Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Retail Opportunity Investments Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 207
- −10 vs. Q1 2023
- Shares held
- 123.7M
- +2.98M (+2.5%) vs. Q1 2023
- Total value
- $1.67B
- −$8.76M (−0.5%) vs. Q1 2023
- New holders
- 20
- 88 more added
- Sold out
- 30
- 76 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Trust Advisors LP | 63,605 | $859.3K | 0.00% | +18,257+40.3% | Added |
| Wells Fargo & Company | 63,156 | $853.2K | 0.00% | +16,996+36.8% | Added |
| Cornercap Investment Counsel Inc | 60,588 | $818.5K | 0.14% | +3,363+5.9% | Added |
| BNP Paribas Arbitrage, SA | 59,760 | $807.4K | 0.00% | −38,298−39.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 55,876 | $754.9K | 0.00% | −956−1.7% | Reduced |
| STRS Ohio | 55,592 | $751.0K | 0.00% | −31,970−36.5% | Reduced |
| Manufacturers Life Insurance Company, The | 53,538 | $723.3K | 0.00% | +1,624+3.1% | Added |
| Walleye Trading LLC | 50,635 | $684.1K | 0.04% | +50,635 | New |
| Schonfeld Strategic Advisors LLC | 50,400 | $680.9K | 0.01% | −57,300−53.2% | Reduced |
| Amalgamated Bank | 50,234 | $679.0K | 0.01% | −1,703−3.3% | Reduced |
| Wolverine Asset Management LLC | 49,599 | $670.1K | 0.01% | +15,010+43.4% | Added |
| Maryland State Retirement & Pension System | 49,099 | $663.3K | 0.01% | −1,055−2.1% | Reduced |
| Nisa Investment Advisors, LLC | 45,510 | $614.8K | 0.00% | −776−1.7% | Reduced |
| Russell Investments Group, Ltd. | 40,866 | $552.1K | 0.00% | −4,079−9.1% | Reduced |
| Teachers Retirement System of the State of Kentucky | 40,471 | $547.0K | 0.01% | +2,187+5.7% | Added |
| Oregon Public Employees Retirement Fund | 39,260 | $530.4K | 0.01% | −700−1.8% | Reduced |
| Daiwa Securities Group Inc. | 38,763 | $524.0K | 0.00% | +706+1.9% | Added |
| Natixis Advisors, L.P. | 37,613 | $508.0K | 0.00% | +5,029+15.4% | Added |
| Arizona State Retirement System | 35,117 | $474.4K | 0.00% | −969−2.7% | Reduced |
| State Board of Administration of Florida Retirement System | 34,974 | $472.5K | 0.00% | −10,921−23.8% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 34,553 | $467.0K | 0.02% | +535+1.6% | Added |
| Virginia Retirement Systems Et Al | 34,400 | $464.7K | 0.00% | +6,800+24.6% | Added |
| UniSuper Management Pty Ltd | 33,900 | $458.0K | 0.01% | +33,900 | New |
| Susquehanna Fundamental Investments, LLC | 33,456 | $452.0K | 0.02% | −10,940−24.6% | Reduced |
| Pictet Asset Management SA | 32,141 | $434.2K | 0.00% | −1,903−5.6% | Reduced |
| DekaBank Deutsche Girozentrale | 30,189 | $408.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 29,954 | $405.0K | 0.05% | +29,954 | New |
| Landscape Capital Management, L.L.C. | 28,829 | $389.5K | 0.05% | +28,829 | New |
| Qube Research & Technologies Ltd | 28,767 | $388.6K | 0.00% | +13,317+86.2% | Added |
| Stableford Capital II LLC | 26,344 | $385.7K | 0.17% | +26,344 | New |
| Handelsbanken Fonder AB | 26,997 | $365.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 26,944 | $364.0K | 0.00% | +15,952+145.1% | Added |
| Davenport & Co LLC | 26,850 | $362.7K | 0.00% | −150−0.6% | Reduced |
| Gamco Investors, Inc. Et Al | 26,500 | $358.0K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 26,250 | $354.6K | 0.02% | −500−1.9% | Reduced |
| MQS Management LLC | 24,880 | $336.1K | 0.23% | +14,173+132.4% | Added |
| Mutual of America Capital Management LLC | 24,614 | $332.5K | 0.00% | −1,033−4.0% | Reduced |
| Standard Life Aberdeen plc | 23,907 | $323.0K | 0.00% | +1,236+5.5% | Added |
| CWM Advisors, LLC | 23,516 | $317.7K | 0.04% | +3,900+19.9% | Added |
| Wexford Capital LP | 23,045 | $311.3K | 0.06% | +23,045 | New |
| Raymond James & Associates | 22,426 | $303.0K | 0.00% | +1,095+5.1% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 22,092 | $298.5K | 0.00% | +5,660+34.4% | Added |
| SG Americas Securities, LLC | 21,833 | $295.0K | 0.00% | −48,166−68.8% | Reduced |
| Miller Howard Investments Inc | 21,583 | $291.6K | 0.01% | +134+0.6% | Added |
| Jefferies Financial Group Inc. | 21,478 | $290.2K | 0.01% | +21,478 | New |
| Ofi Invest Asset Management | 21,439 | $289.6K | 0.01% | +21,439 | New |
| Everence Capital Management Inc | 23,490 | $287.0K | 0.02% | 00.0% | Unchanged |
| Captrust Financial Advisors | 20,771 | $280.6K | 0.00% | −62−0.3% | Reduced |
| Royal Bank of Canada | 20,045 | $271.0K | 0.00% | +9,521+90.5% | Added |
| ProShare Advisors LLC | 19,312 | $260.9K | 0.00% | +1,718+9.8% | Added |
| Cambria Investment Management, L.P. | 19,000 | $256.7K | 0.02% | −2,000−9.5% | Reduced |
| Keybank National Association | 18,508 | $250.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 18,289 | $247.1K | 0.00% | −269−1.4% | Reduced |
| Pictet & Cie (Europe) SA | 17,863 | $241.3K | 0.01% | +17,863 | New |
| Jane Street Group, LLC | 16,824 | $227.3K | 0.00% | +4,106+32.3% | Added |
| JustInvest LLC | 16,689 | $225.5K | 0.01% | −6,410−27.8% | Reduced |
| CIBC Asset Management Inc | 14,426 | $194.9K | 0.00% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 14,168 | $191.0K | 0.01% | −5,581−28.3% | Reduced |
| Bank of Montreal | 13,866 | $188.6K | 0.00% | −4,588−24.9% | Reduced |
| Van Eck Associates Corp | 13,819 | $187.0K | 0.00% | +630+4.8% | Added |
| M&T Bank Corp | 13,651 | $184.8K | 0.00% | +423+3.2% | Added |
| Crossmark Global Holdings, Inc. | 11,980 | $176.0K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 13,018 | $175.9K | 0.00% | −52−0.4% | Reduced |
| Sequoia Financial Advisors, LLC | 12,818 | $173.2K | 0.00% | +12,818 | New |
| Nissay Asset Management Corp | 12,701 | $171.6K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 12,537 | $171.1K | 0.00% | −6,804−35.2% | Reduced |
| Quadrant Capital Group LLC | 12,501 | $168.9K | 0.02% | +8,481+211.0% | Added |
| Quantamental Technologies LLC | 12,480 | $168.6K | 0.07% | +900+7.8% | Added |
| HRT Financial LP | 11,944 | $161.0K | 0.00% | +11,944 | New |
| Franklin Resources Inc | 11,715 | $158.3K | 0.00% | +931+8.6% | Added |
| Miracle Mile Advisors, LLC | 11,200 | $151.3K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 10,471 | $141.5K | 0.01% | +413+4.1% | Added |
| The PNC Financial Services Group, Inc. | 10,211 | $138.0K | 0.00% | +1,528+17.6% | Added |
| Ameritas Investment Partners, Inc. | 10,172 | $137.4K | 0.01% | +760+8.1% | Added |
| KBC Group NV | 10,053 | $136.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,066 | $136.0K | 0.00% | +10,066 | New |
| Tower Research Capital LLC (TRC) | 5,955 | $80.5K | 0.00% | +3,458+138.5% | Added |
| Whittier Trust Co | 5,136 | $69.4K | 0.00% | −80,733−94.0% | Reduced |
| Signaturefd, LLC | 4,441 | $60.0K | 0.00% | +607+15.8% | Added |
| US Bancorp | 3,856 | $52.1K | 0.00% | +875+29.4% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 2,236 | $30.0K | 0.00% | −2,180−49.4% | Reduced |
| CWM, LLC | 2,225 | $30.0K | 0.00% | +18+0.8% | Added |
| Versant Capital Management, Inc | 1,753 | $23.7K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,553 | $21.0K | 0.00% | +144+10.2% | Added |
| Johnson Midwest Financial, LLC | 1,509 | $20.4K | 0.02% | +17+1.1% | Added |
| Advisor Group Holdings, Inc. | 1,487 | $20.1K | 0.00% | −117−7.3% | Reduced |
| Bessemer Group Inc | 1,021 | $14.0K | 0.00% | +1,021 | New |
| Whittier Trust Co of Nevada Inc | 928 | $12.5K | 0.00% | −61,339−98.5% | Reduced |
| Fifth Third Bancorp | 806 | $10.9K | 0.00% | −1,235−60.5% | Reduced |
| Massmutual Trust Co FSB | 763 | $10.3K | 0.00% | +106+16.1% | Added |
| Parallel Advisors, LLC | 595 | $8.05K | 0.00% | −55−8.5% | Reduced |
| Silicon Valley Capital Partners | 518 | $7.00K | 0.00% | +518 | New |
| Parkside Financial Bank & Trust | 462 | $6.24K | 0.00% | −18−3.8% | Reduced |
| Aspire Private Capital, LLC | 270 | $3.65K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 221 | $2.99K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $2.70K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 151 | $2.04K | 0.00% | +3+2.0% | Added |
| HighMark Wealth Management LLC | 148 | $2.00K | 0.00% | +1+0.7% | Added |
| Farmers & Merchants Investments Inc | 95 | $1.28K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 51 | $689 | 0.00% | 00.0% | Unchanged |