 0.00% | +36,236 | New |
| Oregon Public Employees Retirement Fund | 36,860 | $517.1K | 0.01% | −600−1.6% | Reduced |
| Tower Research Capital LLC (TRC) | 37,292 | $523.2K | 0.01% | +28,455+322.0% | Added |
| SG Americas Securities, LLC | 37,873 | $531.0K | 0.01% | −47,698−55.7% | Reduced |
| Daiwa Securities Group Inc. | 38,372 | $538.0K | 0.00% | −1,868−4.6% | Reduced |
| Susquehanna Portfolio Strategies, LLC | 38,419 | $539.0K | 0.01% | +38,419 | New |
| Teachers Retirement System of the State of Kentucky | 40,471 | $568.0K | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 44,107 | $618.8K | 0.00% | −4,833−9.9% | Reduced |
| Susquehanna International Group, LLP | 44,757 | $627.9K | 0.00% | −127,064−74.0% | Reduced |
| Jane Street Group, LLC | 45,488 | $638.2K | 0.00% | −10,002−18.0% | Reduced |
| Maryland State Retirement & Pension System | 45,794 | $642.5K | 0.01% | −617−1.3% | Reduced |
| Amalgamated Bank | 45,874 | $644.0K | 0.01% | −2,718−5.6% | Reduced |
| Wells Fargo & Company | 46,892 | $657.9K | 0.00% | +13,601+40.9% | Added |