Retail Opportunity Investments Corp

ROICDelisted Feb 12, 2025

Industry: Real Estate Investment Trusts
SEC CIK: 0001407623

SEC filings (opens in a new tab)

Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.

Q4 2023 vs. Q3 2023

How the institutions holding Retail Opportunity Investments Corp changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of ROIC: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Of which not filed for Q4 2023	Q4 2023	Change
Holders	216	3	220	+7
Shares	123.5M	104.3K	127.8M	+4.36M (+3.5%)
Value	$1.53B	$1.29M	$1.79B	+$265.0M (+17.3%)

3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (24)

Institutions that held Retail Opportunity Investments Corp at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to ROIC in Q4 2023
Institution	Shares	Value	% of portfolio
Marshall Wace, LLP	1,285,331	$18.0M	0.03%
Waterfront Capital Partners, LLC	1,244,481	$17.5M	1.53%
Lighthouse Investment Partners, LLC	600,000	$8.42M	0.61%
Bridgeway Capital Management, LLC	264,459	$3.71M	0.08%
FIL Ltd	177,000	$2.48M	0.00%
Employees Retirement System of Texas	140,000	$1.96M	0.02%
Zimmer Partners, LP	120,000	$1.68M	0.06%
Oversea-Chinese Banking CORP Ltd	89,469	$1.26M	0.04%
Arrowstreet Capital, Limited Partnership	86,202	$1.21M	0.00%
Healthcare of Ontario Pension Plan Trust Fund	75,600	$1.06M	0.00%
Susquehanna Portfolio Strategies, LLC	38,419	$539.0K	0.01%
Squarepoint Ops LLC	36,236	$508.4K	0.00%
Westpac Banking Corp	25,389	$356.2K	0.03%
Elequin Capital LP	25,050	$351.5K	0.11%
XTX Topco Ltd	18,668	$261.9K	0.06%
Point72 Hong Kong Ltd	13,072	$183.4K	0.01%
Pathstone Holdings, LLC	12,990	$182.3K	0.00%
Vanderbilt University	11,679	$163.9K	0.04%
GAMMA Investing LLC	9,187	$124.9K	0.03%
EntryPoint Capital, LLC	3,408	$47.8K	0.05%
Smartleaf Asset Management LLC	669	$8.90K	0.00%
Simplex Trading, LLC	444	$6.00K	0.00%
Ronald Blue Trust, Inc.	481	$6.00K	0.00%
Advisory Services Network, LLC	151	$2.12K	0.00%

Sold out (17)

Institutions that held Retail Opportunity Investments Corp at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of ROIC in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Alyeska Investment Group, L.P.	1,125,120	$13.9M
Adelante Capital Management LLC	103,850	$1.29M
Quantbot Technologies LP	94,306	$1.17M
Wolverine Asset Management LLC	67,858	$840.1K
Y-Intercept (Hong Kong) Ltd	54,558	$675.4K
MQS Management LLC	40,766	$504.7K
Schonfeld Strategic Advisors LLC	36,107	$447.0K
Meiji Yasuda Asset Management Co Ltd.	34,553	$427.8K
Susquehanna Fundamental Investments, LLC	27,027	$334.6K
Inceptionr LLC	14,497	$179.5K
Sequoia Financial Advisors, LLC	14,176	$175.5K
Quadrature Capital Ltd	10,295	$127.3K
Evergreen Capital Management LLC	10,049	$125.9K
Lazard Asset Management LLC	8,336	$103.0K
Point72 Asset Management, L.P.	8,053	$99.7K
Bessemer Group Inc	105	$1.00K
Avion Wealth	37	$0

Not filed for Q4 2023 yet (3)

Institutions that held Retail Opportunity Investments Corp at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding ROIC in Q3 2023 that haven't filed for Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Virginia Retirement Systems Et Al	91,100	$1.13M
Quantamental Technologies LLC	11,680	$144.6K
Johnson Midwest Financial, LLC	1,526	$18.9K