Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 216
- +10 vs. Q2 2023
- Shares held
- 123.5M
- −125.9K (−0.1%) vs. Q2 2023
- Total value
- $1.53B
- −$136.7M (−8.2%) vs. Q2 2023
- New holders
- 26
- 77 more added
- Sold out
- 16
- 87 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barclays PLC | 64,840 | $802.7K | 0.00% | −5,539−7.9% | Reduced |
| Janus Henderson Group PLC | 64,580 | $799.2K | 0.00% | +50.0% | Added |
| Louisiana State Employees Retirement System | 64,100 | $793.6K | 0.02% | −2,000−3.0% | Reduced |
| Yousif Capital Management, LLC | 62,544 | $774.3K | 0.01% | −4,366−6.5% | Reduced |
| UBS Group AG | 62,061 | $768.3K | 0.00% | −54,792−46.9% | Reduced |
| Comerica Bank | 60,542 | $749.5K | 0.00% | +60,542 | New |
| Cornercap Investment Counsel Inc | 60,138 | $744.5K | 0.14% | −450−0.7% | Reduced |
| HSBC Holdings PLC | 59,682 | $738.9K | 0.00% | −6,783−10.2% | Reduced |
| STRS Ohio | 58,892 | $729.0K | 0.00% | +3,300+5.9% | Added |
| Walleye Trading LLC | 55,567 | $687.9K | 0.02% | +4,932+9.7% | Added |
| Jane Street Group, LLC | 55,490 | $687.0K | 0.00% | +38,666+229.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 54,828 | $678.8K | 0.00% | −1,048−1.9% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 54,558 | $675.4K | 0.07% | +54,558 | New |
| Nisa Investment Advisors, LLC | 48,940 | $605.9K | 0.00% | +3,430+7.5% | Added |
| Algert Global LLC | 48,800 | $604.1K | 0.03% | −108,460−69.0% | Reduced |
| Teacher Retirement System of Texas | 48,633 | $602.0K | 0.00% | −42,323−46.5% | Reduced |
| Amalgamated Bank | 48,592 | $602.0K | 0.01% | −1,642−3.3% | Reduced |
| Guggenheim Capital LLC | 47,676 | $590.2K | 0.01% | +47,676 | New |
| Maryland State Retirement & Pension System | 46,411 | $574.6K | 0.01% | −2,688−5.5% | Reduced |
| Royal Bank of Canada | 43,677 | $540.0K | 0.00% | +23,632+117.9% | Added |
| Natixis Advisors, L.P. | 41,643 | $516.0K | 0.00% | +4,030+10.7% | Added |
| MQS Management LLC | 40,766 | $504.7K | 0.31% | +15,886+63.9% | Added |
| Teachers Retirement System of the State of Kentucky | 40,471 | $501.0K | 0.01% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 40,240 | $498.0K | 0.00% | +1,477+3.8% | Added |
| Oregon Public Employees Retirement Fund | 37,460 | $463.8K | 0.01% | −1,800−4.6% | Reduced |
| Russell Investments Group, Ltd. | 36,356 | $450.1K | 0.00% | −4,510−11.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 36,107 | $447.0K | 0.00% | −14,293−28.4% | Reduced |
| Arizona State Retirement System | 35,877 | $444.2K | 0.00% | +760+2.2% | Added |
| UniSuper Management Pty Ltd | 35,400 | $438.3K | 0.01% | +1,500+4.4% | Added |
| State Board of Administration of Florida Retirement System | 35,154 | $435.2K | 0.00% | +180+0.5% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 34,553 | $427.8K | 0.02% | 00.0% | Unchanged |
| Walleye Capital LLC | 34,024 | $421.2K | 0.01% | +34,024 | New |
| Wells Fargo & Company | 33,291 | $412.1K | 0.00% | −29,865−47.3% | Reduced |
| Pictet Asset Management Holding SA | 32,141 | $397.9K | 0.00% | +32,141 | New |
| DekaBank Deutsche Girozentrale | 30,189 | $375.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 28,388 | $351.4K | 0.01% | +28,388 | New |
| UBS Oconnor LLC | 27,600 | $341.7K | 0.01% | −554,094−95.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 27,027 | $334.6K | 0.02% | −6,429−19.2% | Reduced |
| Handelsbanken Fonder AB | 26,997 | $334.0K | 0.00% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 26,500 | $328.1K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 25,750 | $318.8K | 0.00% | −1,100−4.1% | Reduced |
| Creative Planning | 24,953 | $308.9K | 0.00% | −1,991−7.4% | Reduced |
| Standard Life Aberdeen plc | 24,899 | $308.3K | 0.00% | +992+4.1% | Added |
| CWM Advisors, LLC | 24,609 | $304.7K | 0.04% | +1,093+4.6% | Added |
| Stableford Capital II LLC | 26,342 | $300.3K | 0.14% | −20.0% | Reduced |
| Vident Advisory, LLC | 22,808 | $282.4K | 0.01% | +22,808 | New |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 22,092 | $273.5K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 22,083 | $273.4K | 0.00% | −2,531−10.3% | Reduced |
| Raymond James & Associates | 21,776 | $269.6K | 0.00% | −650−2.9% | Reduced |
| Miller Howard Investments Inc | 21,543 | $266.7K | 0.01% | −40−0.2% | Reduced |
| Captrust Financial Advisors | 20,613 | $255.2K | 0.00% | −158−0.8% | Reduced |
| Wexford Capital LP | 20,574 | $254.7K | 0.06% | −2,471−10.7% | Reduced |
| State of Wisconsin Investment Board | 20,398 | $252.5K | 0.00% | +20,398 | New |
| Cambria Investment Management, L.P. | 19,000 | $235.2K | 0.02% | 00.0% | Unchanged |
| ProShare Advisors LLC | 18,805 | $232.8K | 0.00% | −507−2.6% | Reduced |
| Keybank National Association | 18,537 | $229.5K | 0.00% | +29+0.2% | Added |
| Pictet & Cie (Europe) SA | 17,863 | $221.1K | 0.01% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 16,962 | $210.0K | 0.01% | +16,962 | New |
| JustInvest LLC | 16,884 | $209.0K | 0.01% | +195+1.2% | Added |
| Point72 Middle East FZE | 15,323 | $189.7K | 0.01% | +15,323 | New |
| Everence Capital Management Inc | 14,970 | $185.0K | 0.01% | −8,520−36.3% | Reduced |
| Bank of Montreal | 13,097 | $182.2K | 0.00% | −769−5.5% | Reduced |
| Quantinno Capital Management LP | 14,680 | $182.0K | 0.01% | +512+3.6% | Added |
| Inceptionr LLC | 14,497 | $179.5K | 0.10% | +14,497 | New |
| Van Eck Associates Corp | 14,416 | $178.0K | 0.00% | +597+4.3% | Added |
| Mariner, LLC | 14,268 | $176.6K | 0.00% | +1,250+9.6% | Added |
| Sequoia Financial Advisors, LLC | 14,176 | $175.5K | 0.00% | +1,358+10.6% | Added |
| Nissay Asset Management Corp | 13,883 | $171.9K | 0.00% | +1,182+9.3% | Added |
| CIBC Asset Management Inc | 13,495 | $167.1K | 0.00% | −931−6.5% | Reduced |
| Aigen Investment Management, LP | 12,895 | $159.6K | 0.03% | −86,773−87.1% | Reduced |
| Ameritas Investment Partners, Inc. | 12,239 | $151.5K | 0.01% | +2,067+20.3% | Added |
| Quadrant Capital Group LLC | 12,124 | $150.1K | 0.02% | −377−3.0% | Reduced |
| Schechter Investment Advisors, LLC | 12,001 | $148.6K | 0.01% | +12,001 | New |
| M&T Bank Corp | 11,942 | $147.8K | 0.00% | −1,709−12.5% | Reduced |
| Quantamental Technologies LLC | 11,680 | $144.6K | 0.14% | −800−6.4% | Reduced |
| Crossmark Global Holdings, Inc. | 12,008 | $142.0K | 0.00% | +28+0.2% | Added |
| Miracle Mile Advisors, LLC | 11,200 | $138.7K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 11,013 | $136.3K | 0.01% | +542+5.2% | Added |
| Quadrature Capital Ltd | 10,295 | $127.3K | 0.00% | +10,295 | New |
| Evergreen Capital Management LLC | 10,049 | $125.9K | 0.01% | +10,049 | New |
| Private Advisor Group, LLC | 10,066 | $124.6K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 9,749 | $120.7K | 0.00% | −462−4.5% | Reduced |
| Tower Research Capital LLC (TRC) | 8,837 | $109.4K | 0.00% | +2,882+48.4% | Added |
| Lazard Asset Management LLC | 8,336 | $103.0K | 0.00% | +8,336 | New |
| Point72 Asset Management, L.P. | 8,053 | $99.7K | 0.00% | +8,053 | New |
| US Bancorp | 5,515 | $68.3K | 0.00% | +1,659+43.0% | Added |
| Whittier Trust Co | 5,137 | $63.6K | 0.00% | +10.0% | Added |
| Signaturefd, LLC | 4,307 | $53.3K | 0.00% | −134−3.0% | Reduced |
| KBC Group NV | 3,973 | $49.0K | 0.00% | −6,080−60.5% | Reduced |
| CWM, LLC | 2,448 | $30.0K | 0.00% | +223+10.0% | Added |
| Clear Street Markets LLC | 2,366 | $29.0K | 0.02% | +2,366 | New |
| Versant Capital Management, Inc | 1,753 | $21.7K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,553 | $19.2K | 0.00% | 00.0% | Unchanged |
| Migdal Insurance & Financial Holdings Ltd. | 1,552 | $19.0K | 0.00% | −684−30.6% | Reduced |
| Johnson Midwest Financial, LLC | 1,526 | $18.9K | 0.04% | +17+1.1% | Added |
| Advisor Group Holdings, Inc. | 1,461 | $18.1K | 0.00% | −26−1.7% | Reduced |
| Massmutual Trust Co FSB | 873 | $10.8K | 0.00% | +110+14.4% | Added |
| Fifth Third Bancorp | 807 | $9.99K | 0.00% | +1+0.1% | Added |
| Covestor Ltd | 558 | $7.00K | 0.01% | +547+4,972.7% | Added |
| Parallel Advisors, LLC | 478 | $5.93K | 0.00% | −117−19.7% | Reduced |