Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 216
- +10 vs. Q2 2023
- Shares held
- 123.5M
- −125.9K (−0.1%) vs. Q2 2023
- Total value
- $1.53B
- −$136.7M (−8.2%) vs. Q2 2023
- New holders
- 26
- 77 more added
- Sold out
- 16
- 87 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Avion Wealth | 37 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $12 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 43 | $532 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 50 | $585 | 0.00% | +50 | New |
| Private Trust Co NA | 51 | $631 | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 105 | $1.00K | 0.00% | −916−89.7% | Reduced |
| EverSource Wealth Advisors, LLC | 83 | $1.03K | 0.00% | +83 | New |
| Farmers & Merchants Investments Inc | 95 | $1.18K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 96 | $1.19K | 0.00% | +96 | New |
| Farther Finance Advisors, LLC | 97 | $1.20K | 0.00% | +50+106.4% | Added |
| Bell Investment Advisors, Inc | 112 | $1.39K | 0.00% | −39−25.8% | Reduced |
| HighMark Wealth Management LLC | 150 | $1.86K | 0.00% | +2+1.4% | Added |
| Whittier Trust Co of Nevada Inc | 178 | $2.20K | 0.00% | −750−80.8% | Reduced |
| Your Advocates Ltd., LLP | 200 | $2.48K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 270 | $3.34K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 462 | $5.72K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 478 | $5.93K | 0.00% | −117−19.7% | Reduced |
| Covestor Ltd | 558 | $7.00K | 0.01% | +547+4,972.7% | Added |
| Fifth Third Bancorp | 807 | $9.99K | 0.00% | +1+0.1% | Added |
| Massmutual Trust Co FSB | 873 | $10.8K | 0.00% | +110+14.4% | Added |
| Advisor Group Holdings, Inc. | 1,461 | $18.1K | 0.00% | −26−1.7% | Reduced |
| Johnson Midwest Financial, LLC | 1,526 | $18.9K | 0.04% | +17+1.1% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 1,552 | $19.0K | 0.00% | −684−30.6% | Reduced |
| Lindbrook Capital, LLC | 1,553 | $19.2K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 1,753 | $21.7K | 0.01% | 00.0% | Unchanged |
| Clear Street Markets LLC | 2,366 | $29.0K | 0.02% | +2,366 | New |
| CWM, LLC | 2,448 | $30.0K | 0.00% | +223+10.0% | Added |
| KBC Group NV | 3,973 | $49.0K | 0.00% | −6,080−60.5% | Reduced |
| Signaturefd, LLC | 4,307 | $53.3K | 0.00% | −134−3.0% | Reduced |
| Whittier Trust Co | 5,137 | $63.6K | 0.00% | +10.0% | Added |
| US Bancorp | 5,515 | $68.3K | 0.00% | +1,659+43.0% | Added |
| Point72 Asset Management, L.P. | 8,053 | $99.7K | 0.00% | +8,053 | New |
| Lazard Asset Management LLC | 8,336 | $103.0K | 0.00% | +8,336 | New |
| Tower Research Capital LLC (TRC) | 8,837 | $109.4K | 0.00% | +2,882+48.4% | Added |
| The PNC Financial Services Group, Inc. | 9,749 | $120.7K | 0.00% | −462−4.5% | Reduced |
| Private Advisor Group, LLC | 10,066 | $124.6K | 0.00% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 10,049 | $125.9K | 0.01% | +10,049 | New |
| Quadrature Capital Ltd | 10,295 | $127.3K | 0.00% | +10,295 | New |
| Metropolitan Life Insurance Co | 11,013 | $136.3K | 0.01% | +542+5.2% | Added |
| Miracle Mile Advisors, LLC | 11,200 | $138.7K | 0.00% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 12,008 | $142.0K | 0.00% | +28+0.2% | Added |
| Quantamental Technologies LLC | 11,680 | $144.6K | 0.14% | −800−6.4% | Reduced |
| M&T Bank Corp | 11,942 | $147.8K | 0.00% | −1,709−12.5% | Reduced |
| Schechter Investment Advisors, LLC | 12,001 | $148.6K | 0.01% | +12,001 | New |
| Quadrant Capital Group LLC | 12,124 | $150.1K | 0.02% | −377−3.0% | Reduced |
| Ameritas Investment Partners, Inc. | 12,239 | $151.5K | 0.01% | +2,067+20.3% | Added |
| Aigen Investment Management, LP | 12,895 | $159.6K | 0.03% | −86,773−87.1% | Reduced |
| CIBC Asset Management Inc | 13,495 | $167.1K | 0.00% | −931−6.5% | Reduced |
| Nissay Asset Management Corp | 13,883 | $171.9K | 0.00% | +1,182+9.3% | Added |
| Sequoia Financial Advisors, LLC | 14,176 | $175.5K | 0.00% | +1,358+10.6% | Added |
| Mariner, LLC | 14,268 | $176.6K | 0.00% | +1,250+9.6% | Added |
| Van Eck Associates Corp | 14,416 | $178.0K | 0.00% | +597+4.3% | Added |
| Inceptionr LLC | 14,497 | $179.5K | 0.10% | +14,497 | New |
| Quantinno Capital Management LP | 14,680 | $182.0K | 0.01% | +512+3.6% | Added |
| Bank of Montreal | 13,097 | $182.2K | 0.00% | −769−5.5% | Reduced |
| Everence Capital Management Inc | 14,970 | $185.0K | 0.01% | −8,520−36.3% | Reduced |
| Point72 Middle East FZE | 15,323 | $189.7K | 0.01% | +15,323 | New |
| JustInvest LLC | 16,884 | $209.0K | 0.01% | +195+1.2% | Added |
| Engineers Gate Manager LP | 16,962 | $210.0K | 0.01% | +16,962 | New |
| Pictet & Cie (Europe) SA | 17,863 | $221.1K | 0.01% | 00.0% | Unchanged |
| Keybank National Association | 18,537 | $229.5K | 0.00% | +29+0.2% | Added |
| ProShare Advisors LLC | 18,805 | $232.8K | 0.00% | −507−2.6% | Reduced |
| Cambria Investment Management, L.P. | 19,000 | $235.2K | 0.02% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 20,398 | $252.5K | 0.00% | +20,398 | New |
| Wexford Capital LP | 20,574 | $254.7K | 0.06% | −2,471−10.7% | Reduced |
| Captrust Financial Advisors | 20,613 | $255.2K | 0.00% | −158−0.8% | Reduced |
| Miller Howard Investments Inc | 21,543 | $266.7K | 0.01% | −40−0.2% | Reduced |
| Raymond James & Associates | 21,776 | $269.6K | 0.00% | −650−2.9% | Reduced |
| Mutual of America Capital Management LLC | 22,083 | $273.4K | 0.00% | −2,531−10.3% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 22,092 | $273.5K | 0.00% | 00.0% | Unchanged |
| Vident Advisory, LLC | 22,808 | $282.4K | 0.01% | +22,808 | New |
| Stableford Capital II LLC | 26,342 | $300.3K | 0.14% | −20.0% | Reduced |
| CWM Advisors, LLC | 24,609 | $304.7K | 0.04% | +1,093+4.6% | Added |
| Standard Life Aberdeen plc | 24,899 | $308.3K | 0.00% | +992+4.1% | Added |
| Creative Planning | 24,953 | $308.9K | 0.00% | −1,991−7.4% | Reduced |
| Davenport & Co LLC | 25,750 | $318.8K | 0.00% | −1,100−4.1% | Reduced |
| Gamco Investors, Inc. Et Al | 26,500 | $328.1K | 0.00% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 26,997 | $334.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 27,027 | $334.6K | 0.02% | −6,429−19.2% | Reduced |
| UBS Oconnor LLC | 27,600 | $341.7K | 0.01% | −554,094−95.3% | Reduced |
| Jump Financial, LLC | 28,388 | $351.4K | 0.01% | +28,388 | New |
| DekaBank Deutsche Girozentrale | 30,189 | $375.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Holding SA | 32,141 | $397.9K | 0.00% | +32,141 | New |
| Wells Fargo & Company | 33,291 | $412.1K | 0.00% | −29,865−47.3% | Reduced |
| Walleye Capital LLC | 34,024 | $421.2K | 0.01% | +34,024 | New |
| Meiji Yasuda Asset Management Co Ltd. | 34,553 | $427.8K | 0.02% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 35,154 | $435.2K | 0.00% | +180+0.5% | Added |
| UniSuper Management Pty Ltd | 35,400 | $438.3K | 0.01% | +1,500+4.4% | Added |
| Arizona State Retirement System | 35,877 | $444.2K | 0.00% | +760+2.2% | Added |
| Schonfeld Strategic Advisors LLC | 36,107 | $447.0K | 0.00% | −14,293−28.4% | Reduced |
| Russell Investments Group, Ltd. | 36,356 | $450.1K | 0.00% | −4,510−11.0% | Reduced |
| Oregon Public Employees Retirement Fund | 37,460 | $463.8K | 0.01% | −1,800−4.6% | Reduced |
| Daiwa Securities Group Inc. | 40,240 | $498.0K | 0.00% | +1,477+3.8% | Added |
| Teachers Retirement System of the State of Kentucky | 40,471 | $501.0K | 0.01% | 00.0% | Unchanged |
| MQS Management LLC | 40,766 | $504.7K | 0.31% | +15,886+63.9% | Added |
| Natixis Advisors, L.P. | 41,643 | $516.0K | 0.00% | +4,030+10.7% | Added |
| Royal Bank of Canada | 43,677 | $540.0K | 0.00% | +23,632+117.9% | Added |
| Maryland State Retirement & Pension System | 46,411 | $574.6K | 0.01% | −2,688−5.5% | Reduced |
| Guggenheim Capital LLC | 47,676 | $590.2K | 0.01% | +47,676 | New |
| Teacher Retirement System of Texas | 48,633 | $602.0K | 0.00% | −42,323−46.5% | Reduced |